{"url":"https://nivawealth.com/firms/margna-peak-advisors-ag-128649","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/128649","regulatoryAum":372499564,"crd":"128649","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5611418","suffix":null,"lastName":"SONI","firstName":"DEEPAK","middleName":null},{"crd":"5846789","suffix":null,"lastName":"WEBER SAUSER","firstName":"SABINA","middleName":"BARBARA"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-06-21","regulatoryAum":114314761,"clients":72,"employees":5,"offices":1},{"filedOn":"2022-02-22","regulatoryAum":192700305,"clients":45,"employees":5,"offices":1},{"filedOn":"2023-06-05","regulatoryAum":194834726,"clients":38,"employees":6,"offices":1},{"filedOn":"2024-03-28","regulatoryAum":224325138,"clients":38,"employees":5,"offices":1},{"filedOn":"2025-06-05","regulatoryAum":286782091,"clients":46,"employees":5,"offices":1},{"filedOn":"2026-02-18","regulatoryAum":372499564,"clients":48,"employees":4,"offices":1}],"secFileNumber":"801-62473","legalName":"Margna Peak Advisors Ag","displayName":"Margna Peak Advisors AG","slug":"margna-peak-advisors-ag-128649","website":"https://margnapeak.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"corporation organized in Switzerland","fiscalYearEnd":"December","headquarters":{"street":"Tödistrasse 16","city":"Zurich","state":"","stateName":"","country":"Switzerland","postalCode":"CH-8002"},"tradeNames":[],"registration":{"secApproved":"6 November 2003","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":7760407.583333333,"staff":{"employees":4,"advisory":3,"brokerDealerReps":0,"insuranceAgents":0,"promoters":3},"aum":{"regulatory":372499564,"discretionary":189650634,"discretionaryAccounts":23,"nonDiscretionary":182848930,"nonDiscretionaryAccounts":25,"wrapProgram":null,"nonUsClientsPct":2,"nonAumClients":0},"clientTypes":[{"label":"High-net-worth individuals","clients":48,"regulatoryAum":372499564}],"feePrograms":[],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T08:56:16.183271+00:00","documents":[{"name":"ADV 2A 2026 JANUARY","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1002230","versionId":1002230,"submittedOn":"2026-01-16"},{"name":null,"status":"not_downloaded","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1002229","versionId":1002229,"submittedOn":null}]},"custodians":[{"name":"Ubp Union Bancaire Privee","shortName":"Ubp Union Bancaire Privee","location":"Geneva","smaAssets":110448522},{"name":"Bank Julius Baer & Co LTD.","shortName":"Bank Julius Baer & Co","location":"Zurich","smaAssets":110813378},{"name":"Bank Vontobel Ag","shortName":"Bank Vontobel Ag","location":"Zurich","smaAssets":70791300},{"name":"Dreyfus Sohne & Cie Ag, Banquiers","shortName":"Dreyfus Sohne & Cie Ag, Banquiers","location":"Basel","smaAssets":57750940}],"custodyNote":"Margna Peak Advisors AG does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Anja Schmid","title":"Chief Compliance Officer","crd":"8212856"},{"name":"Deepak Soni","title":"CEO / Board Member","crd":"5611418"},{"name":"Sabina Weber Sauser","title":"Board Member, CIO","crd":"5846789"},{"name":"Alexandre Weintraub","title":"Chairman","crd":"6931943"}],"ownership":[{"label":"Belvoir Capital Ag","detail":"Shareholder in the 25% to 50% ownership band and a control person, since January 2017."},{"label":"Deepak Soni","detail":"Ceo / board member in the 25% to 50% ownership band and a control person, since June 2021."},{"label":"Sabina Weber Sauser","detail":"Board member, cio in the 25% to 50% ownership band and a control person, since August 2021."},{"label":"PKB Private Bank Sa","detail":"Indirect owner: a shareholder of Belvoir Capital Ag in the 75% or more band and a control person, since March 2024.","parent":"Belvoir Capital Ag"},{"label":"Auriga Holding Sa","detail":"Indirect owner: a shareholder of PKB Private Bank Sa in the 75% or more band and a control person, since December 2016.","parent":"PKB Private Bank Sa"},{"label":"Plenitude Sa","detail":"Indirect owner: a shareholder of Auriga Holding Sa in the 25% to 50% band and a control person, since July 1992.","parent":"Auriga Holding Sa"},{"label":"Antipodes Sa","detail":"Indirect owner: a shareholder of Auriga Holding Sa in the 25% to 50% band and a control person, since July 1992.","parent":"Auriga Holding Sa"},{"label":"Umberto Trabaldo Togna","detail":"Indirect owner: a shareholder of Plenitude Sa in the 25% to 50% band and a control person, since February 2006. Also a shareholder of Antipodes Sa in the 25% to 50% band and a control person, since February 2006.","parent":"Plenitude Sa"},{"label":"Massimo Trabaldo Togna","detail":"Indirect owner: a shareholder of Plenitude Sa in the 25% to 50% band and a control person, since February 2006. Also a shareholder of Antipodes Sa in the 25% to 50% band and a control person, since February 2006.","parent":"Plenitude Sa"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"41432447550","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":48},{"label":"Investment grade corporate bonds","percent":7},{"label":"Securities issued by registered investment companies or business development companies","percent":4},{"label":"Cash and cash equivalents","percent":12},{"label":"Other","percent":29,"detail":"Precious Metals"}],"privateFunds":0},"sources":{"adv1FilingDate":"18 February 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/128649/PDF/128649.pdf","brochureDate":"16 January 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1002230","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Margna Peak Advisors AG have?","answer":"Margna Peak Advisors AG has 48 clients and manages $372 million for them, as of February 2026. They include 48 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 18 February 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Margna Peak Advisors AG offer?","answer":"Margna Peak Advisors AG provides portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Margna Peak Advisors AG use?","answer":"Margna Peak Advisors AG’s separately managed account assets are held at Bank Julius Baer & Co LTD. (Zurich), with $111M, Ubp Union Bancaire Privee (Geneva), with $110M, Bank Vontobel Ag (Zurich), with $70.8M and Dreyfus Sohne & Cie Ag, Banquiers (Basel), with $57.8M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 18 February 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Margna Peak Advisors AG have?","answer":"Margna Peak Advisors AG has 2 investment adviser representatives registered with state securities authorities, out of 4 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Margna Peak Advisors AG invest in?","answer":"At the end of its last fiscal year, Margna Peak Advisors AG’s separately managed accounts held 48% exchange-traded equities, 29% other, 12% cash and equivalents, 7% investment grade corporate bonds and 4% registered funds (mutual funds, ETFs, BDCs). The 29% other category is described as: Precious Metals.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Margna Peak Advisors AG?","answer":"Margna Peak Advisors AG is owned through a chain of holding companies by Antipodes Sa and Umberto Trabaldo and Massimo Trabaldo Togna. Its direct owners are Belvoir Capital Ag, Deepak Soni and Sabina Weber Sauser, each holding 50% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 18 February 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Margna Peak Advisors AG get paid?","answer":"Margna Peak Advisors AG is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Margna Peak Advisors AG?","answer":"Margna Peak Advisors AG’s main office is at Tödistrasse 16, Zurich, Switzerland CH-8002. Its phone number is 41432447550. Its website is margnapeak.com.","source":"Form ADV Part 1A, Item 1.F, filed 18 February 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}