{"url":"https://nivawealth.com/firms/lyons-capital-group-335733","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/335733","regulatoryAum":165937224,"crd":"335733","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5845983","suffix":null,"lastName":"Lyons","firstName":"Jeffrey","middleName":"Edward"},{"crd":"8291576","suffix":null,"lastName":"Smith","firstName":"Cole","middleName":"McKenzie"},{"crd":"7572261","suffix":null,"lastName":"Terry","firstName":"Jonathan","middleName":"Edward"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2025-06-30","regulatoryAum":0,"clients":0,"employees":4,"offices":1},{"filedOn":"2026-08-07","regulatoryAum":165937224,"clients":287,"employees":6,"offices":1}],"secFileNumber":"801-132580","legalName":"Lyons Capital Group, LLC","displayName":"Lyons Capital Group","slug":"lyons-capital-group-335733","website":"https://lyonscapgroup.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/335733/428dcb4529bea439-r1.webp","tone":"light","width":807,"height":200,"sourceUrl":"https://lyonscapgroup.com/","sourceLabel":"Lyons Capital Group, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/lyons-capital-group-llc/","founded":null,"organization":"Louisiana limited liability company","fiscalYearEnd":"December","headquarters":{"street":"1923 Southern Loop, Suite N","city":"Shreveport","state":"LA","stateName":"Louisiana","country":"United States","postalCode":"71106"},"tradeNames":[],"registration":{"secApproved":"14 May 2025","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":561488.1219512195,"staff":{"employees":6,"advisory":2,"brokerDealerReps":3,"insuranceAgents":3,"promoters":0},"aum":{"regulatory":165937224,"discretionary":0,"discretionaryAccounts":0,"nonDiscretionary":165937224,"nonDiscretionaryAccounts":677,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":225,"regulatoryAum":47560386},{"label":"High-net-worth individuals","clients":62,"regulatoryAum":113586705},{"label":"Pension and profit-sharing plans","clients":null,"fewerThan5":true,"regulatoryAum":217909},{"label":"Charitable organizations","clients":null,"fewerThan5":true,"regulatoryAum":3109404},{"label":"Corporations and other businesses","clients":null,"fewerThan5":true,"regulatoryAum":1462820}],"feePrograms":[{"role":"main","program":"Investment management services","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1046962","versionId":1046962,"ratePeriod":"not_stated","fee_billing":"both","submittedOn":"2026-06-02","documentName":"LYONS CAPITAL GROUP ADV PART 2A 6.2.26","fee_rate_low":1,"fee_rate_high":1.5,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial planning","summary":"Financial planning services are a fixed fee of up to $10,000, charged in monthly installments or in full on delivery of the plan.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1046962","versionId":1046962,"submittedOn":"2026-06-02","documentName":"LYONS CAPITAL GROUP ADV PART 2A 6.2.26"},{"role":"other","program":"Retirement plan investment management","summary":"Retirement plan advisory clients pay an annual asset-based fee of 0.25% to 1.00%, depending on plan complexity and size.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1046962","versionId":1046962,"submittedOn":"2026-06-02","documentName":"LYONS CAPITAL GROUP ADV PART 2A 6.2.26"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T18:00:55.45977+00:00","documents":[{"name":"LYONS CAPITAL GROUP ADV PART 2A 6.2.26","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1046962","versionId":1046962,"submittedOn":"2026-06-02"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Omaha, NE","smaAssets":165936576}],"custodyNote":"Lyons Capital Group has custody of $18.1M for 56 clients.","otherCustodians":[],"leadership":[{"name":"Jeffrey Lyons","title":"President","crd":"5845983"},{"name":"Lonny Elfenbein","title":"Chief Compliance Officer","crd":"2937038"}],"ownership":[{"label":"Jeffrey Lyons","detail":"President in the 75% or more ownership band, since May 2025."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Louisiana","offices":1,"addresses":[{"street":"1923 Southern Loop, Suite N","city":"Shreveport","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"318-455-7790","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"251-500","assetMix":[{"label":"Exchange-traded equity securities","percent":23},{"label":"Securities issued by registered investment companies or business development companies","percent":57},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":12},{"label":"Cash and cash equivalents","percent":3},{"label":"Other","percent":5,"detail":"Uits"}],"privateFunds":0},"sources":{"adv1FilingDate":"7 August 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/335733/PDF/335733.pdf","brochureDate":"2 June 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1046962","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Lyons Capital Group have?","answer":"Lyons Capital Group has 287 clients and manages $166 million for them, as of August 2026. They include 225 individual clients and 62 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 7 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Lyons Capital Group offer?","answer":"Lyons Capital Group provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Lyons Capital Group charge?","answer":"Lyons Capital Group charges 1.00%–1.50% for its Investment management services. The brochure does not state whether the rate is annual. The fee is billed in advance or in arrears and is negotiable.","source":"LYONS CAPITAL GROUP ADV PART 2A 6.2.26, filed 2 June 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Lyons Capital Group use?","answer":"Lyons Capital Group’s separately managed account assets are held at Charles Schwab & Co., Inc. (Omaha, NE), with $166M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 7 August 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Lyons Capital Group have?","answer":"Lyons Capital Group has 2 investment adviser representatives registered with state securities authorities, out of 6 employees, and 2 perform investment advisory functions. 3 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Lyons Capital Group invest in?","answer":"At the end of its last fiscal year, Lyons Capital Group’s separately managed accounts held 57% registered funds (mutual funds, ETFs, BDCs), 23% exchange-traded equities, 12% pooled vehicles (private funds and similar), 5% other and 3% cash and equivalents. The 5% other category is described as: Uits.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Lyons Capital Group?","answer":"Lyons Capital Group’s direct owner is Jeffrey Lyons (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 7 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Lyons Capital Group get paid?","answer":"Lyons Capital Group is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Lyons Capital Group?","answer":"Lyons Capital Group’s main office is at 1923 Southern Loop, Suite N, Shreveport, LA 71106. Its phone number is 318-455-7790. Its website is lyonscapgroup.com.","source":"Form ADV Part 1A, Item 1.F, filed 7 August 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}