{"url":"https://nivawealth.com/firms/maiden-cove-capital-312478","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/312478","regulatoryAum":153697129,"crd":"312478","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6714133","suffix":null,"lastName":"COLLINS","firstName":"THOMAS","middleName":"JOSEPH"},{"crd":"5700301","suffix":null,"lastName":"SACCANI","firstName":"DAMIEN","middleName":"J"},{"crd":"6186964","suffix":null,"lastName":"SNIDER","firstName":"ANDREW","middleName":"MARTIN"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2024-06-24","regulatoryAum":109855457,"clients":49,"employees":1,"offices":1},{"filedOn":"2025-04-28","regulatoryAum":122292662,"clients":49,"employees":2,"offices":1},{"filedOn":"2026-03-17","regulatoryAum":153697129,"clients":52,"employees":3,"offices":3}],"secFileNumber":"801-130421","legalName":"Maiden Cove Capital, LLC","displayName":"Maiden Cove Capital","slug":"maiden-cove-capital-312478","website":"https://maidencove.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/maiden-cove-capital/","founded":null,"organization":"Maine limited liability company","fiscalYearEnd":"December","headquarters":{"street":"81 Bridge Street","city":"Yarmouth","state":"ME","stateName":"Maine","country":"United States","postalCode":"04096"},"tradeNames":[],"registration":{"secApproved":"6 June 2024","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":3,"advisory":2,"brokerDealerReps":0,"insuranceAgents":1,"promoters":0},"aum":{"regulatory":153697129,"discretionary":150533400,"discretionaryAccounts":161,"nonDiscretionary":3163729,"nonDiscretionaryAccounts":1,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":null,"fewerThan5":true,"regulatoryAum":1006854},{"label":"High-net-worth individuals","clients":46,"regulatoryAum":121789656},{"label":"Pension and profit-sharing plans","clients":6,"regulatoryAum":23251467},{"label":"Charitable organizations","clients":null,"fewerThan5":true,"regulatoryAum":2064112},{"label":"Corporations and other businesses","clients":null,"fewerThan5":true,"regulatoryAum":5585040}],"feePrograms":[{"role":"main","program":"Asset Management Fees","feeBasis":"ceiling","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1059937","versionId":1059937,"ratePeriod":"annual","fee_billing":"both","submittedOn":"2026-10-02","documentName":"MAIDEN COVE CAPITAL BROCHURE","fee_rate_low":null,"fee_rate_high":1.5,"fee_negotiable":true,"minimum_account":1000000,"feeMinimumPeriod":"annual","fee_minimum_annual":3500},{"role":"other","program":"Financial Planning","summary":"Billed hourly at $550, or as a fixed fee of up to $15,000 per plan, negotiated in advance.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1059937","versionId":1059937,"submittedOn":"2026-10-02","documentName":"MAIDEN COVE CAPITAL BROCHURE"},{"role":"other","program":"Retirement Plan Consulting","summary":"Plan sponsor consulting fee of up to 0.55% a year of plan assets, negotiable, billed monthly or quarterly in arrears, with any agreed minimum or maximum quarterly fee.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1059937","versionId":1059937,"submittedOn":"2026-10-02","documentName":"MAIDEN COVE CAPITAL BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T16:52:00.880105+00:00","documents":[{"name":"MAIDEN COVE CAPITAL BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1059937","versionId":1059937,"submittedOn":"2026-10-02"}]},"custodians":[{"name":"Fidelity Brokerage Services LLC","shortName":"Fidelity","location":"Smithfield, RI","smaAssets":101900000},{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":6540000},{"name":"Fidelity Brokerage Services LLC","shortName":"Fidelity","location":"Smithfield, RI","smaAssets":11908485}],"custodyNote":"Maiden Cove Capital does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Damien Saccani","title":"President and Chief Compliance Officer","crd":"5700301"}],"ownership":[{"label":"Damien Saccani","detail":"President and chief compliance officer in the 75% or more ownership band and a control person, since May 2020."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":2,"privateResidences":1},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"2505 W Morrison Ave","city":"Tampa"}]},{"state":"Maine","offices":1,"addresses":[{"street":"81 Bridge Street","city":"Yarmouth","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"207-482-3840","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services","Other"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":22},{"label":"U.S. government/agency bonds","percent":19},{"label":"U.S. state and local bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":51},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":3},{"label":"Cash and cash equivalents","percent":4}],"privateFunds":0},"sources":{"adv1FilingDate":"17 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/312478/PDF/312478.pdf","brochureDate":"2 October 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1059937","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Maiden Cove Capital have?","answer":"Maiden Cove Capital has 52 clients and manages $154 million for them, as of March 2026. They include 46 high-net-worth individuals and 6 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 17 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Maiden Cove Capital offer?","answer":"Maiden Cove Capital provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and pension consulting.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Maiden Cove Capital charge?","answer":"Maiden Cove Capital charges up to 1.50% a year for its Asset Management Fees. The fee is billed in advance or in arrears, is negotiable, has a $3,500 annual minimum and requires an account of at least $1,000,000.","source":"MAIDEN COVE CAPITAL BROCHURE, filed 2 October 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Maiden Cove Capital use?","answer":"Maiden Cove Capital’s separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $102M, Fidelity Brokerage Services LLC (Smithfield, RI), with $11.9M and Charles Schwab & Co., Inc. (Westlake, TX), with $6.54M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 17 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Maiden Cove Capital have?","answer":"Maiden Cove Capital has 2 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Maiden Cove Capital invest in?","answer":"At the end of its last fiscal year, Maiden Cove Capital’s separately managed accounts held 51% registered funds (mutual funds, ETFs, BDCs), 22% exchange-traded equities, 19% U.S. government and agency bonds, 4% cash and equivalents, 3% pooled vehicles (private funds and similar) and 1% state and local bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does Maiden Cove Capital have a minimum investment?","answer":"Yes, Maiden Cove Capital’s minimum account size for its Asset Management Fees is $1M. It charges a $3.5K annual minimum fee.","source":"MAIDEN COVE CAPITAL BROCHURE, filed 2 October 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns Maiden Cove Capital?","answer":"Maiden Cove Capital’s direct owner is Damien Saccani (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 17 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Maiden Cove Capital get paid?","answer":"Maiden Cove Capital is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Maiden Cove Capital?","answer":"Maiden Cove Capital’s main office is at 81 Bridge Street, Yarmouth, ME 04096. Its phone number is 207-482-3840. Its website is maidencove.com.","source":"Form ADV Part 1A, Item 1.F, filed 17 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}