{"url":"https://nivawealth.com/firms/lovett-investment-consulting-143178","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/143178","regulatoryAum":220295192,"crd":"143178","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5287186","suffix":null,"lastName":"LOVETT","firstName":"DANIEL","middleName":"CLAY"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-25","regulatoryAum":160781186,"clients":31,"employees":1,"offices":1},{"filedOn":"2022-04-01","regulatoryAum":182481351,"clients":32,"employees":1,"offices":1},{"filedOn":"2023-03-30","regulatoryAum":159860018,"clients":33,"employees":1,"offices":1},{"filedOn":"2024-03-29","regulatoryAum":181246171,"clients":35,"employees":1,"offices":1},{"filedOn":"2025-03-26","regulatoryAum":193485412,"clients":35,"employees":1,"offices":1},{"filedOn":"2026-03-27","regulatoryAum":220295192,"clients":32,"employees":1,"offices":1}],"secFileNumber":"801-67831","legalName":"Lovett Investment Consulting LLC","displayName":"Lovett Investment Consulting","slug":"lovett-investment-consulting-143178","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Colorado limited liability company","fiscalYearEnd":"December","headquarters":{"street":"","city":"","state":"","stateName":"","country":"","postalCode":null},"tradeNames":[],"registration":{"secApproved":"27 April 2007","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":6688033.53125,"staff":{"employees":1,"advisory":1,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":220295192,"discretionary":159696360,"discretionaryAccounts":76,"nonDiscretionary":60598832,"nonDiscretionaryAccounts":61,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":5,"regulatoryAum":8741416},{"label":"High-net-worth individuals","clients":27,"regulatoryAum":205275657},{"label":"Charitable organizations","clients":null,"fewerThan5":true,"regulatoryAum":6278119}],"feePrograms":[],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T13:32:37.385542+00:00","documents":[{"name":"ADV PART 2 UPDATED MARCH 31 2026","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1030058","versionId":1030058,"submittedOn":"2026-03-27"},{"name":null,"status":"not_downloaded","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=960579","versionId":960579,"submittedOn":null}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":171445653}],"custodyNote":"Lovett Investment Consulting has custody of client assets.","otherCustodians":[],"leadership":[{"name":"Daniel Lovett","title":"Managing Member/Chief Compliance Officer","crd":"5287186"}],"ownership":[{"label":"Daniel Lovett","detail":"Managing member/chief compliance officer in the 75% or more ownership band and a control person, since January 2007."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"970-367-7574","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":3},{"label":"U.S. government/agency bonds","percent":4},{"label":"Securities issued by registered investment companies or business development companies","percent":80},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":5},{"label":"Cash and cash equivalents","percent":1},{"label":"Other","percent":7,"detail":"Separately Managed Accounts of Equities Or Bonds Where the Advisor Has the Authority to Hire and Fire the Separate Account Manager."}],"privateFunds":0},"sources":{"adv1FilingDate":"27 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/143178/PDF/143178.pdf","brochureDate":"27 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1030058","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Lovett Investment Consulting have?","answer":"Lovett Investment Consulting has 32 clients and manages $220 million for them, as of March 2026. They include 27 high-net-worth individuals and 5 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Lovett Investment Consulting offer?","answer":"Lovett Investment Consulting provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Lovett Investment Consulting use?","answer":"Lovett Investment Consulting’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $171M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 27 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Lovett Investment Consulting have?","answer":"Lovett Investment Consulting has 0 investment adviser representatives registered with state securities authorities, out of 1 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Lovett Investment Consulting invest in?","answer":"At the end of its last fiscal year, Lovett Investment Consulting’s separately managed accounts held 80% registered funds (mutual funds, ETFs, BDCs), 7% other, 5% pooled vehicles (private funds and similar), 4% U.S. government and agency bonds, 3% exchange-traded equities and 1% cash and equivalents. The 7% other category is described as: Separately Managed Accounts of Equities Or Bonds Where the Advisor Has the Authority to Hire and Fire the Separate Account Manager.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Lovett Investment Consulting?","answer":"Lovett Investment Consulting’s direct owner is Daniel Lovett (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Lovett Investment Consulting get paid?","answer":"Lovett Investment Consulting is paid through fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Lovett Investment Consulting?","answer":"Its phone number is 970-367-7574.","source":"Form ADV Part 1A, Item 1.F, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}