{"url":"https://nivawealth.com/firms/lesjak-planning-110090","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/110090","regulatoryAum":396000000,"crd":"110090","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5067437","suffix":null,"lastName":"GIST","firstName":"NATHAN","middleName":"RUSSELL"},{"crd":"842592","suffix":null,"lastName":"LESJAK","firstName":"DAVID","middleName":"MATTHEW"},{"crd":"7059202","suffix":null,"lastName":"Lesjak","firstName":"Kevin","middleName":"Michael"},{"crd":"1081405","suffix":null,"lastName":"LESJAK","firstName":"MICHAEL","middleName":"JOSEPH"},{"crd":"4672267","suffix":null,"lastName":"THOMAS","firstName":"MARC","middleName":"CHRISTIAN"}],"total":5,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-26","regulatoryAum":307400000,"clients":369,"employees":7,"offices":1},{"filedOn":"2022-03-25","regulatoryAum":337500000,"clients":372,"employees":7,"offices":1},{"filedOn":"2023-03-29","regulatoryAum":313700000,"clients":382,"employees":7,"offices":1},{"filedOn":"2024-03-27","regulatoryAum":343400000,"clients":375,"employees":7,"offices":1},{"filedOn":"2025-03-28","regulatoryAum":369000000,"clients":386,"employees":7,"offices":1},{"filedOn":"2026-07-13","regulatoryAum":396000000,"clients":376,"employees":7,"offices":1}],"secFileNumber":"801-15662","legalName":"Lesjak Planning, LLC","displayName":"Lesjak Planning","slug":"lesjak-planning-110090","website":"https://lesjakplanning.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/lesjak-planning-corporation","founded":"1980","organization":"Ohio limited liability company","fiscalYearEnd":"December","headquarters":{"street":"1991 Crocker RD, Suite 575","city":"Westlake","state":"OH","stateName":"Ohio","country":"United States","postalCode":"44145"},"tradeNames":[],"registration":{"secApproved":"12 December 1980","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1023936.1702127659,"staff":{"employees":7,"advisory":5,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":396000000,"discretionary":389000000,"discretionaryAccounts":379,"nonDiscretionary":7000000,"nonDiscretionaryAccounts":2,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":267,"regulatoryAum":124000000},{"label":"High-net-worth individuals","clients":109,"regulatoryAum":261000000},{"label":"Pension and profit-sharing plans","clients":null,"fewerThan5":true,"regulatoryAum":8000000},{"label":"Charitable organizations","clients":null,"fewerThan5":true,"regulatoryAum":3000000}],"feePrograms":[{"role":"other","program":"Annual Management Program","summary":"Flat fee of $500 for each 12-month period from the date of the agreement, billed on invoice; negotiable.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1029167","versionId":1029167,"submittedOn":"2026-03-27","documentName":"ADV PART 2A - BROCHURE"},{"role":"other","program":"Financial planning","summary":"Written financial plan billed hourly at $150 per hour, payable at presentation of the plan; negotiable and not refundable.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1029167","versionId":1029167,"submittedOn":"2026-03-27","documentName":"ADV PART 2A - BROCHURE"},{"role":"other","program":"Premier Asset Management Program","summary":"Fee is 1.25% of the first $1,000,000, 1.00% of the next $1,000,000 and 0.50% of amounts over $2,000,000, calculated annually on assets and billed quarterly; negotiable.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1029167","versionId":1029167,"submittedOn":"2026-03-27","documentName":"ADV PART 2A - BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T08:24:04.248429+00:00","documents":[{"name":"ADV PART 2A - BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1029167","versionId":1029167,"submittedOn":"2026-03-27"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":380000000}],"custodyNote":"Lesjak Planning does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Michael Lesjak","title":"President","crd":"1081405"},{"name":"Marc Thomas","title":"Vice President","crd":"4672267"},{"name":"Marc Thomas","title":"Chief Compliance Officer","crd":"4672267"}],"ownership":[{"label":"Michael Lesjak","detail":"President in the 75% or more ownership band and a control person, since January 2018."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Ohio","offices":1,"addresses":[{"street":"1991 Crocker RD, Suite 575","city":"Westlake","headquarters":true}]}],"brochureServices":["estate planning","insurance","tax planning"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"440-871-9500","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Publication of periodicals or newsletters"],"financialPlanningClients":"251-500","assetMix":[{"label":"Exchange-traded equity securities","percent":69},{"label":"U.S. government/agency bonds","percent":1},{"label":"Investment grade corporate bonds","percent":20},{"label":"Cash and cash equivalents","percent":7},{"label":"Other","percent":3,"detail":"Private Placement."}],"privateFunds":0},"sources":{"adv1FilingDate":"13 July 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/110090/PDF/110090.pdf","brochureDate":"27 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1029167","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Lesjak Planning have?","answer":"Lesjak Planning has 376 clients and manages $396 million for them, as of July 2026. They include 267 individual clients and 109 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 13 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Lesjak Planning offer?","answer":"Lesjak Planning provides financial planning, portfolio management for individuals and small businesses, publishing newsletters, estate planning, insurance, and tax planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Lesjak Planning use?","answer":"Lesjak Planning’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $380M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 13 July 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Lesjak Planning have?","answer":"Lesjak Planning has 0 investment adviser representatives registered with state securities authorities, out of 7 employees, and 5 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Lesjak Planning invest in?","answer":"At the end of its last fiscal year, Lesjak Planning’s separately managed accounts held 69% exchange-traded equities, 20% investment grade corporate bonds, 7% cash and equivalents, 3% other and 1% U.S. government and agency bonds. The 3% other category is described as: Private Placement.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Lesjak Planning?","answer":"Lesjak Planning’s direct owner is Michael Lesjak (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 13 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Lesjak Planning get paid?","answer":"Lesjak Planning is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Lesjak Planning?","answer":"Lesjak Planning’s main office is at 1991 Crocker RD, Suite 575, Westlake, OH 44145. Its phone number is 440-871-9500. Its website is lesjakplanning.com.","source":"Form ADV Part 1A, Item 1.F, filed 13 July 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}