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They include 786 individual clients, 674 high-net-worth individuals, and 9 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 13 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Legacy Wealth Management offer?","answer":"Legacy Wealth Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, educational seminars, education planning, estate planning, retirement plan services, and tax planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Legacy Wealth Management charge?","answer":"Legacy Wealth Management charges 0.40%–1.00% a year for its Wealth Management. Each asset band is charged at its own rate. The fee is billed in arrears and is negotiable.","source":"LEGACY WEALTH MANAGEMENT ADV PART 2, filed 13 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Legacy Wealth Management use?","answer":"Legacy Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $1.46B and National Financial Services LLC (Boston, MA), with $953M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 13 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Legacy Wealth Management have?","answer":"Legacy Wealth Management has 16 investment adviser representatives registered with state securities authorities, out of 22 employees, and 16 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Legacy Wealth Management invest in?","answer":"At the end of its last fiscal year, Legacy Wealth Management’s separately managed accounts held 66% exchange-traded equities, 14% non-exchange-traded equities, 8% state and local bonds, 5% other, 3% investment grade corporate bonds, 2% U.S. government and agency bonds and 2% cash and equivalents. The 5% other category is described as: Alternative Investments.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Legacy Wealth Management?","answer":"Legacy Wealth Management’s direct owners are Hallie Peyton, Duncan Miller, Lindsey Mazzola, E Jalenak, Robin Sievers, Rebecca Rawlinson and Alan Vosburg, each holding 25% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 13 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Legacy Wealth Management get paid?","answer":"Legacy Wealth Management is paid through a percentage of assets under management and fixed fees. 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}