{"url":"https://nivawealth.com/firms/lewis-capital-management-lllp-112463","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/112463","regulatoryAum":136832438,"crd":"112463","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"1377009","suffix":null,"lastName":"LEWIS","firstName":"CHARLES","middleName":"SHERMAN"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-18","regulatoryAum":119232191,"clients":74,"employees":2,"offices":1},{"filedOn":"2022-03-21","regulatoryAum":122131598,"clients":74,"employees":2,"offices":1},{"filedOn":"2023-03-17","regulatoryAum":110510157,"clients":199,"employees":2,"offices":1},{"filedOn":"2024-03-21","regulatoryAum":117870565,"clients":80,"employees":1,"offices":1},{"filedOn":"2025-03-13","regulatoryAum":126547133,"clients":70,"employees":1,"offices":1},{"filedOn":"2026-03-11","regulatoryAum":136832438,"clients":60,"employees":1,"offices":1}],"secFileNumber":"801-57799","legalName":"Lewis Capital Management, LLLP","displayName":"Lewis Capital Management, LLLP","slug":"lewis-capital-management-lllp-112463","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Florida other (specify)","fiscalYearEnd":"December","headquarters":{"street":"","city":"","state":"","stateName":"","country":"","postalCode":null},"tradeNames":[],"registration":{"secApproved":"5 September 2000","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":2280540.6333333333,"staff":{"employees":1,"advisory":1,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":136832438,"discretionary":136832438,"discretionaryAccounts":60,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":30,"regulatoryAum":11727032},{"label":"High-net-worth individuals","clients":30,"regulatoryAum":125105406}],"feePrograms":[{"role":"main","program":"Portfolio management services","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1017228","versionId":1017228,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-03-11","documentName":"LCM BROCHURE 2026","fee_rate_low":1,"fee_rate_high":1,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T12:13:16.381422+00:00","documents":[{"name":"LCM BROCHURE 2026","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1017228","versionId":1017228,"submittedOn":"2026-03-11"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":117448587}],"custodyNote":"Lewis Capital Management, LLLP does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Charles Lewis","title":"Partner and Chief Compliance Officer","crd":"1377009"}],"ownership":[{"label":"Charles Lewis","detail":"Partner and chief compliance officer in the 75% or more ownership band and a control person, since January 2000."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"239-404-1093","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"51-100","assetMix":[{"label":"Exchange-traded equity securities","percent":59},{"label":"Securities issued by registered investment companies or business development companies","percent":40},{"label":"Cash and cash equivalents","percent":1}],"privateFunds":0},"sources":{"adv1FilingDate":"11 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/112463/PDF/112463.pdf","brochureDate":"11 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1017228","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Lewis Capital Management, LLLP have?","answer":"Lewis Capital Management, LLLP has 60 clients and manages $137 million for them, as of March 2026. They include 30 individual clients and 30 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 11 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Lewis Capital Management, LLLP offer?","answer":"Lewis Capital Management, LLLP provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Lewis Capital Management, LLLP charge?","answer":"Lewis Capital Management, LLLP charges 1.00% a year for its Portfolio management services. The fee is billed in advance and is negotiable.","source":"LCM BROCHURE 2026, filed 11 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Lewis Capital Management, LLLP use?","answer":"Lewis Capital Management, LLLP’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $117M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 11 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Lewis Capital Management, LLLP have?","answer":"Lewis Capital Management, LLLP has 1 investment adviser representative registered with state securities authorities, out of 1 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Lewis Capital Management, LLLP invest in?","answer":"At the end of its last fiscal year, Lewis Capital Management, LLLP’s separately managed accounts held 59% exchange-traded equities, 40% registered funds (mutual funds, ETFs, BDCs) and 1% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Lewis Capital Management, LLLP?","answer":"Lewis Capital Management, LLLP’s direct owner is Charles Lewis (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 11 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Lewis Capital Management, LLLP get paid?","answer":"Lewis Capital Management, LLLP is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Lewis Capital Management, LLLP?","answer":"Its phone number is 239-404-1093.","source":"Form ADV Part 1A, Item 1.F, filed 11 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}