{"url":"https://nivawealth.com/firms/marest-capital-315958","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/315958","regulatoryAum":239789880,"crd":"315958","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7823745","suffix":null,"lastName":"Cohen","firstName":"Benjamin","middleName":"Doran"},{"crd":"8183997","suffix":null,"lastName":"Cohen","firstName":"Nathaniel","middleName":"Isaac"},{"crd":"1180121","suffix":null,"lastName":"COHEN","firstName":"PAUL","middleName":"IAN"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2022-05-24","regulatoryAum":159822341,"clients":19,"employees":3,"offices":1},{"filedOn":"2023-03-28","regulatoryAum":165604021,"clients":59,"employees":2,"offices":1},{"filedOn":"2024-03-21","regulatoryAum":190238544,"clients":57,"employees":4,"offices":1},{"filedOn":"2025-06-13","regulatoryAum":217855544,"clients":56,"employees":3,"offices":1},{"filedOn":"2026-02-02","regulatoryAum":239789880,"clients":73,"employees":3,"offices":1}],"secFileNumber":"801-123440","legalName":"Marest Capital, LLC","displayName":"Marest Capital","slug":"marest-capital-315958","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/marest-capital","xUrl":"https://www.twitter.com/marestcapital","founded":"2018","organization":"California limited liability company","fiscalYearEnd":"December","headquarters":{"street":"16255 Ventura BLVD, Suite 505","city":"Encino","state":"CA","stateName":"California","country":"United States","postalCode":"91436"},"tradeNames":[],"registration":{"secApproved":"14 March 2022","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":3500169.8358208956,"staff":{"employees":3,"advisory":2,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":239789880,"discretionary":239789880,"discretionaryAccounts":120,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":239789880,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":52,"regulatoryAum":3244327},{"label":"High-net-worth individuals","clients":15,"regulatoryAum":231267052},{"label":"Corporations and other businesses","clients":6,"regulatoryAum":5278501}],"feePrograms":[{"role":"main","program":"Wrap Comprehensive Portfolio Management","feeBasis":"ceiling","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1005721","versionId":1005721,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-02-02","documentName":"FORM ADV PART 2A APPENDIX 1 - WRAP FEE BROCHURE - MAREST CAPITAL, LLC","fee_rate_low":null,"fee_rate_high":1.4,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T17:02:13.776017+00:00","documents":[{"name":"FORM ADV PART 2A APPENDIX 1 - WRAP FEE BROCHURE - MAREST CAPITAL, LLC","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1005721","versionId":1005721,"submittedOn":"2026-02-02"},{"name":"FORM ADV PART 2A - FIRM BROCHURE - MAREST CAPITAL, LLC","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1005720","versionId":1005720,"submittedOn":"2026-02-02"}]},"custodians":[{"name":"LPL Financial LLC","shortName":"LPL Financial","location":"Fort Mill, SC","smaAssets":239789880}],"custodyNote":"Marest Capital has custody of $231M in client assets for 10 clients.","otherCustodians":[],"leadership":[{"name":"Paul Cohen","title":"Founder & CEO & Chief Compliance Officer","crd":"1180121"}],"ownership":[{"label":"Paul Cohen","detail":"Founder & ceo & chief compliance officer in the 75% or more ownership band and a control person, since December 2021."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"16255 Ventura BLVD, Suite 505","city":"Encino","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"818-216-4900","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":78},{"label":"U.S. government/agency bonds","percent":17},{"label":"Cash and cash equivalents","percent":5}],"privateFunds":0},"sources":{"adv1FilingDate":"2 February 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/315958/PDF/315958.pdf","brochureDate":"2 February 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1005721","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Marest Capital have?","answer":"Marest Capital has 73 clients and manages $240 million for them, as of February 2026. They include 52 individual clients, 15 high-net-worth individuals, and 6 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 2 February 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Marest Capital offer?","answer":"Marest Capital provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Marest Capital charge?","answer":"Marest Capital charges up to 1.40% a year for its Wrap Comprehensive Portfolio Management. The fee is billed in advance and is negotiable.","source":"FORM ADV PART 2A APPENDIX 1 - WRAP FEE BROCHURE - MAREST CAPITAL, LLC, filed 2 February 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Marest Capital use?","answer":"Marest Capital’s separately managed account assets are held at LPL Financial LLC (Fort Mill, SC), with $240M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 2 February 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Marest Capital have?","answer":"Marest Capital has 2 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Marest Capital invest in?","answer":"At the end of its last fiscal year, Marest Capital’s separately managed accounts held 78% exchange-traded equities, 17% U.S. government and agency bonds and 5% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Marest Capital?","answer":"Marest Capital’s direct owner is Paul Cohen (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 2 February 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Marest Capital get paid?","answer":"Marest Capital is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Marest Capital?","answer":"Marest Capital’s main office is at 16255 Ventura BLVD, Suite 505, Encino, CA 91436. Its phone number is 818-216-4900.","source":"Form ADV Part 1A, Item 1.F, filed 2 February 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/marest-capital-315958/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-08-05","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/2010315/000117266126003094/0001172661-26-003094-index.html","totalValue":200866817,"positionCount":30,"top10Share":0.9502917647169169,"top10":[{"issuer":"STATE STR SPDR S&P 500 ETF T","titleOfClass":"TR UNIT","cusip":"78462F103","value":124884298,"shares":167232,"shareType":"SH","priorValue":107108367,"priorShares":164696},{"issuer":"ISHARES TR","titleOfClass":"0-3 MTH TREASURY","cusip":"46436E718","value":24557582,"shares":243941,"shareType":"SH","priorValue":17737522,"priorShares":176212},{"issuer":"BLACKROCK ETF TRUST II","titleOfClass":"ISHA FLEX IN 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}