{"url":"https://nivawealth.com/firms/lexington-research-and-capital-group-108576","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/108576","regulatoryAum":354541615,"crd":"108576","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6531232","suffix":null,"lastName":"OFFICER","firstName":"STEWART","middleName":"T."}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-04-30","regulatoryAum":325554255,"clients":199,"employees":1,"offices":1},{"filedOn":"2022-03-29","regulatoryAum":330454138,"clients":199,"employees":1,"offices":1},{"filedOn":"2023-03-23","regulatoryAum":271279808,"clients":131,"employees":1,"offices":1},{"filedOn":"2024-03-25","regulatoryAum":294079647,"clients":160,"employees":1,"offices":1},{"filedOn":"2025-03-26","regulatoryAum":322293282,"clients":189,"employees":1,"offices":1},{"filedOn":"2026-03-23","regulatoryAum":354541615,"clients":205,"employees":1,"offices":1}],"secFileNumber":"801-57776","legalName":"Lexington Research and Capital Group, LLC","displayName":"Lexington Research and Capital Group","slug":"lexington-research-and-capital-group-108576","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":"1994","organization":"Arkansas limited liability company","fiscalYearEnd":"December","headquarters":{"street":"211 N. Block Suite 105","city":"Fayetteville","state":"AR","stateName":"Arkansas","country":"United States","postalCode":"72703"},"tradeNames":[],"registration":{"secApproved":"8 August 2000","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1729471.2926829269,"staff":{"employees":1,"advisory":1,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":354541615,"discretionary":354541615,"discretionaryAccounts":205,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":205},"clientTypes":[{"label":"Individuals (other than HNW)","clients":45,"regulatoryAum":8111397},{"label":"High-net-worth individuals","clients":160,"regulatoryAum":346430218}],"feePrograms":[],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T08:19:29.935711+00:00","documents":[{"name":"LEXINGTON RESEARCH AND CAPITAL GROUP, LLC BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1023621","versionId":1023621,"submittedOn":"2026-03-23"}]},"custodians":[],"custodyNote":"Lexington Research and Capital Group does not have custody of client assets.","leadership":[{"name":"Stewart Officer","title":"Owner and Chief Compliance Officer","crd":"6531232"}],"ownership":[{"label":"Stewart Officer","detail":"Owner and chief compliance officer in the 75% or more ownership band and a control person, since July 2015."}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Arkansas","offices":1,"addresses":[{"street":"211 N. Block Suite 105","city":"Fayetteville","headquarters":true}]}],"brochureServices":["financial planning","retirement plan services"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"18593122497","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":5},{"label":"Investment grade corporate bonds","percent":64},{"label":"Securities issued by registered investment companies or business development companies","percent":29},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":0},"sources":{"adv1FilingDate":"23 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/108576/PDF/108576.pdf","brochureDate":"23 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1023621","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Lexington Research and Capital Group have?","answer":"Lexington Research and Capital Group has 205 clients and manages $355 million for them, as of March 2026. They include 160 high-net-worth individuals and 45 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 23 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Lexington Research and Capital Group offer?","answer":"Lexington Research and Capital Group provides portfolio management for individuals and small businesses, financial planning, and retirement plan services.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Lexington Research and Capital Group have?","answer":"Lexington Research and Capital Group has 1 investment adviser representative registered with state securities authorities, out of 1 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Lexington Research and Capital Group invest in?","answer":"At the end of its last fiscal year, Lexington Research and Capital Group’s separately managed accounts held 64% investment grade corporate bonds, 29% registered funds (mutual funds, ETFs, BDCs), 5% exchange-traded equities and 2% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Lexington Research and Capital Group?","answer":"Lexington Research and Capital Group’s direct owner is Stewart Officer (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 23 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Lexington Research and Capital Group get paid?","answer":"Lexington Research and Capital Group is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Lexington Research and Capital Group registered with the SEC?","answer":"Yes, Lexington Research and Capital Group has been registered with the SEC as an investment adviser since 8 August 2000. Its CRD number is 108576 and its SEC file number is 801-57776.","source":"Form ADV Part 1A, Item 1, filed 23 March 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Lexington Research and Capital Group?","answer":"Lexington Research and Capital Group’s main office is at 211 N. Block Suite 105, Fayetteville, AR 72703. Its phone number is 18593122497.","source":"Form ADV Part 1A, Item 1.F, filed 23 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}