{"url":"https://nivawealth.com/firms/lyonross-capital-management-156637","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/156637","regulatoryAum":880528874,"crd":"156637","history":[{"filedOn":"2021-03-26","regulatoryAum":340429236,"clients":4,"employees":7,"offices":1},{"filedOn":"2022-07-12","regulatoryAum":398807876,"clients":0,"employees":6,"offices":1},{"filedOn":"2023-03-30","regulatoryAum":414541665,"clients":0,"employees":6,"offices":1},{"filedOn":"2024-03-26","regulatoryAum":466259065,"clients":0,"employees":6,"offices":1},{"filedOn":"2025-03-26","regulatoryAum":642291391,"clients":0,"employees":6,"offices":1},{"filedOn":"2026-03-30","regulatoryAum":880528874,"clients":0,"employees":6,"offices":1}],"secFileNumber":"801-73706","legalName":"Lyonross Capital Management, LLC","displayName":"LyonRoss Capital Management","slug":"lyonross-capital-management-156637","website":"https://lyonross.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/156637/702ae02e474ac538-r1.webp","tone":"light","width":607,"height":200,"sourceUrl":"https://www.lyonross.com/","sourceLabel":"Lyonross Capital Management, LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"50 Main Street, Suite 1240","city":"White Plains","state":"NY","stateName":"New York","country":"United States","postalCode":"10606"},"tradeNames":[],"registration":{"secApproved":"30 March 2012","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":6,"advisory":5,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":880528874,"discretionary":51499337,"discretionaryAccounts":1,"nonDiscretionary":829029537,"nonDiscretionaryAccounts":1,"wrapProgram":null,"nonUsClientsPct":100,"nonAumClients":4},"clientTypes":[{"label":"High-net-worth individuals","clients":null,"fewerThan5":true,"regulatoryAum":880528874}],"feePrograms":[],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T06:58:12.466413+00:00","documents":[{"name":"LYONROSS CAPITAL MANAGEMENT, LLC PART 2A 03 2026","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1032536","versionId":1032536,"submittedOn":"2026-03-30"}]},"custodians":[{"name":"Royal Bank of Canada","shortName":"Royal Bank of Canada","location":"New York, NY","smaAssets":793216990},{"name":"Interactive Brokers LLC","shortName":"Interactive Brokers","location":"Greenwich, CT","smaAssets":41411745},{"name":"Goldman Sachs","shortName":"Goldman Sachs","location":"New York, NY","smaAssets":45900139}],"custodyNote":"LyonRoss Capital Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Taline Festekjian","title":"Chief Compliance Officer","crd":"5072019"},{"name":"Timothy Bliss","title":"COO and Head of Research","crd":"6311597"},{"name":"Piers Playfair","title":"Chief Investment Officer","crd":"1408277"}],"ownership":[{"label":"LCM Capital Holdings, LLC","detail":"Managing member in the 75% or more ownership band and a control person, since September 2012."},{"label":"Piers Playfair","detail":"Indirect owner: a managing member of Lyonross Holdings LLC in the 75% or more band and a control person, since January 2007.","parent":"Lyonross Holdings LLC"},{"label":"Lyonross Holdings LLC","detail":"Indirect owner: a managing member of LCM Capital Holdings, LLC in the 75% or more band and a control person, since September 2012.","parent":"LCM Capital Holdings, LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"New York","offices":1,"addresses":[{"street":"50 Main Street, Suite 1240","city":"White Plains","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"212-218-3950","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)","Performance-based fees"],"activities":["Selection of other advisers (including private fund managers)","Other"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":3},{"label":"Derivatives","percent":2},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":93},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":0},"sources":{"adv1FilingDate":"30 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/156637/PDF/156637.pdf","brochureDate":"30 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1032536","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"What services does LyonRoss Capital Management offer?","answer":"LyonRoss Capital Management provides selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does LyonRoss Capital Management use?","answer":"LyonRoss Capital Management’s separately managed account assets are held at Royal Bank of Canada (New York, NY), with $793M, Goldman Sachs (New York, NY), with $45.9M and Interactive Brokers LLC (Greenwich, CT), with $41.4M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does LyonRoss Capital Management have?","answer":"LyonRoss Capital Management has 0 investment adviser representatives registered with state securities authorities, out of 6 employees, and 5 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does LyonRoss Capital Management invest in?","answer":"At the end of its last fiscal year, LyonRoss Capital Management’s separately managed accounts held 93% pooled vehicles (private funds and similar), 3% exchange-traded equities, 2% derivatives and 2% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns LyonRoss Capital Management?","answer":"LyonRoss Capital Management is owned through a chain of holding companies by Piers Playfair. Its direct owner is LCM Capital Holdings, LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does LyonRoss Capital Management get paid?","answer":"LyonRoss Capital Management is paid through a percentage of assets under management, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact LyonRoss Capital Management?","answer":"LyonRoss Capital Management’s main office is at 50 Main Street, Suite 1240, White Plains, NY 10606. Its phone number is 212-218-3950. Its website is lyonross.com.","source":"Form ADV Part 1A, Item 1.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}