{"url":"https://nivawealth.com/firms/malvern-capital-management-292396","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/292396","regulatoryAum":258119057,"crd":"292396","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"1529137","suffix":null,"lastName":"CZAJKA","firstName":"MICHAEL","middleName":"PAUL"},{"crd":"76519","suffix":null,"lastName":"EISELE","firstName":"JOHN","middleName":"WILLIAM"},{"crd":"2974684","suffix":"JR","lastName":"IOVANNONE","firstName":"LOUIS","middleName":"JOSEPH"},{"crd":"1599511","suffix":null,"lastName":"OLSEN","firstName":"JAMES","middleName":"LAWRENCE"}],"total":4,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2025-02-06","regulatoryAum":225376716,"clients":130,"employees":5,"offices":1},{"filedOn":"2026-02-19","regulatoryAum":258119057,"clients":133,"employees":5,"offices":1}],"secFileNumber":"801-131034","legalName":"Malvern Capital Management, LLC","displayName":"Malvern Capital Management","slug":"malvern-capital-management-292396","website":"https://malverncap.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/292396/24d6060ac0e4c63b-r1.webp","tone":"light","width":547,"height":200,"sourceUrl":"https://malverncap.com/","sourceLabel":"Malvern Capital Management, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/malvern-capital-management","founded":"2018","organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"5 Great Valley Parkway, Suite 226","city":"Malvern","state":"PA","stateName":"Pennsylvania","country":"United States","postalCode":"19355"},"tradeNames":[],"registration":{"secApproved":"30 August 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Management","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1010107","versionId":1010107,"ratePeriod":"annual","fee_billing":"both","submittedOn":"2026-02-19","documentName":"ADV2A&2B SEC","fee_rate_low":0.25,"fee_rate_high":1.25,"fee_negotiable":true,"minimum_account":500000,"feeMinimumPeriod":"annual","fee_minimum_annual":5000},{"role":"other","program":"Comprehensive Financial Planning","summary":"The rate for comprehensive financial planning services is $2,500, with a $1,200 deposit paid in advance.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1010107","versionId":1010107,"submittedOn":"2026-02-19","documentName":"ADV2A&2B SEC"},{"role":"other","program":"Financial Consulting","summary":"Financial consulting is billed at an hourly rate of $500 or a single fixed fee that typically ranges from $1,000 to $100,000.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1010107","versionId":1010107,"submittedOn":"2026-02-19","documentName":"ADV2A&2B SEC"},{"role":"other","program":"Retirement Plans, Non-Participant-Directed","summary":"Investment management for ERISA non-participant-directed plans is 0.95% to 0.40% of plan assets by tier, subject to a $10,000 annual minimum.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1010107","versionId":1010107,"submittedOn":"2026-02-19","documentName":"ADV2A&2B SEC"},{"role":"other","program":"Retirement Plans, Participant-Directed","summary":"Investment management for ERISA participant-directed plans is 0.80% to 0.20% of plan assets by tier, subject to a $5,000 annual minimum.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1010107","versionId":1010107,"submittedOn":"2026-02-19","documentName":"ADV2A&2B SEC"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T15:59:13.244777+00:00","documents":[{"name":"ADV2A&2B SEC","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1010107","versionId":1010107,"submittedOn":"2026-02-19"}]},"custodians":[{"name":"National Financial Services LLC","shortName":"Fidelity","location":"Boston, MA","smaAssets":223693517},{"name":"Hand Benefit & Trust Company","shortName":"Hand Benefit & Trust","location":"Huntingdon Valley, PA","smaAssets":29721142}],"custodyNote":"Malvern Capital Management has custody of $18.6M in client assets for 23 clients.","otherCustodians":[],"leadership":[{"name":"Michael Czajka","title":"Chief Executive Officer, Chief Compliance Officer & Managing Member","crd":"1529137"},{"name":"James Olsen","title":"Member, President & Chief Investment Officer","crd":"1599511"}],"ownership":[{"label":"Michael Czajka","detail":"Chief executive officer, chief compliance officer & managing member in the 50% to 75% ownership band and a control person, since March 2019."},{"label":"James Olsen","detail":"Member, president & chief investment officer in the 50% to 75% ownership band and a control person, since April 2018."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Pennsylvania","offices":1,"addresses":[{"street":"5 Great Valley Parkway, Suite 226","city":"Malvern","headquarters":true}]}],"brochureServices":["education planning","estate planning","insurance","tax planning"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"610-979-1462","stateRegisteredReps":4,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":45},{"label":"Non-exchange-traded equity securities","percent":1},{"label":"U.S. government/agency bonds","percent":1},{"label":"U.S. state and local bonds","percent":3},{"label":"Sovereign bonds","percent":1},{"label":"Investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":42},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":2},{"label":"Cash and cash equivalents","percent":4}],"privateFunds":0},"sources":{"adv1FilingDate":"19 February 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/292396/PDF/292396.pdf","brochureDate":"19 February 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1010107","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Malvern Capital Management have?","answer":"Malvern Capital Management has 133 clients and manages $258 million for them, as of February 2026. They include 64 individual clients, 62 high-net-worth individuals, and 3 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 19 February 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Malvern Capital Management offer?","answer":"Malvern Capital Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, selecting other managers, education planning, estate planning, insurance, and tax planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Malvern Capital Management charge?","answer":"Malvern Capital Management charges 0.25%–1.25% a year for its Investment Management. The fee is billed in advance or in arrears, is negotiable, has a $5,000 annual minimum and requires an account of at least $500,000.","source":"ADV2A&2B SEC, filed 19 February 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Malvern Capital Management use?","answer":"Malvern Capital Management’s separately managed account assets are held at National Financial Services LLC (Boston, MA), with $224M and Hand Benefit & Trust Company (Huntingdon Valley, PA), with $29.7M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 19 February 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Malvern Capital Management have?","answer":"Malvern Capital Management has 4 investment adviser representatives registered with state securities authorities, out of 5 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Malvern Capital Management invest in?","answer":"At the end of its last fiscal year, Malvern Capital Management’s separately managed accounts held 45% exchange-traded equities, 42% registered funds (mutual funds, ETFs, BDCs), 4% cash and equivalents, 3% state and local bonds, 2% pooled vehicles (private funds and similar), 1% non-exchange-traded equities, 1% U.S. government and agency bonds, 1% sovereign bonds and 1% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does Malvern Capital Management have a minimum investment?","answer":"Yes, Malvern Capital Management’s minimum account size for its Investment Management is $500K. It charges a $5K annual minimum fee.","source":"ADV2A&2B SEC, filed 19 February 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns Malvern Capital Management?","answer":"Malvern Capital Management’s direct owners are Michael Czajka (50% to 75%) and James Olsen (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 19 February 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Malvern Capital Management get paid?","answer":"Malvern Capital Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Malvern Capital Management?","answer":"Malvern Capital Management’s main office is at 5 Great Valley Parkway, Suite 226, Malvern, PA 19355. Its phone number is 610-979-1462. Its website is malverncap.com.","source":"Form ADV Part 1A, Item 1.F, filed 19 February 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}