{"url":"https://nivawealth.com/firms/lighthouse-wealth-management-307529","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/307529","regulatoryAum":246761584,"crd":"307529","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5971737","suffix":"III","lastName":"ADAMS","firstName":"JAMES","middleName":"KENNETH"},{"crd":"6845725","suffix":null,"lastName":"LIGHT","firstName":"TEANCUM","middleName":"DONALD"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2022-11-28","regulatoryAum":103000000,"clients":30,"employees":2,"offices":1},{"filedOn":"2024-04-01","regulatoryAum":155000000,"clients":58,"employees":2,"offices":5},{"filedOn":"2025-04-01","regulatoryAum":199749000,"clients":79,"employees":2,"offices":5},{"filedOn":"2026-03-24","regulatoryAum":246761584,"clients":93,"employees":2,"offices":5}],"acquisitions":[{"date":"2022-09-20","datePrecision":"day","name":"BSSF Wealth LLC (wealth arm of Brown Schultz Sheridan & Fritz, now Brown Plus)","crd":null,"source":"press","dealType":"acquisition","sellerAum":null,"sellerAumDate":null,"sourceUrl":"https://www.cpbj.com/bssf-merges-with-lighthouse-wealth-management/"}],"secFileNumber":"801-127104","legalName":"Lighthouse Wealth Management, LLC","displayName":"Lighthouse Wealth Management","slug":"lighthouse-wealth-management-307529","website":"https://lighthousewealth.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/lighthouse-wealth-management-inc","founded":"2020","organization":"Pennsylvania limited liability company","fiscalYearEnd":"December","headquarters":{"street":"210 Grandview Avenue","city":"Camp Hill","state":"PA","stateName":"Pennsylvania","country":"United States","postalCode":"17011"},"tradeNames":[],"registration":{"secApproved":"4 January 2023","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":2653350.365591398,"staff":{"employees":2,"advisory":2,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":246761584,"discretionary":246761584,"discretionaryAccounts":347,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":7},"clientTypes":[{"label":"Individuals (other than HNW)","clients":36,"regulatoryAum":22286365},{"label":"High-net-worth individuals","clients":57,"regulatoryAum":224475219}],"feePrograms":[{"role":"main","program":"Comprehensive Planning & Investment Management Services","feeBasis":"ceiling","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1024548","versionId":1024548,"ratePeriod":"not_stated","fee_billing":"advance","submittedOn":"2026-03-24","documentName":"LIGHTHOUSE ADV PART 2A","fee_rate_low":null,"fee_rate_high":1,"fee_negotiable":null,"minimum_account":1000000,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Hourly Financial Planning","summary":"Comprehensive financial planning is offered on an hourly basis at $400 per hour and may be negotiable in certain cases.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1024548","versionId":1024548,"submittedOn":"2026-03-24","documentName":"LIGHTHOUSE ADV PART 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T16:33:53.068239+00:00","documents":[{"name":"LIGHTHOUSE ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1024548","versionId":1024548,"submittedOn":"2026-03-24"},{"name":null,"status":"not_downloaded","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1024551","versionId":1024551,"submittedOn":null},{"name":null,"status":"not_downloaded","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1024550","versionId":1024550,"submittedOn":null},{"name":null,"status":"not_downloaded","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1024549","versionId":1024549,"submittedOn":null}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":103000000}],"custodyNote":"Lighthouse Wealth Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Teancum Light","title":"Chief Compliance Officer","crd":"6845725"}],"ownership":[{"label":"Brown Plus, Inc","detail":"Owner - passive in the 50% to 75% ownership band and a control person, since August 2022."},{"label":"Lighthouse Wealth Management Services, Inc","detail":"Owner in the 10% to 25% ownership band and a control person, since August 2022."},{"label":"Vici Financial Advisors, LLC","detail":"Owner in the 10% to 25% ownership band and a control person, since August 2022."},{"label":"Teancum Light","detail":"Indirect owner: a president, cco of Lighthouse Wealth Management Services, Inc in the 75% or more band and a control person, since January 2020.","parent":"Lighthouse Wealth Management Services, Inc"},{"label":"James Adams","detail":"Indirect owner: a chief investment officer of Vici Financial Advisors, LLC in the 75% or more band and a control person, since February 2020.","parent":"Vici Financial Advisors, LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":4,"privateResidences":0},"listedOfficeAddresses":5,"foreignOffices":[],"officesByState":[{"state":"Maryland","offices":2,"addresses":[{"street":"205 East Main St","city":"Westminster"},{"street":"7420 Hayward RD, Suite 101","city":"Frederick"}]},{"state":"Pennsylvania","offices":3,"addresses":[{"street":"210 Grandview Avenue","city":"Camp Hill","headquarters":true},{"street":"454 New Holland Ave, Suite 101","city":"Lancaster"},{"street":"195 Stock St, Suite 311","city":"Hanover"}]}],"brochureServices":["education planning","estate planning","insurance","tax planning"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"717-346-6333","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"26-50","assetMix":[{"label":"Exchange-traded equity securities","percent":31},{"label":"U.S. state and local bonds","percent":8},{"label":"Securities issued by registered investment companies or business development companies","percent":43},{"label":"Cash and cash equivalents","percent":1},{"label":"Other","percent":17,"detail":"Private Real Estate Investment Trusts, Private Credit Funds, and Private Equity Funds All Registered With the Sec"}],"privateFunds":0},"sources":{"adv1FilingDate":"24 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/307529/PDF/307529.pdf","brochureDate":"24 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1024548","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Lighthouse Wealth Management have?","answer":"Lighthouse Wealth Management has 93 clients and manages $247 million for them, as of March 2026. They include 57 high-net-worth individuals and 36 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 24 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Lighthouse Wealth Management offer?","answer":"Lighthouse Wealth Management provides financial planning, portfolio management for individuals and small businesses, selecting other managers, education planning, estate planning, insurance, and tax planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Lighthouse Wealth Management charge?","answer":"Lighthouse Wealth Management charges up to 1.00% for its Comprehensive Planning & Investment Management Services. The brochure does not state whether the rate is annual. The fee is billed in advance and requires an account of at least $1,000,000.","source":"LIGHTHOUSE ADV PART 2A, filed 24 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Lighthouse Wealth Management use?","answer":"Lighthouse Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $103M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Lighthouse Wealth Management have?","answer":"Lighthouse Wealth Management has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Lighthouse Wealth Management invest in?","answer":"At the end of its last fiscal year, Lighthouse Wealth Management’s separately managed accounts held 43% registered funds (mutual funds, ETFs, BDCs), 31% exchange-traded equities, 17% other, 8% state and local bonds and 1% cash and equivalents. The 17% other category is described as: Private Real Estate Investment Trusts, Private Credit Funds, and Private Equity Funds All Registered With the Sec.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does Lighthouse Wealth Management have a minimum investment?","answer":"Yes, Lighthouse Wealth Management’s minimum account size for its Comprehensive Planning & Investment Management Services is $1M.","source":"LIGHTHOUSE ADV PART 2A, filed 24 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns Lighthouse Wealth Management?","answer":"Lighthouse Wealth Management is owned through holding companies by Teancum Light and James Adams. Its direct owners are Brown Plus, Inc (50% to 75%), Lighthouse Wealth Management Services, Inc (10% to 25%) and Vici Financial Advisors, LLC (10% to 25%).","source":"Form ADV Part 1A, Schedules A and B, filed 24 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Lighthouse Wealth Management get paid?","answer":"Lighthouse Wealth Management is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Lighthouse Wealth Management?","answer":"Lighthouse Wealth Management’s main office is at 210 Grandview Avenue, Camp Hill, PA 17011. Its phone number is 717-346-6333. Its website is lighthousewealth.com.","source":"Form ADV Part 1A, Item 1.F, filed 24 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}