{"url":"https://nivawealth.com/firms/maclean-capital-advisors-156978","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/156978","regulatoryAum":222096364,"crd":"156978","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"8261232","suffix":null,"lastName":"Kallmann","firstName":"Jeremy","middleName":"Arthur"},{"crd":"5470794","suffix":null,"lastName":"MACLEAN","firstName":"BRETTE","middleName":"HELBIG"},{"crd":"4326300","suffix":null,"lastName":"MACLEAN","firstName":"CHRISTIAN","middleName":"ANDREW ALEXANDER"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-06-25","regulatoryAum":135508284,"clients":147,"employees":2,"offices":1},{"filedOn":"2022-04-29","regulatoryAum":162397923,"clients":137,"employees":3,"offices":1},{"filedOn":"2023-03-15","regulatoryAum":144232563,"clients":155,"employees":2,"offices":1},{"filedOn":"2024-04-24","regulatoryAum":161414404,"clients":149,"employees":3,"offices":1},{"filedOn":"2025-02-10","regulatoryAum":201394655,"clients":166,"employees":3,"offices":1},{"filedOn":"2026-02-17","regulatoryAum":222096364,"clients":160,"employees":3,"offices":1}],"secFileNumber":"801-121021","legalName":"Maclean Capital Advisors, LLC","displayName":"MacLean Capital Advisors","slug":"maclean-capital-advisors-156978","website":"https://macleancapitaladvisors.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/MacLean-Capital","xUrl":"https://www.twitter.com/MacLeanCapitalAdvisors-LLC","founded":"2011","organization":"California limited liability company","fiscalYearEnd":"December","headquarters":{"street":"74900 US Highway 111, Ste 224","city":"Indian Wells","state":"CA","stateName":"California","country":"United States","postalCode":"92210"},"tradeNames":[],"registration":{"secApproved":"28 April 2021","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1374526.108974359,"staff":{"employees":3,"advisory":3,"brokerDealerReps":2,"insuranceAgents":2,"promoters":0},"aum":{"regulatory":222096364,"discretionary":222096364,"discretionaryAccounts":393,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":90,"regulatoryAum":32080260},{"label":"High-net-worth individuals","clients":66,"regulatoryAum":182345813},{"label":"Pension and profit-sharing plans","clients":3,"fewerThan5":true,"regulatoryAum":6251728},{"label":"Charitable organizations","clients":1,"fewerThan5":true,"regulatoryAum":1418563}],"feePrograms":[{"role":"main","program":"Investment Supervisory Services","feeBasis":"ceiling","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1009621","versionId":1009621,"ratePeriod":"not_stated","fee_billing":"advance","submittedOn":"2026-02-17","documentName":"ADV FORM 2A","fee_rate_low":null,"fee_rate_high":1,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial Planning and Consulting","summary":"Flat fees based on scope and complexity will not exceed $5,000; a 50% retainer of the ultimate fee is due at signing.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1009621","versionId":1009621,"submittedOn":"2026-02-17","documentName":"ADV FORM 2A"},{"role":"other","program":"Retirement Plan Consulting","summary":"Hourly or flat fees, or a fee based on managed plan assets that will not exceed 0.50%, arranged case by case.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1009621","versionId":1009621,"submittedOn":"2026-02-17","documentName":"ADV FORM 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T14:18:47.446862+00:00","documents":[{"name":"ADV FORM 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1009621","versionId":1009621,"submittedOn":"2026-02-17"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":213476288}],"custodyNote":"MacLean Capital Advisors has custody of $5.75M in client assets for 10 clients.","leadership":[{"name":"Brette Maclean","title":"Chief Compliance Officer and Vice President","crd":"5470794"},{"name":"Christian Maclean","title":"Managing Member","crd":"4326300"}],"ownership":[{"label":"Christian Maclean","detail":"Managing member in the 50% to 75% ownership band and a control person, since March 2011."},{"label":"Brette Maclean","detail":"Chief compliance officer and vice president in the 50% to 75% ownership band and a control person, since March 2011."}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"74900 US Highway 111, Ste 224","city":"Indian Wells","headquarters":true}]}],"brochureServices":["education planning","insurance","tax planning"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"760-636-4593","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Pension consulting services"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":10},{"label":"U.S. government/agency bonds","percent":4},{"label":"Securities issued by registered investment companies or business development companies","percent":69},{"label":"Cash and cash equivalents","percent":17}],"privateFunds":0},"sources":{"adv1FilingDate":"17 February 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/156978/PDF/156978.pdf","brochureDate":"17 February 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1009621","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does MacLean Capital Advisors have?","answer":"MacLean Capital Advisors has 160 clients and manages $222 million for them, as of February 2026. They include 90 individual clients, 66 high-net-worth individuals, and 3 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 17 February 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does MacLean Capital Advisors offer?","answer":"MacLean Capital Advisors provides financial planning, portfolio management for individuals and small businesses, pension consulting, education planning, insurance, and tax planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does MacLean Capital Advisors charge?","answer":"MacLean Capital Advisors charges up to 1.00% for its Investment Supervisory Services. The brochure does not state whether the rate is annual. The fee is billed in advance and is negotiable.","source":"ADV FORM 2A, filed 17 February 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does MacLean Capital Advisors use?","answer":"MacLean Capital Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $213M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 17 February 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does MacLean Capital Advisors have?","answer":"MacLean Capital Advisors has 3 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. 2 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does MacLean Capital Advisors invest in?","answer":"At the end of its last fiscal year, MacLean Capital Advisors’ separately managed accounts held 69% registered funds (mutual funds, ETFs, BDCs), 17% cash and equivalents, 10% exchange-traded equities and 4% U.S. government and agency bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns MacLean Capital Advisors?","answer":"MacLean Capital Advisors’ direct owners are Christian Maclean (50% to 75%) and Brette Maclean (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 17 February 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does MacLean Capital Advisors get paid?","answer":"MacLean Capital Advisors is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is MacLean Capital Advisors registered with the SEC?","answer":"Yes, MacLean Capital Advisors has been registered with the SEC as an investment adviser since 28 April 2021. Its CRD number is 156978 and its SEC file number is 801-121021.","source":"Form ADV Part 1A, Item 1, filed 17 February 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact MacLean Capital Advisors?","answer":"MacLean Capital Advisors’ main office is at 74900 US Highway 111, Ste 224, Indian Wells, CA 92210. Its phone number is 760-636-4593. Its website is macleancapitaladvisors.com.","source":"Form ADV Part 1A, Item 1.F, filed 17 February 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}