{"url":"https://nivawealth.com/firms/loop-capital-asset-management-tch-149280","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/149280","regulatoryAum":10808795428,"crd":"149280","secFileNumber":"801-69873","legalName":"Loop Capital Asset Management - TCH LLC","displayName":"Loop Capital Asset Management - TCH","website":"HTTP://WWW.loopcapital.com","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"1001 Brickell Bay Drive, Suite 2100","city":"Miami","state":"FL","stateName":"Florida","country":"United States","postalCode":"33131-4940"},"tradeNames":["Loop Capital Asset Management"],"registration":{"secApproved":"6 February 2009","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":23,"advisory":18,"brokerDealerReps":3,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":10808795428,"discretionaryAccounts":90,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":4,"nonAumClients":0},"clientTypes":[{"label":"Banking or thrift institutions","clients":1,"regulatoryAum":745444992},{"label":"Investment companies","clients":1,"regulatoryAum":25000000},{"label":"Pooled investment vehicles","clients":4,"regulatoryAum":561650073},{"label":"Pension and profit-sharing plans","clients":31,"regulatoryAum":5406821205},{"label":"Charitable organizations","clients":4,"regulatoryAum":341878154},{"label":"State or municipal government entities","clients":18,"regulatoryAum":1831758721},{"label":"Other investment advisers","clients":16,"regulatoryAum":953278888},{"label":"Sovereign wealth funds and foreign official institutions","clients":1,"regulatoryAum":53982466},{"label":"Corporations and other businesses","clients":14,"regulatoryAum":888980929}],"fees":[],"feeNotes":[],"custodians":[],"custodyNote":"Loop Capital Asset Management - TCH does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"James Reynolds","title":"Chief Executive Officer","crd":"1162337"},{"name":"Ira Lupkin","title":"Chief Financial Officer","crd":"4463446"},{"name":"Stephen Berkeley","title":"Chief Compliance Officer","crd":"5616433"},{"name":"Scott Kimball","title":"CIO Loop Capital Asset Management - TCH, LLC","crd":"4637198"},{"name":"Adam Phillips","title":"Managing Director Loop Capital Asset Management - TCH, LLC","crd":"4212344"}],"ownership":[{"label":"Loop Capital Asset Management LLC","detail":"Sole member of loop capital asset management -tch llc in the 75% or more ownership band and a control person, since January 2022."},{"label":"Loop Capital LLC","detail":"Indirect owner: a sole shareholder of loop capital asset management llc of Loop Capital Asset Management LLC in the 75% or more band and a control person, since January 2022.","parent":"Loop Capital Asset Management LLC"},{"label":"Loop Capital Holdings LLC","detail":"Indirect owner: a shareholder of loop capital, llc of Loop Capital LLC in the 50% to 75% band and a control person, since October 2013.","parent":"Loop Capital LLC"},{"label":"James Reynolds","detail":"Indirect owner: a member of loop capital holdings llc of Loop Capital Holdings LLC in the 75% or more band and a control person, since January 2004.","parent":"Loop Capital Holdings LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"1001 Brickell Bay Drive, Suite 2100","city":"Miami","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"305-379-2100","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"U.S. government/agency bonds","percent":28},{"label":"Sovereign bonds","percent":1},{"label":"Investment grade corporate bonds","percent":39},{"label":"Non-investment grade corporate bonds","percent":2},{"label":"Cash and cash equivalents","percent":2},{"label":"Other","percent":28,"detail":"Securitized Products (abs MBS)"}],"privateFunds":3},"sources":{"adv1FilingDate":"19 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/149280/PDF/149280.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Loop Capital Asset Management - TCH have?","answer":"Loop Capital Asset Management - TCH has 90 clients and manages $10.8 billion for them, as of March 2026. They include 31 pension and profit-sharing plans, 18 state or municipal government entities and 16 other investment advisers.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 19 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Loop Capital Asset Management - TCH offer?","answer":"Loop Capital Asset Management - TCH provides portfolio management for investment companies, portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Loop Capital Asset Management - TCH have?","answer":"Loop Capital Asset Management - TCH has 2 investment adviser representatives registered with state securities authorities, out of 23 employees, and 18 perform investment advisory functions. 3 are registered representatives of a broker-dealer and 0 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Loop Capital Asset Management - TCH invest in?","answer":"At the end of its last fiscal year, Loop Capital Asset Management - TCH’s separately managed accounts held 39% investment grade corporate bonds, 28% U.S. government and agency bonds, 28% securitized products (abs mbs), 2% high-yield corporate bonds, 2% cash and equivalents and 1% sovereign bonds. It advises 3 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Loop Capital Asset Management - TCH?","answer":"Loop Capital Asset Management - TCH is owned through a chain of holding companies by James Reynolds. Its direct owner is Loop Capital Asset Management LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 19 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Loop Capital Asset Management - TCH get paid?","answer":"Loop Capital Asset Management - TCH is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}