{"url":"https://nivawealth.com/firms/lgt-capital-partners-usa-160437","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/160437","regulatoryAum":59778345059,"crd":"160437","secFileNumber":"801-74255","legalName":"LGT Capital Partners (usa) Inc.","displayName":"LGT Capital Partners (usa)","website":null,"linkedinUrl":"https://www.linkedin.com/company/lgt-capital-partners","founded":null,"organization":"Delaware corporation","fiscalYearEnd":"December","headquarters":{"street":"1133 Avenue of the Americas, 30th Floor","city":"New York","state":"NY","stateName":"New York","country":"United States","postalCode":"10036-6710"},"tradeNames":["LGT Capital Partners"],"registration":{"secApproved":"19 March 2012","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":78,"advisory":49,"brokerDealerReps":10,"insuranceAgents":0,"promoters":1},"aum":{"discretionary":35934394595,"discretionaryAccounts":37,"nonDiscretionary":23843950464,"nonDiscretionaryAccounts":131,"wrapProgram":null,"nonUsClientsPct":12,"nonAumClients":1},"clientTypes":[{"label":"Pooled investment vehicles","clients":2,"regulatoryAum":48051974},{"label":"Charitable organizations","clients":null,"regulatoryAum":96693715},{"label":"State or municipal government entities","clients":null,"regulatoryAum":2139376534},{"label":"Other investment advisers","clients":null,"regulatoryAum":54729752318},{"label":"Corporations and other businesses","clients":null,"regulatoryAum":567851920},{"label":"Other","clients":null,"regulatoryAum":2196618598}],"fees":[],"feeNotes":[],"custodians":[{"name":"BNP Paribas Securities Services, Dublin Branch","shortName":"BNP Paribas Securities Services, Dublin Branch","location":"Dublin 2","smaAssets":3154225410},{"name":"BNP Paribas, New York Branch","shortName":"BNP Paribas, New York Branch","location":"New York, NY","smaAssets":3734622999}],"custodyNote":"LGT Capital Partners (usa) has custody of $3.07B for 11 clients.","otherCustodians":[],"leadership":[{"name":"David Andryc","title":"Director, Chief Executive Officer, President","crd":"1181816"},{"name":"John Kossow","title":"Chief Financial Officer","crd":"7274430"},{"name":"Joanna Gerstner","title":"Chief Compliance Officer, Secretary","crd":"6304248"},{"name":"Thomas Brown","title":"Partner","crd":"2631987"},{"name":"Sascha Gruber","title":"Director","crd":"6026885"},{"name":"Michael Jones","title":"Director","crd":"4357853"},{"name":"Roberto Paganoni","title":"Director","crd":"6026876"},{"name":"Johann Von Baum","title":"Director","crd":"6044555"}],"ownership":[{"label":"LGT Capital Partners LTD","detail":"Shareholder in the 75% or more ownership band and a control person, since October 2015."},{"label":"LGT Group Foundation","detail":"Indirect owner: a shareholder of LGT Group Holding LTD. in the 75% or more band and a control person, since December 2016.","parent":"LGT Group Holding LTD."},{"label":"Prince of Liechtenstein Foundation","detail":"Indirect owner: beneficiary of LGT Group Foundation and a control person, since July 2001.","parent":"LGT Group Foundation"},{"label":"Johann Von Und Zu Liechtenstein","detail":"Indirect owner: beneficiary of Prince of Liechtenstein Foundation and a control person, since January 1970.","parent":"Prince of Liechtenstein Foundation"},{"label":"LGT Holding Denmark Aps","detail":"Indirect owner: a shareholder of LGT Capital Partners LTD in the 75% or more band and a control person, since October 2018.","parent":"LGT Capital Partners LTD"},{"label":"LGT Group Holding LTD.","detail":"Indirect owner: a shareholder of LGT Uk Holdings LTD. in the 75% or more band and a control person, since April 2018.","parent":"LGT Uk Holdings LTD."},{"label":"LGT Uk Holdings LTD.","detail":"Indirect owner: a shareholder of LGT Holding Denmark Aps in the 75% or more band and a control person, since August 2018.","parent":"LGT Holding Denmark Aps"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":7,"privateResidences":2},"listedOfficeAddresses":2,"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"580 California Street","city":"San Francisco"}]},{"state":"New York","offices":1,"addresses":[{"street":"1133 Avenue of the Americas, 30th Floor","city":"New York","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"212-336-0650","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees","Other"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)","Other"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":2},{"label":"Non-exchange-traded equity securities","percent":9},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":78},{"label":"Cash and cash equivalents","percent":1},{"label":"Other","percent":9,"detail":"Committed But Uncalled Capital; Liabilities"}],"privateFunds":1},"sources":{"adv1FilingDate":"22 April 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/160437/PDF/160437.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does LGT Capital Partners (usa) have?","answer":"LGT Capital Partners (usa) has 2 clients and manages $59.8 billion for them, as of April 2026.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 22 April 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does LGT Capital Partners (usa) offer?","answer":"LGT Capital Partners (usa) provides portfolio management for pooled vehicles, portfolio management for institutions, selecting other managers and other activities.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does LGT Capital Partners (usa) use?","answer":"LGT Capital Partners (usa)’s separately managed account assets are held at BNP Paribas, New York Branch (New York, NY), with $3,734,622,999 and BNP Paribas Securities Services, Dublin Branch (Dublin 2), with $3,154,225,410. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 22 April 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does LGT Capital Partners (usa) have?","answer":"LGT Capital Partners (usa) has 0 investment adviser representatives registered with state securities authorities, out of 78 employees, and 49 perform investment advisory functions. 10 are registered representatives of a broker-dealer and 0 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does LGT Capital Partners (usa) invest in?","answer":"At the end of its last fiscal year, LGT Capital Partners (usa)’s separately managed accounts held 78% pooled vehicles (private funds and similar), 9% non-exchange-traded equities, 9% committed but uncalled capital; liabilities, 2% exchange-traded equities and 1% cash and equivalents. It advises 1 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns LGT Capital Partners (usa)?","answer":"LGT Capital Partners (usa)’s direct owner is LGT Capital Partners LTD (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 22 April 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does LGT Capital Partners (usa) get paid?","answer":"LGT Capital Partners (usa) is paid through a percentage of assets under management, performance-based fees and other arrangements. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}