{"url":"https://nivawealth.com/firms/mader-and-shannon-wealth-management-123741","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/123741","regulatoryAum":269447301,"crd":"123741","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"1149539","suffix":null,"lastName":"BATSELL","firstName":"MICHAEL","middleName":"LYNN"},{"crd":"4704575","suffix":null,"lastName":"GUILLAUME","firstName":"BRET","middleName":"A."},{"crd":"5786069","suffix":null,"lastName":"KENNEDY","firstName":"DANIEL","middleName":"BRUCE"},{"crd":"5855515","suffix":null,"lastName":"KNUTH","firstName":"LEANN","middleName":null},{"crd":"2673129","suffix":null,"lastName":"MADER","firstName":"JAMES","middleName":"W"},{"crd":"1070144","suffix":null,"lastName":"MARTIN","firstName":"JOHN","middleName":"RUSSELL"},{"crd":"6560241","suffix":null,"lastName":"Sanders","firstName":"Kyle","middleName":"Andrew"},{"crd":"725155","suffix":null,"lastName":"STEVENS","firstName":"MATTHEW","middleName":"WILLIAM"}],"total":8,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-16","regulatoryAum":203223541,"clients":371,"employees":11,"offices":4},{"filedOn":"2022-03-10","regulatoryAum":235566946,"clients":394,"employees":11,"offices":4},{"filedOn":"2023-02-23","regulatoryAum":214990417,"clients":392,"employees":11,"offices":4},{"filedOn":"2024-03-08","regulatoryAum":228551448,"clients":390,"employees":10,"offices":3},{"filedOn":"2025-02-24","regulatoryAum":221292619,"clients":390,"employees":10,"offices":3},{"filedOn":"2026-08-17","regulatoryAum":269447301,"clients":375,"employees":10,"offices":3}],"secFileNumber":"801-67482","legalName":"Mader & Shannon Wealth Management, Inc.","displayName":"Mader & Shannon Wealth Management","slug":"mader-and-shannon-wealth-management-123741","website":"https://madershannon.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"http://www.linkedin.com/company/mader-&-shannon-wealth-management","xUrl":"HTTP://WWW.Twitter.com/MaderShannon","founded":"2005","organization":"Missouri corporation","fiscalYearEnd":"December","headquarters":{"street":"4717 Grand Ave., Ste 800","city":"Kansas City","state":"MO","stateName":"Missouri","country":"United States","postalCode":"64112"},"tradeNames":[],"registration":{"secApproved":"12 January 2007","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":713161.4690265487,"staff":{"employees":10,"advisory":9,"brokerDealerReps":1,"insuranceAgents":3,"promoters":2},"aum":{"regulatory":269447301,"discretionary":269447301,"discretionaryAccounts":863,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":255,"regulatoryAum":61721292},{"label":"High-net-worth individuals","clients":84,"regulatoryAum":180040446},{"label":"Pension and profit-sharing plans","clients":16,"regulatoryAum":16158868},{"label":"Charitable organizations","clients":null,"fewerThan5":true,"regulatoryAum":1131402},{"label":"Other investment advisers","clients":12,"regulatoryAum":7461639},{"label":"Corporations and other businesses","clients":8,"regulatoryAum":2933654}],"feePrograms":[{"role":"main","program":"Asset Management","feeBasis":"marginal","fee_tiers":[{"to":1000000,"pct":1,"from":0},{"to":2000000,"pct":0.8,"from":1000000},{"to":null,"pct":0.6,"from":2000000}],"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1008595","versionId":1008595,"ratePeriod":"not_stated","fee_billing":"advance","submittedOn":"2026-02-12","documentName":"MADER & SHANNON WEALTH MANAGEMENT, INC. 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They include 255 individual clients, 84 high-net-worth individuals, and 16 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 17 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Mader & Shannon Wealth Management offer?","answer":"Mader & Shannon Wealth Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, insurance, and retirement plan services.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Mader & Shannon Wealth Management charge?","answer":"Mader & Shannon Wealth Management charges 0.60%–1.00% for its Asset Management. The brochure does not state whether the rate is annual. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.","source":"MADER & SHANNON WEALTH MANAGEMENT, INC. ADV PART 2, filed 12 February 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Mader & Shannon Wealth Management use?","answer":"Mader & Shannon Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $269M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 17 August 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Mader & Shannon Wealth Management have?","answer":"Mader & Shannon Wealth Management has 9 investment adviser representatives registered with state securities authorities, out of 10 employees, and 9 perform investment advisory functions. 1 employee is a registered representative of a broker-dealer and 3 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Mader & Shannon Wealth Management invest in?","answer":"At the end of its last fiscal year, Mader & Shannon Wealth Management’s separately managed accounts held 64% registered funds (mutual funds, ETFs, BDCs), 30% exchange-traded equities, 4% U.S. government and agency bonds and 2% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Mader & Shannon Wealth Management?","answer":"Mader & Shannon Wealth Management’s direct owners are Bret Guillaume (75% or more) and Kyle Sanders (10% to 25%).","source":"Form ADV Part 1A, Schedules A and B, filed 17 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Mader & Shannon Wealth Management get paid?","answer":"Mader & Shannon Wealth Management is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Mader & Shannon Wealth Management registered with the SEC?","answer":"Yes, Mader & Shannon Wealth Management has been registered with the SEC as an investment adviser since 12 January 2007. Its CRD number is 123741 and its SEC file number is 801-67482.","source":"Form ADV Part 1A, Item 1, filed 17 August 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Mader & Shannon Wealth Management?","answer":"Mader & Shannon Wealth Management’s main office is at 4717 Grand Ave., Ste 800, Kansas City, MO 64112. Its phone number is 816-751-0585. Its website is madershannon.com.","source":"Form ADV Part 1A, Item 1.F, filed 17 August 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/mader-and-shannon-wealth-management-123741/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-07-07","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/1535862/000153586226000005/0001535862-26-000005-index.html","totalValue":214067904,"positionCount":21,"top10Share":0.7851890351577413,"top10":[{"issuer":"ISHARES TR","titleOfClass":"0-3 MTH TREASURY","cusip":"46436E718","value":33862670,"shares":336373,"shareType":"SH","priorValue":33740930,"priorShares":335197},{"issuer":"ISHARES GOLD TR","titleOfClass":"ISHARES NEW","cusip":"464285204","value":25230458,"shares":334134,"shareType":"SH","priorValue":29351197,"priorShares":332931},{"issuer":"SPDR GOLD TR","titleOfClass":"GOLD 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}