{"url":"https://nivawealth.com/firms/macquarie-investment-management-global-limited-277065","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/277065","regulatoryAum":187354781464,"crd":"277065","secFileNumber":"801-106854","legalName":"Macquarie Investment Management Global Limited","displayName":"Macquarie Investment Management Global Limited","website":"https://www.macquarie.com/mam","founded":null,"organization":"corporation organized in Australia","fiscalYearEnd":"March","headquarters":{"street":"Level 1, 1 Elizabeth Street","city":"Sydney","state":"","stateName":"","country":"Australia","postalCode":"2000"},"tradeNames":["Macquarie Asset Management"],"registration":{"secApproved":"25 November 2015","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":227,"advisory":61,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":187354781464,"discretionaryAccounts":223,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":97,"nonAumClients":1},"clientTypes":[{"label":"Investment companies","clients":7,"regulatoryAum":4461051516},{"label":"Pooled investment vehicles","clients":60,"regulatoryAum":24423689784},{"label":"Insurance companies","clients":57,"regulatoryAum":13000739218},{"label":"Sovereign wealth funds and foreign official institutions","clients":30,"regulatoryAum":78618256277},{"label":"Corporations and other businesses","clients":69,"regulatoryAum":66851044669}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"The Northern Trust Company Melbourne Branch","shortName":"The Northern Trust Company Melbourne Branch","location":"Melbourne","smaAssets":41987605776},{"name":"BNP Paribas Securities Services (australia)","shortName":"BNP Paribas Securities Services (australia)","location":"Sydney","smaAssets":13635330016},{"name":"State Street Australia LTD","shortName":"State Street Australia","location":"Sydney","smaAssets":137000064104}],"custodyNote":"Macquarie Investment Management Global Limited does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Lee Binks","title":"Chief Compliance Officer","crd":"5827392"},{"name":"Monique Gavegan","title":"Director","crd":"7700743"},{"name":"Christopher Hurst","title":"Director","crd":"8017860"},{"name":"Dean Stewart","title":"Director","crd":"7582614"},{"name":"Bruce Terry","title":"Director","crd":"5086471"},{"name":"Scot Thompson","title":"Director","crd":"7145726"}],"ownership":[{"label":"Macquarie Investment Management Holdings Pty Limited","detail":"Direct owner in the 75% or more ownership band and a control person, since July 2015."},{"label":"Macquarie Group Limited","detail":"Indirect owner: a direct owner of Macquarie Asset Management Holdings Pty Limited in the 75% or more band and a control person, since February 1999.","parent":"Macquarie Asset Management Holdings Pty Limited"},{"label":"Macquarie Asset Management Holdings Pty Limited","detail":"Indirect owner: a direct owner of Macquarie Investment Management Holdings Pty Limited in the 75% or more band and a control person, since July 2015.","parent":"Macquarie Investment Management Holdings Pty Limited"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"61282323333","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)","Performance-based fees"],"activities":["Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":24},{"label":"Sovereign bonds","percent":16},{"label":"Investment grade corporate bonds","percent":4},{"label":"Cash and cash equivalents","percent":40},{"label":"Other","percent":16,"detail":"Other Includes Structured Product Securities."}],"privateFunds":0},"sources":{"adv1FilingDate":"26 June 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/277065/PDF/277065.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Macquarie Investment Management Global Limited have?","answer":"Macquarie Investment Management Global Limited has 223 clients and manages $187.4 billion for them, as of June 2026. They include 69 corporations and other businesses, 60 pooled investment vehicles and 57 insurance companies.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 26 June 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Macquarie Investment Management Global Limited offer?","answer":"Macquarie Investment Management Global Limited provides portfolio management for investment companies, portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Macquarie Investment Management Global Limited use?","answer":"Macquarie Investment Management Global Limited’s separately managed account assets are held at State Street Australia LTD (Sydney), with $137,000,064,104, The Northern Trust Company Melbourne Branch (Melbourne), with $41,987,605,776 and BNP Paribas Securities Services (australia) (Sydney), with $13,635,330,016. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 26 June 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Macquarie Investment Management Global Limited have?","answer":"Macquarie Investment Management Global Limited has 0 investment adviser representatives registered with state securities authorities, out of 227 employees, and 61 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Macquarie Investment Management Global Limited invest in?","answer":"At the end of its last fiscal year, Macquarie Investment Management Global Limited’s separately managed accounts held 40% cash and equivalents, 24% exchange-traded equities, 16% sovereign bonds, 16% other includes structured product securities. and 4% investment grade corporate bonds. It advises no private funds of its own.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Macquarie Investment Management Global Limited?","answer":"Macquarie Investment Management Global Limited is owned through a chain of holding companies by Macquarie Group Limited. Its direct owner is Macquarie Investment Management Holdings Pty Limited (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 26 June 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Macquarie Investment Management Global Limited get paid?","answer":"Macquarie Investment Management Global Limited is paid through a percentage of assets under management, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}