{"url":"https://nivawealth.com/firms/mallini-complete-financial-planning-175341","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/175341","regulatoryAum":175959634,"crd":"175341","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6469786","suffix":null,"lastName":"BERTELSON","firstName":"LIA","middleName":"REGINA"},{"crd":"6467042","suffix":null,"lastName":"MALLINI","firstName":"GEORGE","middleName":"THOMAS"},{"crd":"5164003","suffix":null,"lastName":"MALLINI","firstName":"JUDSON","middleName":"THOMAS"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2022-02-10","regulatoryAum":103636452,"clients":157,"employees":6,"offices":3},{"filedOn":"2023-03-01","regulatoryAum":98191011,"clients":572,"employees":6,"offices":3},{"filedOn":"2024-07-24","regulatoryAum":128903040,"clients":172,"employees":6,"offices":3},{"filedOn":"2025-07-14","regulatoryAum":156793735,"clients":177,"employees":6,"offices":3},{"filedOn":"2026-03-03","regulatoryAum":175959634,"clients":187,"employees":4,"offices":3}],"secFileNumber":"801-123429","legalName":"Mallini 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They include 131 individual clients and 56 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 3 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Mallini Complete Financial Planning offer?","answer":"Mallini Complete Financial Planning provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Mallini Complete Financial Planning charge?","answer":"Mallini Complete Financial Planning charges 0.35%–1.25% a year for its Integrated Financial Planning and Investment Management. Each asset band is charged at its own rate. The fee is billed in arrears and is negotiable.","source":"TOGETHER PLANNING ADV 2A BROCHURE, filed 3 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Mallini Complete Financial Planning use?","answer":"Mallini Complete Financial Planning’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $173M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 3 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Mallini Complete Financial Planning have?","answer":"Mallini Complete Financial Planning has 3 investment adviser representatives registered with state securities authorities, out of 4 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Mallini Complete Financial Planning invest in?","answer":"At the end of its last fiscal year, Mallini Complete Financial Planning’s separately managed accounts held 85% registered funds (mutual funds, ETFs, BDCs), 9% exchange-traded equities, 4% cash and equivalents and 2% U.S. government and agency bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Mallini Complete Financial Planning?","answer":"Mallini Complete Financial Planning’s direct owners are Lia Bertelson, Virginia Knoll and Judson Mallini, each holding 50% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 3 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Mallini Complete Financial Planning get paid?","answer":"Mallini Complete Financial Planning is paid through a percentage of assets under management, hourly charges and fixed fees. 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