{"url":"https://nivawealth.com/firms/lind-capital-partners-165810","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/165810","regulatoryAum":235044271,"crd":"165810","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"1245753","suffix":"JR","lastName":"LIND","firstName":"JON","middleName":"ROBERT"},{"crd":"1532875","suffix":"JR","lastName":"MURDOCH","firstName":"DAVID","middleName":"MANSFIELD"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-06-01","regulatoryAum":200932258,"clients":26,"employees":6,"offices":1},{"filedOn":"2022-03-31","regulatoryAum":101875021,"clients":22,"employees":6,"offices":1},{"filedOn":"2023-05-10","regulatoryAum":95560284,"clients":23,"employees":6,"offices":1},{"filedOn":"2024-05-24","regulatoryAum":101370018,"clients":28,"employees":5,"offices":1},{"filedOn":"2025-03-26","regulatoryAum":167064704,"clients":60,"employees":5,"offices":1},{"filedOn":"2026-03-25","regulatoryAum":235044271,"clients":79,"employees":5,"offices":1}],"secFileNumber":"801-77824","legalName":"Lind Capital Partners, LLC","displayName":"Lind Capital Partners","slug":"lind-capital-partners-165810","website":"https://lindcapitalpartners.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Illinois limited liability company","fiscalYearEnd":"December","headquarters":{"street":"500 Davis Center, Suite 1004","city":"Evanston","state":"IL","stateName":"Illinois","country":"United States","postalCode":"60201"},"tradeNames":[],"registration":{"secApproved":"4 April 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BROCHURE","fee_rate_low":0.75,"fee_rate_high":0.75,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T14:36:54.417843+00:00","documents":[{"name":"LIND CAPITAL PARTNERS FORM ADV PART 2A BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1026190","versionId":1026190,"submittedOn":"2026-03-25"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":70095542},{"name":"National Financial Services LLC","shortName":"Fidelity","location":"Boston, MA","smaAssets":51594582}],"custodyNote":"Lind Capital Partners does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Jon Lind","title":"Member, Chief Compliance Officer","crd":"1245753"},{"name":"Anthony Chun","title":"Member","crd":"8061904"},{"name":"Jon Lind III","title":"Member","crd":"5891956"},{"name":"David Murdoch","title":"Member","crd":"1532875"}],"ownership":[{"label":"Jon Lind","detail":"Member, chief compliance officer in the 50% to 75% ownership band and a control person, since May 2008."},{"label":"David Murdoch","detail":"Member in the 25% to 50% ownership band and a control person, since August 2008."},{"label":"Anthony Chun","detail":"Member in the 10% to 25% ownership band, since March 2025."},{"label":"Jon Lind III","detail":"Member in the 10% to 25% ownership band, since March 2025."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Illinois","offices":1,"addresses":[{"street":"500 Davis Center, Suite 1004","city":"Evanston","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"312-878-3830","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for investment companies","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"U.S. state and local bonds","percent":87},{"label":"Cash and cash equivalents","percent":13}],"privateFunds":0},"sources":{"adv1FilingDate":"25 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/165810/PDF/165810.pdf","brochureDate":"25 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1026190","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Lind Capital Partners have?","answer":"Lind Capital Partners has 79 clients and manages $235 million for them, as of March 2026. They include 78 high-net-worth individuals and 1 investment company.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 25 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Lind Capital Partners offer?","answer":"Lind Capital Partners provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Lind Capital Partners charge?","answer":"Lind Capital Partners charges 0.75% a year for its Separately Managed Accounts. The fee is billed in arrears and is negotiable.","source":"LIND CAPITAL PARTNERS FORM ADV PART 2A BROCHURE, filed 25 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Lind Capital Partners use?","answer":"Lind Capital Partners’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $70.1M and National Financial Services LLC (Boston, MA), with $51.6M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 25 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Lind Capital Partners have?","answer":"Lind Capital Partners has 1 investment adviser representative registered with state securities authorities, out of 5 employees, and 5 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Lind Capital Partners invest in?","answer":"At the end of its last fiscal year, Lind Capital Partners’ separately managed accounts held 87% state and local bonds and 13% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Lind Capital Partners?","answer":"Lind Capital Partners’ direct owners are Jon Lind (50% to 75%), David Murdoch (25% to 50%), Anthony Chun (10% to 25%) and Jon Lind III (10% to 25%).","source":"Form ADV Part 1A, Schedules A and B, filed 25 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Lind Capital Partners get paid?","answer":"Lind Capital Partners is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Lind Capital Partners?","answer":"Lind Capital Partners’ main office is at 500 Davis Center, Suite 1004, Evanston, IL 60201. Its phone number is 312-878-3830. Its website is lindcapitalpartners.com.","source":"Form ADV Part 1A, Item 1.F, filed 25 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}