{"url":"https://nivawealth.com/firms/manulife-investment-management-private-markets-us-145508","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/145508","regulatoryAum":48314848825,"crd":"145508","secFileNumber":"801-68506","legalName":"Manulife Investment Management Private Markets (us) LLC","displayName":"Manulife Investment Management Private Markets (us)","website":null,"linkedinUrl":"https://www.linkedin.com/company/manulife-investment-management/","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"197 Clarendon Street, C02-05","city":"Boston","state":"MA","stateName":"Massachusetts","country":"United States","postalCode":"02116"},"tradeNames":[],"registration":{"secApproved":"4 December 2007","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":730,"advisory":119,"brokerDealerReps":26,"insuranceAgents":0,"promoters":15},"aum":{"discretionary":40157535146,"discretionaryAccounts":111,"nonDiscretionary":8157313679,"nonDiscretionaryAccounts":69,"wrapProgram":null,"nonUsClientsPct":24,"nonAumClients":6},"clientTypes":[{"label":"Banking or thrift institutions","clients":null,"regulatoryAum":748813301},{"label":"Investment companies","clients":2,"regulatoryAum":3533697940},{"label":"Business development companies","clients":1,"regulatoryAum":171075540},{"label":"Pooled investment vehicles","clients":51,"regulatoryAum":19037987238},{"label":"Pension and profit-sharing plans","clients":null,"regulatoryAum":265777652},{"label":"Insurance companies","clients":9,"regulatoryAum":24455794493},{"label":"Corporations and other businesses","clients":null,"regulatoryAum":101702661}],"fees":[],"feeNotes":[],"custodians":[{"name":"Standard Chartered Bank Hong Kong LTD","shortName":"Standard Chartered Bank Hong Kong","location":"Hong Kong","smaAssets":12408219611},{"name":"Bank of New York Mellon","shortName":"Bank of New York Mellon","location":"New York, NY","smaAssets":10190781827}],"custodyNote":"Manulife Investment Management Private Markets (us) has custody of $8.55B for 51 clients.","otherCustodians":[],"leadership":[{"name":"Anne Valentine Andrews","title":"Director, Chair, President and CEO","crd":"4416956"},{"name":"Effie Georgountzos","title":"Chief Financial Officer and Treasurer","crd":"4300422"},{"name":"Jason Pratt","title":"Chief Compliance Officer","crd":"6214981"},{"name":"Vipon Ghai","title":"Director","crd":"7204470"},{"name":"Heidi KNAPP","title":"Operations","crd":"6929567"},{"name":"Gerald Peterson","title":"Director","crd":"7013106"},{"name":"Howard Sullivan","title":"Chief Legal Officer","crd":"4394524"},{"name":"Michelle Taylor-Jones","title":"Director","crd":"7790112"}],"ownership":[{"label":"The Manufacturers Investment Corporation","detail":"Member in the 75% or more ownership band and a control person, since September 2018."},{"label":"Manulife Financial Corporation","detail":"Indirect owner: a shareholder of The Manufacturers Life Insurance Company in the 75% or more band and a control person, since September 1999.","parent":"The Manufacturers Life Insurance Company"},{"label":"John Hancock Financial Corporation","detail":"Indirect owner: a shareholder of The Manufacturers Investment Corporation in the 75% or more band and a control person, since December 2009.","parent":"The Manufacturers Investment Corporation"},{"label":"The Manufacturers Life Insurance Company","detail":"Indirect owner: a shareholder of Manulife Holdings (alberta) Limited in the 75% or more band and a control person, since December 2003.","parent":"Manulife Holdings (alberta) Limited"},{"label":"Manulife Holdings (alberta) Limited","detail":"Indirect owner: a member of The Manufacturers Life Insurance Company in the 75% or more band and a control person, since December 2009.","parent":"The Manufacturers Life Insurance Company"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":11,"privateResidences":0},"listedOfficeAddresses":10,"officesByState":[{"state":"California","offices":2,"addresses":[{"street":"Two Park Plaza","city":"Irvine"},{"street":"595 Market Street","city":"San Francisco"}]},{"state":"District of Columbia","offices":1,"addresses":[{"street":"1250 H Street NW","city":"Washington"}]},{"state":"Georgia","offices":1,"addresses":[{"street":"500 Northpark Town Center","city":"Atlanta"}]},{"state":"Illinois","offices":1,"addresses":[{"street":"One North Franklin Street","city":"Chicago"}]},{"state":"Massachusetts","offices":1,"addresses":[{"street":"197 Clarendon Street, C02-05","city":"Boston","headquarters":true}]},{"state":"New York","offices":2,"addresses":[{"street":"1251 Avenue of the Americas","city":"New York"},{"street":"299 Park Avenue","city":"New York"}]},{"state":"North Carolina","offices":1,"addresses":[{"street":"4824 Parkway Plaza Boulevard","city":"Charlotte"}]},{"state":"Texas","offices":1,"addresses":[{"street":"3400 N Central Expy","city":"Dallas"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"617-572-0693","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees","Other"],"activities":["Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)","Other"],"financialPlanningClients":null,"assetMix":[{"label":"Non-exchange-traded equity securities","percent":13},{"label":"U.S. government/agency bonds","percent":10},{"label":"U.S. state and local bonds","percent":2},{"label":"Sovereign bonds","percent":1},{"label":"Investment grade corporate bonds","percent":57},{"label":"Other","percent":18,"detail":"Structured Debt, Such As Collateralized Mortgage Obligations and Asset Backed Securities and Private Placement Securities"}],"privateFunds":44},"sources":{"adv1FilingDate":"31 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/145508/PDF/145508.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Manulife Investment Management Private Markets (us) have?","answer":"Manulife Investment Management Private Markets (us) has 63 clients and manages $48.3 billion for them, as of March 2026. They include 51 pooled investment vehicles, 9 insurance companies and 2 investment companies.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Manulife Investment Management Private Markets (us) offer?","answer":"Manulife Investment Management Private Markets (us) provides portfolio management for investment companies, portfolio management for pooled vehicles, portfolio management for institutions, selecting other managers and other activities.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Manulife Investment Management Private Markets (us) use?","answer":"Manulife Investment Management Private Markets (us)’s separately managed account assets are held at Standard Chartered Bank Hong Kong LTD (Hong Kong), with $12,408,219,611 and Bank of New York Mellon (New York, NY), with $10,190,781,827. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Manulife Investment Management Private Markets (us) have?","answer":"Manulife Investment Management Private Markets (us) has 0 investment adviser representatives registered with state securities authorities, out of 730 employees, and 119 perform investment advisory functions. 26 are registered representatives of a broker-dealer and 0 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Manulife Investment Management Private Markets (us) invest in?","answer":"At the end of its last fiscal year, Manulife Investment Management Private Markets (us)’s separately managed accounts held 57% investment grade corporate bonds, 18% structured debt, such as collateralized mortgage obligations and asset backed securities and private placement securities, 13% non-exchange-traded equities, 10% U.S. government and agency bonds, 2% state and local bonds and 1% sovereign bonds. It advises 44 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Manulife Investment Management Private Markets (us)?","answer":"Manulife Investment Management Private Markets (us) is owned through a holding company by John Hancock Financial Corporation. Its direct owner is the Manufacturers Investment Corporation (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Manulife Investment Management Private Markets (us) get paid?","answer":"Manulife Investment Management Private Markets (us) is paid through a percentage of assets under management, performance-based fees and other arrangements. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}