{"url":"https://nivawealth.com/firms/levine-leichtman-capital-partners-140980","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/140980","regulatoryAum":11876762885,"crd":"140980","secFileNumber":"801-66987","legalName":"Levine Leichtman Capital Partners, LLC","displayName":"Levine Leichtman Capital Partners","website":"http://www.llcp.com","linkedinUrl":"https://www.linkedin.com/company/levine-leichtman-capital-partners/","founded":null,"organization":"California limited liability company","fiscalYearEnd":"December","headquarters":{"street":"345 N. Maple Drive, Suite 300","city":"Beverly Hills","state":"CA","stateName":"California","country":"United States","postalCode":"90210-5183"},"tradeNames":[],"registration":{"secApproved":"10 July 2006","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":73,"advisory":52,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":11876762885,"discretionaryAccounts":56,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":25,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":56,"regulatoryAum":11876762885}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Levine Leichtman Capital Partners has custody of $11.88B for 56 clients.","otherCustodians":[],"leadership":[{"name":"David Wolmer","title":"General Counsel/Chief Operating Officer/Vice President","crd":"6470560"},{"name":"Rashma Patel","title":"Chief Financial Officer","crd":"8244447"},{"name":"Jane Kim","title":"Chief Compliance Officer and Associate General Counsel","crd":"7291155"},{"name":"Lauren Leichtman","title":"Co-Chairperson of the Executive Committee","crd":"5174886"},{"name":"Arthur Levine","title":"Co-Chairperson of the Executive Committee","crd":"5174885"}],"ownership":[{"label":"LLCP Holding Company, LP","detail":"Member in the 75% or more ownership band and a control person, since September 2018."},{"label":"Arthur Levine","detail":"Indirect owner: trustee of Leichtman-Levine Living Trust, Dated June 29, 1988 and a control person, since June 1988. Also manager of Maple Drive Management GP, LLC and a control person, since September 2018.","parent":"Leichtman-Levine Living Trust, Dated June 29, 1988"},{"label":"Lauren Leichtman","detail":"Indirect owner: trustee of Leichtman-Levine Living Trust, Dated June 29, 1988 and a control person, since June 1988. Also manager of Maple Drive Management GP, LLC and a control person, since September 2018.","parent":"Leichtman-Levine Living Trust, Dated June 29, 1988"},{"label":"Maple Drive Management, LP","detail":"Indirect owner: a limited partner of LLCP Holding Company, LP in the 75% or more band and a control person, since September 2018.","parent":"LLCP Holding Company, LP"},{"label":"Maple Drive Management GP, LLC","detail":"Indirect owner: general partner of LLCP Holding Company, LP and a control person, since September 2018. Also general partner of Maple Drive Management, LP and a control person, since September 2018.","parent":"LLCP Holding Company, LP"},{"label":"Maple Drive Management Holdings, Inc.","detail":"Indirect owner: a limited partner of Maple Drive Management, LP in the 50% to 75% band and a control person, since September 2018.","parent":"Maple Drive Management, LP"},{"label":"Leichtman-Levine Living Trust, Dated June 29, 1988","detail":"Indirect owner: a shareholder of Maple Drive Management Holdings, Inc. in the 75% or more band and a control person, since September 2018. Also a member of Maple Drive Management GP, LLC in the 75% or more band and a control person, since September 2018.","parent":"Maple Drive Management Holdings, Inc."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":7,"privateResidences":0},"listedOfficeAddresses":4,"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"345 N. Maple Drive, Suite 300","city":"Beverly Hills","headquarters":true}]},{"state":"Florida","offices":1,"addresses":[{"street":"112 Ne 41st","city":"Miami"}]},{"state":"Illinois","offices":1,"addresses":[{"street":"110 N. Wacker Drive","city":"Chicago"}]},{"state":"New York","offices":1,"addresses":[{"street":"126 East 56th Street","city":"New York"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"310-237-7594","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":null,"assetMix":[],"privateFunds":54},"sources":{"adv1FilingDate":"17 July 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/140980/PDF/140980.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Levine Leichtman Capital Partners have?","answer":"Levine Leichtman Capital Partners has 56 clients and manages $11.9 billion for them, as of July 2026.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 17 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Levine Leichtman Capital Partners offer?","answer":"Levine Leichtman Capital Partners provides portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Levine Leichtman Capital Partners have?","answer":"Levine Leichtman Capital Partners has 0 investment adviser representatives registered with state securities authorities, out of 73 employees, and 52 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Levine Leichtman Capital Partners?","answer":"Levine Leichtman Capital Partners’ direct owner is LLCP Holding Company, LP (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 17 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Levine Leichtman Capital Partners get paid?","answer":"Levine Leichtman Capital Partners is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}