{"url":"https://nivawealth.com/firms/lvm-capital-management-111039","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/111039","regulatoryAum":1562022642,"crd":"111039","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5768463","suffix":null,"lastName":"ALVORD","firstName":"TYLER","middleName":"WAYNE"},{"crd":"4389005","suffix":null,"lastName":"CLEVELAND","firstName":"DAVID","middleName":"PAUL"},{"crd":"4388995","suffix":null,"lastName":"HARRISON","firstName":"LAWRENCE","middleName":"LEONARD"},{"crd":"7992747","suffix":null,"lastName":"Lantinga","firstName":"Andrew","middleName":"Gerrit"},{"crd":"7992705","suffix":null,"lastName":"Macksood","firstName":"Nicholas","middleName":"Joseph"},{"crd":"3180275","suffix":null,"lastName":"PRUDHOMME","firstName":"CHARLES","middleName":"ALAN"},{"crd":"6587802","suffix":null,"lastName":"Rummel","firstName":"Jordan","middleName":"John"},{"crd":"1752875","suffix":null,"lastName":"VANDER 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II","fee_rate_low":1,"fee_rate_high":1.25,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T04:18:55.467285+00:00","documents":[{"name":"LVM 9 30 2026 ADV II","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1058347","versionId":1058347,"submittedOn":"2026-09-18"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Franciso, CA","smaAssets":1486105259}],"custodyNote":"LVM Capital Management has custody of $1.21B in client assets for 884 clients.","leadership":[{"name":"Craig Vander Molen","title":"President","crd":"1752875"},{"name":"David Cleveland","title":"Chief Compliance Officer, Secretary, Treasurer","crd":"4389005"},{"name":"Tyler Alvord","title":"Principal","crd":"5768463"},{"name":"Charles Prudhomme","title":"Principal","crd":"3180275"},{"name":"Jordan Rummel","title":"Principal","crd":"6587802"}],"ownership":[{"label":"Craig Vander Molen","detail":"President in the 25% to 50% ownership band and a control person, since June 1988."},{"label":"David Cleveland","detail":"Chief compliance officer, secretary, treasurer in the 10% to 25% ownership band, since March 1990."},{"label":"Charles Prudhomme","detail":"Principal in the 10% to 25% ownership band, since December 2015."},{"label":"Tyler Alvord","detail":"Principal in the 10% to 25% ownership band, since April 2024."},{"label":"Jordan Rummel","detail":"Principal in the 5% to 10% ownership band, since July 2025."}],"filedOffices":{"otherThanPrincipal":2,"privateResidences":1},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"999 Vanderbilt Beach Road Suite 200","city":"Naples"}]},{"state":"Michigan","offices":1,"addresses":[{"street":"7840 Moorsbridge 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companies","percent":3}],"privateFunds":0},"sources":{"adv1FilingDate":"18 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/111039/PDF/111039.pdf","brochureDate":"18 September 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1058347","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does LVM Capital Management have?","answer":"LVM Capital Management has 1,416 clients and manages $1.56 billion for them, as of September 2026. They include 1,369 high-net-worth individuals, 46 charitable organizations and 1 pension or profit-sharing plan.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 18 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does LVM Capital Management offer?","answer":"LVM Capital Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, estate planning, insurance, and tax planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does LVM Capital Management charge?","answer":"LVM Capital Management charges 1.00%–1.25% a year for its Wealth Management Fees. The fee is billed in arrears and is negotiable.","source":"LVM 9 30 2026 ADV II, filed 18 September 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does LVM Capital Management use?","answer":"LVM Capital Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Franciso, CA), with $1.49B. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 18 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does LVM Capital Management have?","answer":"LVM Capital Management has 8 investment adviser representatives registered with state securities authorities, out of 15 employees, and 8 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does LVM Capital Management invest in?","answer":"At the end of its last fiscal year, LVM Capital Management’s separately managed accounts held 83% exchange-traded equities, 9% U.S. government and agency bonds, 3% state and local bonds, 3% registered funds (mutual funds, ETFs, BDCs) and 2% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns LVM Capital Management?","answer":"LVM Capital Management’s direct owners are Craig Vander Molen, David Cleveland, Charles Prudhomme, Tyler Alvord and Jordan Rummel, each holding 50% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 18 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does LVM Capital Management get paid?","answer":"LVM Capital Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is LVM Capital Management registered with the SEC?","answer":"Yes, LVM Capital Management has been registered with the SEC as an investment adviser since 15 August 1988. Its CRD number is 111039 and its SEC file number is 801-32681.","source":"Form ADV Part 1A, Item 1, filed 18 September 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact LVM Capital Management?","answer":"LVM Capital Management’s main office is at 7840 Moorsbridge Road, Portage, MI 49024. Its phone number is 269-321-8120. Its website is lvmcapital.com.","source":"Form ADV Part 1A, Item 1.F, filed 18 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}