{"url":"https://nivawealth.com/firms/manulife-investment-management-us-106435","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/106435","regulatoryAum":228040017631,"crd":"106435","secFileNumber":"801-42023","legalName":"Manulife Investment Management (us) LLC","displayName":"Manulife Investment Management (us)","website":null,"linkedinUrl":"https://www.linkedin.com/company/manulife-wealth-asset-management/","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"197 Clarendon ST","city":"Boston","state":"MA","stateName":"Massachusetts","country":"United States","postalCode":"02116"},"tradeNames":["Manulife Investment Management","Manulife John Hancock Investments"],"registration":{"secApproved":"4 August 1992","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":267,"advisory":146,"brokerDealerReps":17,"insuranceAgents":0,"promoters":10},"aum":{"discretionary":228003022485,"discretionaryAccounts":4860,"nonDiscretionary":36995146,"nonDiscretionaryAccounts":1,"wrapProgram":2828594960,"nonUsClientsPct":25,"nonAumClients":48},"clientTypes":[{"label":"Individuals (other than HNW)","clients":3373,"regulatoryAum":1129172150},{"label":"High-net-worth individuals","clients":151,"regulatoryAum":270317388},{"label":"Investment companies","clients":113,"regulatoryAum":145836923316},{"label":"Pooled investment vehicles","clients":110,"regulatoryAum":45117505524},{"label":"Pension and profit-sharing plans","clients":105,"regulatoryAum":4856942403},{"label":"Charitable organizations","clients":762,"regulatoryAum":760874571},{"label":"State or municipal government entities","clients":15,"regulatoryAum":5322296609},{"label":"Insurance companies","clients":11,"regulatoryAum":15638165008},{"label":"Sovereign wealth funds and foreign official institutions","clients":10,"regulatoryAum":5395991096},{"label":"Corporations and other businesses","clients":203,"regulatoryAum":3077361421},{"label":"Other","clients":8,"regulatoryAum":634468145}],"fees":[],"feeNotes":[],"custodians":[{"name":"State Street Bank and Trust Company","shortName":"State Street Bank and Trust","location":"Boston, MA","smaAssets":18059998135},{"name":"The Bank of New York Mellon Corporation","shortName":"The Bank of New York Mellon","location":"New York, NY","smaAssets":5641679717},{"name":"Northern Trust Corporation","shortName":"Northern Trust","location":"Chicago, IL","smaAssets":3624877658}],"custodyNote":"Manulife Investment Management (us) has custody of client assets.","otherCustodians":[],"leadership":[{"name":"Kenneth Damato","title":"Vice President, Chief Administrative Officer","crd":"6467196"},{"name":"Paul Donahue","title":"Vice President, Chief Compliance Officer","crd":"2248908"},{"name":"Diane Landers","title":"President and Chief Operating Officer and Director","crd":"2182114"},{"name":"William Auger","title":"Director","crd":"7032000"},{"name":"James Bogle","title":"Cheif Financial Officer","crd":"7344902"},{"name":"Melissa Gamble","title":"Director","crd":"8061490"},{"name":"Rebecca Hayes","title":"Assistant General Counsel","crd":"7523574"},{"name":"Andrew McFetridge","title":"Director","crd":"2516238"}],"ownership":[{"label":"John Hancock Subsidiaries LLC","detail":"Member in the 75% or more ownership band and a control person, since October 2015."},{"label":"John Hancock Life Insurance Company (u.s.a.)","detail":"Indirect owner: a shareholder of John Hancock Subsidiaries LLC in the 75% or more band and a control person, since December 2009.","parent":"John Hancock Subsidiaries LLC"},{"label":"The Manufacturers Investment Corporation","detail":"Indirect owner: a shareholder of John Hancock Life Insurance Company (u.s.a.) in the 75% or more band and a control person, since January 2002.","parent":"John Hancock Life Insurance Company (u.s.a.)"},{"label":"Manulife Financial Corporation","detail":"Indirect owner: a shareholder of The Manufacturers Life Insurance Company in the 75% or more band and a control person, since September 1999.","parent":"The Manufacturers Life Insurance Company"},{"label":"John Hancock Financial Corporation","detail":"Indirect owner: a shareholder of The Manufacturers Investment Corporation in the 75% or more band and a control person, since December 2009.","parent":"The Manufacturers Investment Corporation"},{"label":"Manulife Holdings (alberta) Limited","detail":"Indirect owner: a shareholder of John Hancock Financial Corporation in the 75% or more band and a control person, since December 2009.","parent":"John Hancock Financial Corporation"},{"label":"The Manufacturers Life Insurance Company","detail":"Indirect owner: a shareholder of Manulife Holdings (alberta) Limited in the 75% or more band and a control person, since December 2003.","parent":"Manulife Holdings (alberta) Limited"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"officesByState":[{"state":"Illinois","offices":1,"addresses":[{"street":"200 South Wacker Drive","city":"Chicago"}]},{"state":"Massachusetts","offices":1,"addresses":[{"street":"197 Clarendon ST","city":"Boston","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"617-375-1500","stateRegisteredReps":12,"otherAdviserReps":12,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":25},{"label":"U.S. government/agency bonds","percent":13},{"label":"U.S. state and local bonds","percent":1},{"label":"Sovereign bonds","percent":4},{"label":"Investment grade corporate bonds","percent":35},{"label":"Non-investment grade corporate bonds","percent":5},{"label":"Derivatives","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":9},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":1},{"label":"Cash and cash equivalents","percent":1},{"label":"Other","percent":5,"detail":"(xii)other: Non- Agency- Asset Backed and Mortgage Backed Securities,floating Rate Notes (FRN)"}],"privateFunds":0},"sources":{"adv1FilingDate":"25 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/106435/PDF/106435.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Manulife Investment Management (us) have?","answer":"Manulife Investment Management (us) has 4,861 clients and manages $228 billion for them, as of March 2026. They include 3,373 other individuals, 762 charitable organizations and 203 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 25 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Manulife Investment Management (us) offer?","answer":"Manulife Investment Management (us) provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled vehicles, portfolio management for institutions and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Manulife Investment Management (us) use?","answer":"Manulife Investment Management (us)’s separately managed account assets are held at State Street Bank and Trust Company (Boston, MA), with $18,059,998,135, The Bank of New York Mellon Corporation (New York, NY), with $5,641,679,717 and Northern Trust Corporation (Chicago, IL), with $3,624,877,658. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 25 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Manulife Investment Management (us) have?","answer":"Manulife Investment Management (us) has 12 investment adviser representatives registered with state securities authorities, out of 267 employees, and 146 perform investment advisory functions. 17 are registered representatives of a broker-dealer and 0 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Manulife Investment Management (us) invest in?","answer":"At the end of its last fiscal year, Manulife Investment Management (us)’s separately managed accounts held 35% investment grade corporate bonds, 25% exchange-traded equities, 13% U.S. government and agency bonds, 9% registered funds (mutual funds, ETFs, BDCs), 5% high-yield corporate bonds, 5% (xii)other: non- agency- asset backed and mortgage backed securities,floating rate notes (frn), 4% sovereign bonds, 1% state and local bonds, 1% derivatives, 1% pooled vehicles (private funds and similar) and 1% cash and equivalents. It advises no private funds of its own.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Manulife Investment Management (us)?","answer":"Manulife Investment Management (us) is owned through a chain of holding companies by Manulife Financial Corporation. Its direct owner is John Hancock Subsidiaries LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 25 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Manulife Investment Management (us) get paid?","answer":"Manulife Investment Management (us) is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}