{"url":"https://nivawealth.com/firms/m-kraus-and-company-106749","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/106749","regulatoryAum":559278035,"crd":"106749","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2033819","suffix":null,"lastName":"CAPANO","firstName":"CHRISTOPHER","middleName":"MICHAEL"},{"crd":"4629516","suffix":null,"lastName":"DALTON","firstName":"DENISE","middleName":"MARIE"},{"crd":"1177342","suffix":null,"lastName":"KRAUS","firstName":"AILEEN","middleName":"JANE"},{"crd":"8156042","suffix":null,"lastName":"STILL","firstName":"KATHERINE","middleName":"HELENE"},{"crd":"7022145","suffix":null,"lastName":"UNGER","firstName":"TRAVIS","middleName":"BENJAMIN"}],"total":5,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-16","regulatoryAum":399439567,"clients":190,"employees":4,"offices":1},{"filedOn":"2022-03-03","regulatoryAum":492903561,"clients":210,"employees":4,"offices":1},{"filedOn":"2023-02-02","regulatoryAum":448080742,"clients":211,"employees":5,"offices":1},{"filedOn":"2024-02-26","regulatoryAum":494219930,"clients":221,"employees":5,"offices":1},{"filedOn":"2025-04-24","regulatoryAum":523512825,"clients":226,"employees":5,"offices":1},{"filedOn":"2026-08-03","regulatoryAum":559278035,"clients":228,"employees":5,"offices":1}],"secFileNumber":"801-52060","legalName":"M. 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Kraus & Company have?","answer":"M. Kraus & Company has 228 clients and manages $559 million for them, as of August 2026. They include 131 high-net-worth individuals, 88 individual clients and 5 charitable organizations.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 3 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does M. Kraus & Company offer?","answer":"M. Kraus & Company provides portfolio management for individuals and small businesses and financial planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does M. Kraus & Company charge?","answer":"M. Kraus & Company charges 0.50%–1.00% a year for its Investment Advisory Services. Each asset band is charged at its own rate. The fee is billed in advance, is negotiable and requires an account of at least $500,000.","source":"M. KRAUS & COMPANY ADV PART 2A, filed 3 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does M. Kraus & Company use?","answer":"M. Kraus & Company’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $559M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 3 August 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does M. Kraus & Company have?","answer":"M. Kraus & Company has 5 investment adviser representatives registered with state securities authorities, out of 5 employees, and 5 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does M. Kraus & Company invest in?","answer":"At the end of its last fiscal year, M. Kraus & Company’s separately managed accounts held 72% exchange-traded equities, 9% cash and equivalents, 7% U.S. government and agency bonds, 7% investment grade corporate bonds, 4% registered funds (mutual funds, ETFs, BDCs) and 1% state and local bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does M. Kraus & Company have a minimum investment?","answer":"Yes, M. Kraus & Company’s minimum account size for its Investment Advisory Services is $500K.","source":"M. KRAUS & COMPANY ADV PART 2A, filed 3 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns M. Kraus & Company?","answer":"M. 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