{"url":"https://nivawealth.com/firms/leo-wealth-americas-338799","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/338799","regulatoryAum":512279544,"crd":"338799","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"1155933","suffix":null,"lastName":"CURTIS","firstName":"JIMMY","middleName":"DARYL"},{"crd":"8229433","suffix":null,"lastName":"Fang","firstName":"Yuan","middleName":null},{"crd":"7818103","suffix":null,"lastName":"Foo","firstName":"Thye Soon","middleName":null},{"crd":"8048654","suffix":null,"lastName":"Friedland","firstName":"Jacob","middleName":"Ethan"},{"crd":"7685845","suffix":null,"lastName":"Hu","firstName":"Tian","middleName":"Yue"},{"crd":"7996754","suffix":null,"lastName":"Kattevilder","firstName":"Jelmer","middleName":"Maarten"},{"crd":"6837195","suffix":null,"lastName":"Knight","firstName":"Jeremy","middleName":"Alan"},{"crd":"4592229","suffix":null,"lastName":"LIM","firstName":"DAVID","middleName":"SWEE 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individuals","clients":341,"regulatoryAum":500424913}],"feePrograms":[{"role":"main","program":"Non-ERISA 3(21) investment advisory services","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1047115","versionId":1047115,"ratePeriod":"annual","fee_billing":"both","submittedOn":"2026-06-03","documentName":"LEO WEALTH AMERICAS, LLC ADV PART 2","fee_rate_low":0.35,"fee_rate_high":1.5,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Consulting services","summary":"Consulting is charged hourly at $100 to $350, as a fixed fee of $350 to $15,000, or as 0.25% to 3.0% of assets under review.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1047115","versionId":1047115,"submittedOn":"2026-06-03","documentName":"LEO WEALTH AMERICAS, LLC ADV PART 2"},{"role":"other","program":"ERISA 3(21) fiduciary services","summary":"Standard fee schedules for discretionary 3(21) fiduciary services to ERISA plans are negotiable up to a maximum of 2.00% of assets under management.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1047115","versionId":1047115,"submittedOn":"2026-06-03","documentName":"LEO WEALTH AMERICAS, LLC ADV PART 2"},{"role":"other","program":"Financial planning","summary":"Financial planning is charged hourly at $100 to $500 an hour, or as a fixed fee of $350 to $15,000.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1047115","versionId":1047115,"submittedOn":"2026-06-03","documentName":"LEO WEALTH AMERICAS, LLC ADV PART 2"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T07:59:26.171674+00:00","documents":[{"name":"LEO WEALTH AMERICAS, LLC ADV PART 2","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1047115","versionId":1047115,"submittedOn":"2026-06-03"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":456378513},{"name":"Interactive Brokers LLC","shortName":"Interactive Brokers","location":"Greenwich, CT","smaAssets":55901031}],"custodyNote":"LEO Wealth Americas does not have custody of client assets.","leadership":[{"name":"Harmen Overdijk","title":"Co-CEO and CIO","crd":"7173748"},{"name":"Jessica Papadopoulos","title":"Co-CEO","crd":"4306515"},{"name":"Stephen Tally","title":"CCO and COO","crd":"3223264"}],"ownership":[{"label":"Leo Holdings Americas, LLC","detail":"Owner in the 75% or more ownership band and a control person, since October 2025."},{"label":"Arcturus Wealth Limited","detail":"Indirect owner: a owner of Leo Holdings Americas, LLC in the 75% or more band and a control person, since August 2025.","parent":"Leo Holdings Americas, LLC"},{"label":"Leo Capital Corp","detail":"Indirect owner: a owner of Arcturus Wealth Limited in the 75% or more band and a control person, since August 2026.","parent":"Arcturus Wealth Limited"}],"filedOffices":{"otherThanPrincipal":6,"privateResidences":0},"listedOfficeAddresses":7,"foreignOffices":[{"city":"HONG KONG","country":"Hong Kong","postalCode":"000000","street":"6/F, ICBC TOWER, THREE GARDEN ROAD","display":{"city":"HONG KONG","region":null,"postalCode":"000000","ruleVersion":"office-display-1"}}],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"81191 Avenida Neblina","city":"Indio"}]},{"state":"Tennessee","offices":1,"addresses":[{"street":"1001 FM700","city":"Big Spring"}]},{"state":"Texas","offices":4,"addresses":[{"street":"860 Airport Freeway, Suite 402","city":"Hurst","headquarters":true},{"street":"2110 Kemp BLVD","city":"Whichita Falls"},{"street":"6300 Interstate 40 West","city":"Amarillo"},{"street":"11903 Frankland Ave","city":"Lubbok"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"817-354-1090","stateRegisteredReps":21,"otherAdviserReps":21,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)","Other"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":89},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":1},{"label":"Cash and cash equivalents","percent":10}],"privateFunds":0},"sources":{"adv1FilingDate":"3 June 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/338799/PDF/338799.pdf","brochureDate":"3 June 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1047115","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does LEO Wealth Americas have?","answer":"LEO Wealth Americas has 984 clients and manages $512 million for them, as of June 2026. They include 643 individual clients and 341 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 3 June 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does LEO Wealth Americas offer?","answer":"LEO Wealth Americas provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does LEO Wealth Americas charge?","answer":"LEO Wealth Americas charges 0.35%–1.50% a year for its Non-ERISA 3(21) investment advisory services. The fee is billed in advance or in arrears and is negotiable.","source":"LEO WEALTH AMERICAS, LLC ADV PART 2, filed 3 June 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does LEO Wealth Americas use?","answer":"LEO Wealth Americas’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $456M and Interactive Brokers LLC (Greenwich, CT), with $55.9M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 3 June 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does LEO Wealth Americas have?","answer":"LEO Wealth Americas has 21 investment adviser representatives registered with state securities authorities, out of 21 employees, and 21 perform investment advisory functions. 7 employees are registered representatives of a broker-dealer and 6 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does LEO Wealth Americas invest in?","answer":"At the end of its last fiscal year, LEO Wealth Americas’ separately managed accounts held 89% exchange-traded equities, 10% cash and equivalents and 1% pooled vehicles (private funds and similar).","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns LEO Wealth Americas?","answer":"LEO Wealth Americas is owned through a chain of holding companies by Leo Capital Corp. Its direct owner is Leo Holdings Americas, LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 3 June 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does LEO Wealth Americas get paid?","answer":"LEO Wealth Americas is paid through a percentage of assets under management, hourly charges, fixed fees and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is LEO Wealth Americas registered with the SEC?","answer":"Yes, LEO Wealth Americas has been registered with the SEC as an investment adviser since 23 February 2026. Its CRD number is 338799 and its SEC file number is 801-135043.","source":"Form ADV Part 1A, Item 1, filed 3 June 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact LEO Wealth Americas?","answer":"LEO Wealth Americas’ main office is at 860 Airport Freeway, Suite 402, Hurst, TX 76054. Its phone number is 817-354-1090.","source":"Form ADV Part 1A, Item 1.F, filed 3 June 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}