{"url":"https://nivawealth.com/firms/legacy-partners-financial-group-137025","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/137025","regulatoryAum":107628538,"crd":"137025","secFileNumber":"801-137399","legalName":"Legacy Partners Financial Group, LLC","displayName":"Legacy Partners Financial Group","slug":"legacy-partners-financial-group-137025","website":"https://mylpfg.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Georgia limited liability company","fiscalYearEnd":"December","headquarters":{"street":"123 Mill Street","city":"Woodstock","state":"GA","stateName":"Georgia","country":"United States","postalCode":"30188"},"tradeNames":[],"registration":{"secApproved":"29 September 2026","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":698886.6103896104,"staff":{"employees":10,"advisory":10,"brokerDealerReps":0,"insuranceAgents":2,"promoters":0},"aum":{"regulatory":107628538,"discretionary":107628538,"discretionaryAccounts":517,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":3},"clientTypes":[{"label":"Individuals (other than HNW)","clients":60,"regulatoryAum":6965450},{"label":"High-net-worth individuals","clients":94,"regulatoryAum":100663088}],"feePrograms":[{"role":"other","program":"Ongoing Financial Planning","summary":"Ongoing financial planning for clients whose assets the firm does not manage is $375 a quarter; a planning fee is refunded pro rata on termination.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1056373","versionId":1056373,"submittedOn":"2026-08-28","documentName":"LEGACY PARTNERS FINANCIAL GROUP, LLC PART 2 BROCHURE (2026)"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T13:20:06.795398+00:00","documents":[{"name":"LEGACY PARTNERS FINANCIAL GROUP, LLC PART 2 BROCHURE (2026)","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1056373","versionId":1056373,"submittedOn":"2026-08-28"}]},"custodians":[],"custodyNote":"Legacy Partners Financial Group does not have custody of client assets.","otherCustodians":[],"leadership":[],"ownership":[],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Georgia","offices":1,"addresses":[{"street":"123 Mill Street","city":"Woodstock","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"678-388-2233","stateRegisteredReps":10,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":"51-100","assetMix":[{"label":"Exchange-traded equity securities","percent":90},{"label":"Securities issued by registered investment companies or business development companies","percent":5},{"label":"Cash and cash equivalents","percent":5}],"privateFunds":0},"sources":{"adv1FilingDate":"30 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/137025/PDF/137025.pdf","brochureDate":"28 August 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1056373","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Legacy Partners Financial Group have?","answer":"Legacy Partners Financial Group has 154 clients and manages $108 million for them, as of September 2026. They include 94 high-net-worth individuals and 60 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 30 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Legacy Partners Financial Group offer?","answer":"Legacy Partners Financial Group provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Legacy Partners Financial Group have?","answer":"Legacy Partners Financial Group has 10 investment adviser representatives registered with state securities authorities, out of 10 employees, and 10 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Legacy Partners Financial Group invest in?","answer":"At the end of its last fiscal year, Legacy Partners Financial Group’s separately managed accounts held 90% exchange-traded equities, 5% registered funds (mutual funds, ETFs, BDCs) and 5% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How does Legacy Partners Financial Group get paid?","answer":"Legacy Partners Financial Group is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Legacy Partners Financial Group?","answer":"Legacy Partners Financial Group’s main office is at 123 Mill Street, Woodstock, GA 30188. Its phone number is 678-388-2233. Its website is mylpfg.com.","source":"Form ADV Part 1A, Item 1.F, filed 30 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}