{"url":"https://nivawealth.com/firms/lenk-ladner-investment-solutions-109927","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/109927","regulatoryAum":337349864,"crd":"109927","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4467490","suffix":null,"lastName":"CARNEY","firstName":"CARIE","middleName":"ANN"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-02-17","regulatoryAum":174173787,"clients":204,"employees":3,"offices":1},{"filedOn":"2022-03-16","regulatoryAum":234069616,"clients":237,"employees":3,"offices":1},{"filedOn":"2023-03-31","regulatoryAum":265371844,"clients":236,"employees":3,"offices":1},{"filedOn":"2024-03-22","regulatoryAum":292589965,"clients":240,"employees":3,"offices":1},{"filedOn":"2025-03-27","regulatoryAum":310632477,"clients":254,"employees":3,"offices":1},{"filedOn":"2026-03-27","regulatoryAum":337349864,"clients":276,"employees":3,"offices":1}],"secFileNumber":"801-43403","legalName":"Lenk Ladner Investment Solutions LLC","displayName":"Lenk Ladner Investment Solutions","slug":"lenk-ladner-investment-solutions-109927","website":"https://lenkladner.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/109927/bd43732d85eb66f0-r1.webp","tone":"light","width":321,"height":200,"sourceUrl":"http://lenkladner.com/","sourceLabel":"Lenk Ladner Investment Solutions LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":"1993","organization":"Massachusetts limited liability company","fiscalYearEnd":"December","headquarters":{"street":"896 Main Street","city":"Osterville","state":"MA","stateName":"Massachusetts","country":"United States","postalCode":"02655"},"tradeNames":[],"registration":{"secApproved":"12 March 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control person, since April 1995."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Massachusetts","offices":1,"addresses":[{"street":"896 Main Street","city":"Osterville","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"508-428-1645","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":46},{"label":"U.S. government/agency bonds","percent":16},{"label":"U.S. state and local bonds","percent":5},{"label":"Securities issued by registered investment companies or business development 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They include 159 individual clients, 111 high-net-worth individuals and 3 charitable organizations.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Lenk Ladner Investment Solutions offer?","answer":"Lenk Ladner Investment Solutions provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Lenk Ladner Investment Solutions charge?","answer":"Lenk Ladner Investment Solutions charges 0.40%–1.00% for its Investment Management Fees. The brochure does not state whether the rate is annual. Each asset band is charged at its own rate. The fee is billed in arrears and is negotiable.","source":"FORM ADV PART A & B 03/26/2026, filed 27 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Lenk Ladner Investment Solutions use?","answer":"Lenk Ladner Investment Solutions’ separately managed account assets are held at Charles Schwab & Company, Inc. (San Francisco, CA), with $225M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 27 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Lenk Ladner Investment Solutions have?","answer":"Lenk Ladner Investment Solutions has 3 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Lenk Ladner Investment Solutions invest in?","answer":"At the end of its last fiscal year, Lenk Ladner Investment Solutions’ separately managed accounts held 46% exchange-traded equities, 17% registered funds (mutual funds, ETFs, BDCs), 16% U.S. government and agency bonds, 16% cash and equivalents and 5% state and local bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Lenk Ladner Investment Solutions?","answer":"Lenk Ladner Investment Solutions’ direct owners are Geoffrey Lenk (50% to 75%) and John Ladner (25% to 50%).","source":"Form ADV Part 1A, Schedules A and B, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Lenk Ladner Investment Solutions get paid?","answer":"Lenk Ladner Investment Solutions is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Lenk Ladner Investment Solutions?","answer":"Lenk Ladner Investment Solutions’ main office is at 896 Main Street, Osterville, MA 02655. Its phone number is 508-428-1645. Its website is lenkladner.com.","source":"Form ADV Part 1A, Item 1.F, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}