{"url":"https://nivawealth.com/firms/maguire-investments-164039","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/164039","regulatoryAum":253198476,"crd":"164039","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4370854","suffix":null,"lastName":"MAGUIRE","firstName":"ALEXANDER","middleName":"ANDERSON"},{"crd":"4592496","suffix":"JR.","lastName":"MAGUIRE","firstName":"ALEXANDER","middleName":"ANDERSON"},{"crd":"7861174","suffix":"III","lastName":"Maguire","firstName":"Alexander","middleName":"Anderson"},{"crd":"6160235","suffix":null,"lastName":"MAGUIRE","firstName":"ROBERT","middleName":"BOAS"}],"total":4,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-31","regulatoryAum":206007901,"clients":88,"employees":4,"offices":1},{"filedOn":"2022-03-31","regulatoryAum":253431686,"clients":103,"employees":4,"offices":1},{"filedOn":"2023-03-30","regulatoryAum":220273209,"clients":100,"employees":4,"offices":1},{"filedOn":"2024-03-27","regulatoryAum":240738148,"clients":116,"employees":4,"offices":1},{"filedOn":"2025-03-28","regulatoryAum":269002821,"clients":128,"employees":4,"offices":1},{"filedOn":"2026-03-30","regulatoryAum":253198476,"clients":151,"employees":4,"offices":1}],"secFileNumber":"801-76579","legalName":"Maguire Investments LLC","displayName":"Maguire Investments","slug":"maguire-investments-164039","website":"https://maguireinvestments.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":"2012","organization":"Pennsylvania limited liability company","fiscalYearEnd":"December","headquarters":{"street":"840 First Avenue, Suite 350","city":"King of Prussia","state":"PA","stateName":"Pennsylvania","country":"United States","postalCode":"19406"},"tradeNames":[],"registration":{"secApproved":"27 April 2012","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1685143.2307692308,"staff":{"employees":4,"advisory":4,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":253198476,"discretionary":225533380,"discretionaryAccounts":336,"nonDiscretionary":27665096,"nonDiscretionaryAccounts":6,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":3},"clientTypes":[{"label":"Individuals (other than HNW)","clients":73,"regulatoryAum":13928254},{"label":"High-net-worth individuals","clients":57,"regulatoryAum":205140366},{"label":"Pension and profit-sharing plans","clients":8,"regulatoryAum":7458488},{"label":"Charitable organizations","clients":5,"regulatoryAum":16602410},{"label":"Other investment advisers","clients":null,"fewerThan5":true,"regulatoryAum":9381962},{"label":"Corporations and other businesses","clients":8,"regulatoryAum":686996}],"feePrograms":[{"role":"main","program":"Fees and Compensation","feeBasis":"whole_balance","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1033623","versionId":1033623,"ratePeriod":"not_stated","fee_billing":"advance","submittedOn":"2026-03-30","documentName":"MAGUIRE INVESTMENTS LLC","fee_rate_low":1,"fee_rate_high":1,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T09:43:48.626535+00:00","documents":[{"name":"MAGUIRE INVESTMENTS LLC","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1033623","versionId":1033623,"submittedOn":"2026-03-30"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":162626563},{"name":"Fifth Third Bancorp","shortName":"Fifth Third Bancorp","location":"Cincinnati, OH","smaAssets":29672892}],"custodyNote":"Maguire Investments does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Alexander Maguire","title":"Chief Compliance Officer","crd":"4592496"},{"name":"Alexander Maguire","title":"Member","crd":"7861174"},{"name":"Alexander Maguire","title":"Member","crd":"4592496"}],"ownership":[{"label":"Alexander Maguire","detail":"Chief compliance officer in the 25% to 50% ownership band and a control person, since April 2012. Also member in the 25% to 50% ownership band and a control person, since April 2012. Also member in the 75% or more ownership band and a control person, since December 2023."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Pennsylvania","offices":1,"addresses":[{"street":"840 First Avenue, Suite 350","city":"King of Prussia","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"610-572-2705","stateRegisteredReps":4,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Portfolio management for individuals and/or small businesses","Publication of periodicals or newsletters"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":76},{"label":"U.S. state and local bonds","percent":1},{"label":"Investment grade corporate bonds","percent":4},{"label":"Securities issued by registered investment companies or business development companies","percent":4},{"label":"Cash and cash equivalents","percent":15}],"privateFunds":0},"sources":{"adv1FilingDate":"30 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/164039/PDF/164039.pdf","brochureDate":"30 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1033623","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Maguire Investments have?","answer":"Maguire Investments has 151 clients and manages $253 million for them, as of March 2026. They include 73 individual clients, 57 high-net-worth individuals, and 8 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Maguire Investments offer?","answer":"Maguire Investments provides portfolio management for individuals and small businesses and publishing newsletters.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Maguire Investments charge?","answer":"Maguire Investments charges 1.00% for its Fees and Compensation. The brochure does not state whether the rate is annual. The whole portfolio is charged at the rate of its band. The fee is billed in advance and is negotiable.","source":"MAGUIRE INVESTMENTS LLC, filed 30 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Maguire Investments use?","answer":"Maguire Investments’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $163M and Fifth Third Bancorp (Cincinnati, OH), with $29.7M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Maguire Investments have?","answer":"Maguire Investments has 4 investment adviser representatives registered with state securities authorities, out of 4 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Maguire Investments invest in?","answer":"At the end of its last fiscal year, Maguire Investments’ separately managed accounts held 76% exchange-traded equities, 15% cash and equivalents, 4% investment grade corporate bonds, 4% registered funds (mutual funds, ETFs, BDCs) and 1% state and local bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Maguire Investments?","answer":"Maguire Investments’ direct owner is Alexander Maguire, each holding 50% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Maguire Investments get paid?","answer":"Maguire Investments is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Maguire Investments?","answer":"Maguire Investments’ main office is at 840 First Avenue, Suite 350, King of Prussia, PA 19406. Its phone number is 610-572-2705. Its website is maguireinvestments.com.","source":"Form ADV Part 1A, Item 1.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}