{"url":"https://nivawealth.com/firms/legacy-wealth-management-group-322235","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/322235","regulatoryAum":289830000,"crd":"322235","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7557936","suffix":null,"lastName":"Boccarossa","firstName":"Mark","middleName":"Clement"},{"crd":"6294473","suffix":null,"lastName":"Bosch","firstName":"Branden","middleName":"Curtiss"},{"crd":"8220658","suffix":null,"lastName":"Bruffy","firstName":"Jeffery","middleName":"J"},{"crd":"5418933","suffix":null,"lastName":"Dawson","firstName":"Ronald","middleName":"Jacob"},{"crd":"4557338","suffix":null,"lastName":"STAMM","firstName":"JOSHUA","middleName":"DAVID"},{"crd":"8007762","suffix":null,"lastName":"Stamm","firstName":"Logan","middleName":"T"},{"crd":"7745913","suffix":null,"lastName":"ZODY","firstName":"JACOB","middleName":"CHARLES"}],"total":7,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2022-06-22","regulatoryAum":0,"clients":0,"employees":10,"offices":1},{"filedOn":"2023-02-22","regulatoryAum":154400000,"clients":643,"employees":6,"offices":1},{"filedOn":"2024-03-07","regulatoryAum":207670000,"clients":820,"employees":12,"offices":1},{"filedOn":"2025-06-12","regulatoryAum":233294000,"clients":847,"employees":17,"offices":1},{"filedOn":"2026-03-22","regulatoryAum":289830000,"clients":991,"employees":19,"offices":1}],"secFileNumber":"801-126092","legalName":"Legacy Wealth Management Group, Inc.","displayName":"Legacy Wealth Management Group","slug":"legacy-wealth-management-group-322235","website":"https://legacywealthadvisor.org/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://linkedin.com/company/my-legacy-wealth-management-group","founded":null,"organization":"Virginia corporation","fiscalYearEnd":"December","headquarters":{"street":"1971 English Tavern Road","city":"Lynchburg","state":"VA","stateName":"Virginia","country":"United States","postalCode":"24501"},"tradeNames":[],"registration":{"secApproved":"6 December 2022","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":297902.3883696781,"staff":{"employees":19,"advisory":6,"brokerDealerReps":0,"insuranceAgents":4,"promoters":0},"aum":{"regulatory":289830000,"discretionary":289830000,"discretionaryAccounts":1744,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":261297000,"nonUsClientsPct":0,"nonAumClients":220},"clientTypes":[{"label":"Individuals (other than HNW)","clients":784,"regulatoryAum":75596000},{"label":"High-net-worth individuals","clients":179,"regulatoryAum":211284000},{"label":"Charitable organizations","clients":13,"regulatoryAum":2880000},{"label":"Corporations and other businesses","clients":15,"regulatoryAum":70000}],"feePrograms":[{"role":"main","program":"Asset Management","feeBasis":"marginal","fee_tiers":[{"to":1000000,"pct":2,"from":0},{"to":3000000,"pct":1.75,"from":1000000},{"to":5000000,"pct":1.5,"from":3000000},{"to":null,"pct":1.25,"from":5000000}],"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1023144","versionId":1023144,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-03-22","documentName":"LWMG ADV PART 2A","fee_rate_low":1.25,"fee_rate_high":2,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial Planning","summary":"Hourly fee of $125 to $350 per hour, negotiated with the client and billed in arrears; an estimate of total hours and charges is set at the start of the relationship.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1023144","versionId":1023144,"submittedOn":"2026-03-22","documentName":"LWMG ADV PART 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T17:16:42.526143+00:00","documents":[{"name":"LWMG ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1023144","versionId":1023144,"submittedOn":"2026-03-22"},{"name":null,"status":"not_downloaded","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1023145","versionId":1023145,"submittedOn":null}]},"custodians":[{"name":"SEI Investments Distribution Co.","shortName":"SEI Investments Distribution","location":"Oaks, PA","smaAssets":203400000},{"name":"LPL Financial LLC","shortName":"LPL Financial","location":"Fort Mill, SC","smaAssets":289830000}],"custodyNote":"Legacy Wealth Management Group does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Brandon Bosch","title":"Partner","crd":"6802008"},{"name":"Ronald Dawson","title":"CEO / CCO","crd":"5418933"},{"name":"Joshua Stamm","title":"Partner","crd":"4557338"}],"ownership":[{"label":"Ronald Dawson","detail":"Ceo / cco in the 25% to 50% ownership band and a control person, since July 2022."},{"label":"Joshua Stamm","detail":"Partner in the 25% to 50% ownership band and a control person, since July 2022."},{"label":"Brandon Bosch","detail":"Partner in the 10% to 25% ownership band and a control person, since July 2022."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Virginia","offices":1,"addresses":[{"street":"1971 English Tavern Road","city":"Lynchburg","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"434-266-1214","stateRegisteredReps":6,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":69},{"label":"Securities issued by registered investment companies or business development companies","percent":20},{"label":"Cash and cash equivalents","percent":11}],"privateFunds":0},"sources":{"adv1FilingDate":"22 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/322235/PDF/322235.pdf","brochureDate":"22 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1023144","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Legacy Wealth Management Group have?","answer":"Legacy Wealth Management Group has 991 clients and manages $290 million for them, as of March 2026. They include 784 individual clients, 179 high-net-worth individuals, and 15 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 22 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Legacy Wealth Management Group offer?","answer":"Legacy Wealth Management Group provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Legacy Wealth Management Group charge?","answer":"Legacy Wealth Management Group charges 1.25%–2.00% a year for its Asset Management. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.","source":"LWMG ADV PART 2A, filed 22 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Legacy Wealth Management Group use?","answer":"Legacy Wealth Management Group’s separately managed account assets are held at LPL Financial LLC (Fort Mill, SC), with $290M and SEI Investments Distribution Co. (Oaks, PA), with $203M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 22 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Legacy Wealth Management Group have?","answer":"Legacy Wealth Management Group has 6 investment adviser representatives registered with state securities authorities, out of 19 employees, and 6 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 4 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Legacy Wealth Management Group invest in?","answer":"At the end of its last fiscal year, Legacy Wealth Management Group’s separately managed accounts held 69% exchange-traded equities, 20% registered funds (mutual funds, ETFs, BDCs) and 11% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Legacy Wealth Management Group?","answer":"Legacy Wealth Management Group’s direct owners are Ronald Dawson, Joshua Stamm and Brandon Bosch, each holding 50% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 22 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Legacy Wealth Management Group get paid?","answer":"Legacy Wealth Management Group is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Legacy Wealth Management Group?","answer":"Legacy Wealth Management Group’s main office is at 1971 English Tavern Road, Lynchburg, VA 24501. Its phone number is 434-266-1214. Its website is legacywealthadvisor.org.","source":"Form ADV Part 1A, Item 1.F, filed 22 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}