{"url":"https://nivawealth.com/firms/litvak-wealth-170805","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/170805","regulatoryAum":536086765,"crd":"170805","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2684794","suffix":null,"lastName":"BORIS","firstName":"JEFFREY","middleName":"PETER"},{"crd":"4765241","suffix":null,"lastName":"FAJARDO ANDRADE","firstName":"JULIANA","middleName":"PAOLA"},{"crd":"6805415","suffix":null,"lastName":"Litvak","firstName":"Emerson","middleName":null},{"crd":"2476755","suffix":null,"lastName":"LITVAK","firstName":"RICARDO","middleName":"JUAN"}],"total":4,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2023-02-21","regulatoryAum":410735531,"clients":64,"employees":4,"offices":1},{"filedOn":"2024-03-07","regulatoryAum":449007175,"clients":71,"employees":5,"offices":1},{"filedOn":"2025-06-26","regulatoryAum":486526746,"clients":73,"employees":6,"offices":1},{"filedOn":"2026-03-06","regulatoryAum":536086765,"clients":75,"employees":6,"offices":1}],"secFileNumber":"801-127511","legalName":"Litvak Wealth, LLC","displayName":"Litvak Wealth","slug":"litvak-wealth-170805","website":"https://litvakandco.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/litvak-&-co-","xUrl":"https://x.com/LitvakandCo","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"50 Washington Street, Suite 301e","city":"Norwalk","state":"CT","stateName":"Connecticut","country":"United States","postalCode":"06854"},"tradeNames":[],"registration":{"secApproved":"24 March 2023","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":7147823.533333333,"staff":{"employees":6,"advisory":4,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":536086765,"discretionary":116262287,"discretionaryAccounts":167,"nonDiscretionary":419824478,"nonDiscretionaryAccounts":57,"wrapProgram":null,"nonUsClientsPct":35,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":17,"regulatoryAum":1735881},{"label":"High-net-worth individuals","clients":58,"regulatoryAum":534350884}],"feePrograms":[{"role":"main","program":"Investment Management Services","feeBasis":"ceiling","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1015424","versionId":1015424,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-03-06","documentName":"LITVAK DISCLOSURE BROCHURE BROCHURE SUPPLEMENTS","fee_rate_low":null,"fee_rate_high":1.5,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T09:56:40.509333+00:00","documents":[{"name":"LITVAK DISCLOSURE BROCHURE BROCHURE SUPPLEMENTS","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1015424","versionId":1015424,"submittedOn":"2026-03-06"}]},"custodians":[{"name":"Fidelity Brokerage Services LLC","shortName":"Fidelity","location":"Smithfield, RI","smaAssets":148659719},{"name":"UBS Switzerland Ag","shortName":"UBS Switzerland Ag","location":"Zurich","smaAssets":158922310},{"name":"Bank Julius Baer & Co. LTD","shortName":"Bank Julius Baer & Co.","location":"Zurich","smaAssets":216477176}],"custodyNote":"Litvak Wealth has custody of $24.5M in client assets for 16 clients.","otherCustodians":[],"leadership":[{"name":"Juliana Fajardo Andrade","title":"Chief Operating Officer and Chief Compliance Officer","crd":"4765241"},{"name":"Jeffrey Boris","title":"Chief Investment Officer, Head of Investments and Research","crd":"2684794"},{"name":"Ricardo Litvak","title":"Founder and CEO","crd":"2476755"},{"name":"Claudia Polachek","title":"Member","crd":"7702008"},{"name":"Jeannette Levine","title":"Member","crd":"7702010"}],"ownership":[{"label":"Litvak & Co., LLC","detail":"Owner - holding company in the 50% to 75% ownership band and a control person, since March 2014."},{"label":"Jeffrey Boris","detail":"Chief investment officer, head of investments and research in the 10% to 25% ownership band and a control person, since June 2015."},{"label":"Claudia Polachek","detail":"Member in the 5% to 10% ownership band, since January 2023."},{"label":"Jeannette Levine","detail":"Member in the 5% to 10% ownership band, since January 2023."},{"label":"Ricardo Litvak","detail":"Indirect owner: a founder and chief executive officer of Litvak & Co., LLC in the 75% or more band and a control person, since March 2014.","parent":"Litvak & Co., LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Connecticut","offices":1,"addresses":[{"street":"50 Washington Street, Suite 301e","city":"Norwalk","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"203-227-8000","stateRegisteredReps":4,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":27},{"label":"U.S. government/agency bonds","percent":15},{"label":"U.S. state and local bonds","percent":3},{"label":"Sovereign bonds","percent":1},{"label":"Investment grade corporate bonds","percent":44},{"label":"Securities issued by registered investment companies or business development companies","percent":1},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":5},{"label":"Other","percent":4,"detail":"Gold"}],"privateFunds":0},"sources":{"adv1FilingDate":"6 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/170805/PDF/170805.pdf","brochureDate":"6 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1015424","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Litvak Wealth have?","answer":"Litvak Wealth has 75 clients and manages $536 million for them, as of March 2026. They include 58 high-net-worth individuals and 17 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 6 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Litvak Wealth offer?","answer":"Litvak Wealth provides portfolio management for individuals and small businesses and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Litvak Wealth charge?","answer":"Litvak Wealth charges up to 1.50% a year for its Investment Management Services. The fee is billed in arrears and is negotiable.","source":"LITVAK DISCLOSURE BROCHURE BROCHURE SUPPLEMENTS, filed 6 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Litvak Wealth use?","answer":"Litvak Wealth’s separately managed account assets are held at Bank Julius Baer & Co. LTD (Zurich), with $216M, UBS Switzerland Ag (Zurich), with $159M and Fidelity Brokerage Services LLC (Smithfield, RI), with $149M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 6 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Litvak Wealth have?","answer":"Litvak Wealth has 4 investment adviser representatives registered with state securities authorities, out of 6 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Litvak Wealth invest in?","answer":"At the end of its last fiscal year, Litvak Wealth’s separately managed accounts held 44% investment grade corporate bonds, 27% exchange-traded equities, 15% U.S. government and agency bonds, 5% pooled vehicles (private funds and similar), 4% other, 3% state and local bonds, 1% sovereign bonds and 1% registered funds (mutual funds, ETFs, BDCs). The 4% other category is described as: Gold.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Litvak Wealth?","answer":"Litvak Wealth is owned through a holding company by Ricardo Litvak. Its direct owners are Litvak & Co., LLC (50% to 75%), Jeffrey Boris (10% to 25%), Claudia Polachek (5% to 10%) and Jeannette Levine (5% to 10%).","source":"Form ADV Part 1A, Schedules A and B, filed 6 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Litvak Wealth get paid?","answer":"Litvak Wealth is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Litvak Wealth?","answer":"Litvak Wealth’s main office is at 50 Washington Street, Suite 301e, Norwalk, CT 06854. Its phone number is 203-227-8000. Its website is litvakandco.com.","source":"Form ADV Part 1A, Item 1.F, filed 6 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}