{"url":"https://nivawealth.com/firms/macroclimate-130655","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/130655","regulatoryAum":210103496,"crd":"130655","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4769406","suffix":null,"lastName":"KRISS","firstName":"MARK","middleName":"RICHARD"},{"crd":"6599826","suffix":null,"lastName":"Kriss","firstName":"Peter","middleName":"Holton"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-01-11","regulatoryAum":150348700,"clients":22,"employees":3,"offices":1},{"filedOn":"2022-01-07","regulatoryAum":180598970,"clients":38,"employees":2,"offices":1},{"filedOn":"2023-01-18","regulatoryAum":157914281,"clients":54,"employees":2,"offices":3},{"filedOn":"2024-07-29","regulatoryAum":168265935,"clients":38,"employees":2,"offices":1},{"filedOn":"2025-07-07","regulatoryAum":179659037,"clients":39,"employees":2,"offices":1},{"filedOn":"2026-07-09","regulatoryAum":210103496,"clients":43,"employees":2,"offices":1}],"secFileNumber":"801-106574","legalName":"Macroclimate 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2004."},{"label":"Peter Kriss","detail":"Chief compliance officer/managing member in the 25% to 50% ownership band and a control person, since January 2022."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"415-723-9695","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)","Other"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Publication of periodicals or newsletters","Educational seminars/workshops","Other"],"financialPlanningClients":"1-10","assetMix":[{"label":"Non-exchange-traded equity securities","percent":51},{"label":"Securities issued by registered investment companies or business development 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They include 27 high-net-worth individuals, 12 individual clients and 4 charitable organizations.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 9 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Macroclimate offer?","answer":"Macroclimate provides financial planning, portfolio management for individuals and small businesses, publishing newsletters, and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Macroclimate charge?","answer":"Macroclimate charges 0.25%–1.00% a year for its Investment Management Services. The fee is billed in arrears and is not negotiable.","source":"MACROCLIMATE REVISED BROCHURE, filed 22 May 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Macroclimate use?","answer":"Macroclimate’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $209M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 9 July 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Macroclimate have?","answer":"Macroclimate has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Macroclimate invest in?","answer":"At the end of its last fiscal year, Macroclimate’s separately managed accounts held 51% non-exchange-traded equities and 49% registered funds (mutual funds, ETFs, BDCs).","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Macroclimate?","answer":"Macroclimate’s direct owners are Mark Kriss and Peter Kriss, each holding 50% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 9 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Macroclimate get paid?","answer":"Macroclimate is paid through a percentage of assets under management, hourly charges, fixed fees and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Macroclimate?","answer":"Its phone number is 415-723-9695. Its website is macroclimate.com.","source":"Form ADV Part 1A, Item 1.F, filed 9 July 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}