{"url":"https://nivawealth.com/firms/legacy-planning-advisors-121289","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/121289","regulatoryAum":234000000,"crd":"121289","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7324446","suffix":null,"lastName":"Bell","firstName":"Derek","middleName":"H"},{"crd":"2259459","suffix":"JR","lastName":"BLACK","firstName":"ROBERT","middleName":"GERALD"},{"crd":"5092370","suffix":null,"lastName":"CUSHMAN","firstName":"CHRISTOPHER","middleName":"WESTON"},{"crd":"6294851","suffix":null,"lastName":"GECKELER","firstName":"PETER","middleName":"LEWIS"},{"crd":"8178277","suffix":null,"lastName":"Hutto","firstName":"Samuel","middleName":"James"}],"total":5,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-23","regulatoryAum":132500000,"clients":186,"employees":7,"offices":1},{"filedOn":"2022-03-31","regulatoryAum":152990000,"clients":222,"employees":5,"offices":1},{"filedOn":"2023-03-31","regulatoryAum":149228000,"clients":230,"employees":3,"offices":1},{"filedOn":"2024-03-29","regulatoryAum":175265273,"clients":229,"employees":3,"offices":1},{"filedOn":"2025-03-31","regulatoryAum":192000000,"clients":239,"employees":4,"offices":1},{"filedOn":"2026-02-03","regulatoryAum":234000000,"clients":265,"employees":8,"offices":1}],"secFileNumber":"801-112270","legalName":"Legacy Planning Advisors, LLC","displayName":"Legacy Planning Advisors","slug":"legacy-planning-advisors-121289","website":"https://legacyplanningadvisors.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/121289/ff9c5edef6642423-r1.webp","tone":"light","width":421,"height":200,"sourceUrl":"https://www.legacyplanningadvisors.com","sourceLabel":"Legacy Planning Advisors, LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/legacy-planning-group-inc---atlanta/","founded":"2018","organization":"Georgia limited liability company","fiscalYearEnd":"December","headquarters":{"street":"5400 Laurel Springs Parkway, Suite 101","city":"Suwanee","state":"GA","stateName":"Georgia","country":"United States","postalCode":"30024"},"tradeNames":[],"registration":{"secApproved":"8 January 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consulting is charged $75 to $500 an hour for a review that does not include a full financial plan.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1005996","versionId":1005996,"submittedOn":"2026-02-03","documentName":"PART II A & B"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T12:34:49.86122+00:00","documents":[{"name":"PART II A & B","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1005996","versionId":1005996,"submittedOn":"2026-02-03"}]},"custodians":[],"custodyNote":"Legacy Planning Advisors does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Christopher Cushman","title":"Chief Compliance Officer/Managing Member","crd":"5092370"},{"name":"Derek Bell","title":"Managing Member","crd":"7324446"},{"name":"Robert Black","title":"Manager/Founding 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2026."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Georgia","offices":1,"addresses":[{"street":"5400 Laurel Springs Parkway, Suite 101","city":"Suwanee","headquarters":true}]}],"brochureServices":["education planning","estate planning","insurance","retirement plan services","tax planning"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"770-919-2075","stateRegisteredReps":4,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Educational seminars/workshops"],"financialPlanningClients":"251-500","assetMix":[{"label":"Exchange-traded equity securities","percent":16},{"label":"U.S. government/agency bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":81},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":0},"sources":{"adv1FilingDate":"3 February 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/121289/PDF/121289.pdf","brochureDate":"3 February 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1005996","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Legacy Planning Advisors have?","answer":"Legacy Planning Advisors has 265 clients and manages $234 million for them, as of February 2026. They include 190 individual clients and 75 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 3 February 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Legacy Planning Advisors offer?","answer":"Legacy Planning Advisors provides financial planning, portfolio management for individuals and small businesses, educational seminars, education planning, estate planning, insurance, retirement plan services, and tax planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Legacy Planning Advisors have?","answer":"Legacy Planning Advisors has 4 investment adviser representatives registered with state securities authorities, out of 8 employees, and 8 perform investment advisory functions. 4 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Legacy Planning Advisors invest in?","answer":"At the end of its last fiscal year, Legacy Planning Advisors’ separately managed accounts held 81% registered funds (mutual funds, ETFs, BDCs), 16% exchange-traded equities, 2% cash and equivalents and 1% U.S. government and agency bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Legacy Planning Advisors?","answer":"Legacy Planning Advisors’ direct owners are Robert Black, Christopher Cushman, Peter Geckeler, Derek Bell and Amy Flynn, each holding 50% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 3 February 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Legacy Planning Advisors get paid?","answer":"Legacy Planning Advisors is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Legacy Planning Advisors?","answer":"Legacy Planning Advisors’ main office is at 5400 Laurel Springs Parkway, Suite 101, Suwanee, GA 30024. Its phone number is 770-919-2075. Its website is legacyplanningadvisors.com.","source":"Form ADV Part 1A, Item 1.F, filed 3 February 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}