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The fee is billed in arrears and requires an account of at least $1,500,000.","source":"LUMBARD & KELLNER BROCHURE ADV2A, filed 16 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Lumbard & Kellner use?","answer":"Lumbard & Kellner’s separately managed account assets are held at US Bank (Cincinnati, OH), with $320M and Charles Schwab & Co., Inc. (Westlake, TX), with $106M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 16 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Lumbard & Kellner have?","answer":"Lumbard & Kellner has 3 investment adviser representatives registered with state securities authorities, out of 4 employees, and 3 perform investment advisory functions. 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