{"url":"https://nivawealth.com/firms/longwall-investment-partners-324336","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/324336","regulatoryAum":428187059,"crd":"324336","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"1258703","suffix":"JR","lastName":"HEDLEY","firstName":"DOUGLAS","middleName":"JOHN"},{"crd":"2037654","suffix":null,"lastName":"PURCELL","firstName":"TERRENCE","middleName":"DEVINE"},{"crd":"4510252","suffix":null,"lastName":"STIRTON","firstName":"KERRY","middleName":"JAMES"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2023-07-06","regulatoryAum":207961330,"clients":16,"employees":8,"offices":2},{"filedOn":"2024-03-28","regulatoryAum":207435728,"clients":33,"employees":8,"offices":6},{"filedOn":"2025-03-28","regulatoryAum":326098591,"clients":36,"employees":5,"offices":5},{"filedOn":"2026-07-23","regulatoryAum":428187059,"clients":50,"employees":5,"offices":5}],"secFileNumber":"801-127421","legalName":"Longwall Investment Partners, LLC","displayName":"Longwall Investment Partners","slug":"longwall-investment-partners-324336","website":"https://longwallfamilyoffice.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/longwall-family-office","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"8  Wright St, Suite 107","city":"Westport","state":"CT","stateName":"Connecticut","country":"United States","postalCode":"06880"},"tradeNames":[],"registration":{"secApproved":"12 July 2023","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":9097954.590909092,"staff":{"employees":5,"advisory":3,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":428187059,"discretionary":245772881,"discretionaryAccounts":82,"nonDiscretionary":182414178,"nonDiscretionaryAccounts":38,"wrapProgram":null,"nonUsClientsPct":4,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":24,"regulatoryAum":10184295},{"label":"High-net-worth individuals","clients":20,"regulatoryAum":390125707},{"label":"Pooled investment vehicles","clients":1,"regulatoryAum":17446481},{"label":"Corporations and other businesses","clients":5,"regulatoryAum":10430576}],"feePrograms":[{"role":"main","program":"Investment Management Services","feeBasis":"ceiling","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1029117","versionId":1029117,"ratePeriod":"annual","fee_billing":"both","submittedOn":"2026-03-27","documentName":"LIP DISCLOSURE BROCHURE MARCH 2026","fee_rate_low":null,"fee_rate_high":1.25,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T11:16:25.07213+00:00","documents":[{"name":"LIP DISCLOSURE BROCHURE MARCH 2026","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1029117","versionId":1029117,"submittedOn":"2026-03-27"}]},"custodians":[{"name":"National Financial Services LLC","shortName":"Fidelity","location":"Boston, MA","smaAssets":97129206},{"name":"Efg Bank and Trust (Bahamas) LTD","shortName":"Efg Bank and Trust (Bahamas)","location":"Nassau","smaAssets":131510955}],"custodyNote":"Longwall Investment Partners has custody of client assets.","otherCustodians":[],"leadership":[{"name":"Douglas Hedley","title":"Chief Compliance Officer","crd":"1258703"}],"ownership":[{"label":"Longwall Holdings, LLC","detail":"Managing member in the 75% or more ownership band and a control person, since December 2022."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":4,"privateResidences":4},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Connecticut","offices":1,"addresses":[{"street":"8  Wright St, Suite 107","city":"Westport","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"203-209-2785","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for pooled investment vehicles (other than investment companies)","Selection of other advisers (including private fund managers)"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":64},{"label":"U.S. government/agency bonds","percent":1},{"label":"U.S. state and local bonds","percent":1},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":18},{"label":"Cash and cash equivalents","percent":7},{"label":"Other","percent":9,"detail":"These Are Private Company Investments"}],"privateFunds":1},"sources":{"adv1FilingDate":"23 July 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/324336/PDF/324336.pdf","brochureDate":"27 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1029117","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Longwall Investment Partners have?","answer":"Longwall Investment Partners has 50 clients and manages $428 million for them, as of July 2026. They include 24 individual clients, 20 high-net-worth individuals, and 5 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 23 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Longwall Investment Partners offer?","answer":"Longwall Investment Partners provides portfolio management for individuals and small businesses, portfolio management for pooled vehicles, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Longwall Investment Partners charge?","answer":"Longwall Investment Partners charges up to 1.25% a year for its Investment Management Services. The fee is billed in advance or in arrears and is negotiable.","source":"LIP DISCLOSURE BROCHURE MARCH 2026, filed 27 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Longwall Investment Partners use?","answer":"Longwall Investment Partners’ separately managed account assets are held at Efg Bank and Trust (Bahamas) LTD (Nassau), with $132M and National Financial Services LLC (Boston, MA), with $97.1M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 23 July 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Longwall Investment Partners have?","answer":"Longwall Investment Partners has 3 investment adviser representatives registered with state securities authorities, out of 5 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Longwall Investment Partners invest in?","answer":"At the end of its last fiscal year, Longwall Investment Partners’ separately managed accounts held 64% exchange-traded equities, 18% pooled vehicles (private funds and similar), 9% other, 7% cash and equivalents, 1% U.S. government and agency bonds and 1% state and local bonds. The 9% other category is described as: These Are Private Company Investments. It advises 1 private fund.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Longwall Investment Partners?","answer":"Longwall Investment Partners’ direct owner is Longwall Holdings, LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 23 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Longwall Investment Partners get paid?","answer":"Longwall Investment Partners is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Longwall Investment Partners?","answer":"Longwall Investment Partners’ main office is at 8  Wright St, Suite 107, Westport, CT 06880. Its phone number is 203-209-2785. Its website is longwallfamilyoffice.com.","source":"Form ADV Part 1A, Item 1.F, filed 23 July 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}