{"url":"https://nivawealth.com/firms/legacy-knight-mfo-305927","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/305927","regulatoryAum":2846356708,"crd":"305927","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7593988","suffix":null,"lastName":"Balentine","firstName":"Claire","middleName":"Hannah"},{"crd":"7348876","suffix":null,"lastName":"Crombie","firstName":"Cullen","middleName":"O'Brien"},{"crd":"5162128","suffix":null,"lastName":"OGLE","firstName":"MATTHEW","middleName":"ROBERT"},{"crd":"6681543","suffix":null,"lastName":"Sawyer","firstName":"David","middleName":"Patterson"}],"total":4,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-06-01","regulatoryAum":152824780,"clients":13,"employees":6,"offices":2},{"filedOn":"2022-06-27","regulatoryAum":433216615,"clients":25,"employees":7,"offices":2},{"filedOn":"2023-06-27","regulatoryAum":1200958432,"clients":45,"employees":15,"offices":2},{"filedOn":"2024-07-19","regulatoryAum":1260338493,"clients":47,"employees":16,"offices":2},{"filedOn":"2025-04-30","regulatoryAum":1503284821,"clients":50,"employees":19,"offices":1},{"filedOn":"2026-05-14","regulatoryAum":2846356708,"clients":53,"employees":21,"offices":1}],"secFileNumber":"801-121664","legalName":"Legacy Knight Mfo, LLC","displayName":"Legacy Knight Mfo","slug":"legacy-knight-mfo-305927","website":"https://legacyknight.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/legacy-knight-multi-family-office/about/","founded":null,"organization":"Texas limited liability company","fiscalYearEnd":"December","headquarters":{"street":"3001 Maple Avenue, Suite 350","city":"Dallas","state":"TX","stateName":"Texas","country":"United States","postalCode":"75201"},"tradeNames":[],"registration":{"secApproved":"30 June 2021","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":95205265.25,"staff":{"employees":21,"advisory":15,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":2846356708,"discretionary":942251403,"discretionaryAccounts":33,"nonDiscretionary":1904105305,"nonDiscretionaryAccounts":20,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"High-net-worth individuals","clients":20,"regulatoryAum":1904105305},{"label":"Pooled investment vehicles","clients":33,"regulatoryAum":942251403}],"feePrograms":[],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T05:28:56.966881+00:00","documents":[{"name":"LEG ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1034072","versionId":1034072,"submittedOn":"2026-03-30"}]},"custodians":[{"name":"Folio Investments, Inc.","shortName":"Folio Investments","location":"St. Louis, MO","smaAssets":238149035}],"custodyNote":"Legacy Knight Mfo has custody of $616M in client assets for 27 clients.","leadership":[{"name":"Matthew Ogle","title":"Chief Executive Office, Founding Partner","crd":"5162128"},{"name":"Brad Martin","title":"Chief Financial Officer, Chief Compliance Officer","crd":"5459614"}],"ownership":[{"label":"Mro Capital Management, LLC","detail":"Manager in the 25% to 50% ownership band and a control person, since February 2018."},{"label":"LFN Holdings,llc","detail":"Member in the 5% to 10% ownership band, since November 2025."},{"label":"Matthew Ogle","detail":"Indirect owner: a member of Mro Capital Management, LLC in the 75% or more band and a control person, since February 2018.","parent":"Mro Capital Management, LLC"},{"label":"Abdul Minkara","detail":"Indirect owner: a manager of Knight Capital Management LLC in the 75% or more band and a control person, since December 2020.","parent":"Knight Capital Management LLC"},{"label":"Fernando De Leon","detail":"Indirect owner: managing member of LFN Holdings,llc and a control person, since June 2025.","parent":"LFN Holdings,llc"}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Texas","offices":1,"addresses":[{"street":"3001 Maple Avenue, Suite 350","city":"Dallas","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"945-536-5580","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)","Performance-based fees"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for pooled investment vehicles (other than investment companies)","Selection of other advisers (including private fund managers)","Other"],"financialPlanningClients":"11-25","assetMix":[{"label":"Exchange-traded equity securities","percent":39},{"label":"U.S. government/agency bonds","percent":3},{"label":"Investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":6},{"label":"Cash and cash equivalents","percent":33},{"label":"Other","percent":18,"detail":"Opco, Real Estate, Royalties"}],"privateFunds":33},"sources":{"adv1FilingDate":"14 May 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/305927/PDF/305927.pdf","brochureDate":"30 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1034072","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Legacy Knight Mfo have?","answer":"Legacy Knight Mfo has 53 clients and manages $2.85 billion for them, as of May 2026. They include 33 pooled investment vehicles and 20 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 14 May 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Legacy Knight Mfo offer?","answer":"Legacy Knight Mfo provides financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Legacy Knight Mfo use?","answer":"Legacy Knight Mfo’s separately managed account assets are held at Folio Investments, Inc. (St. Louis, MO), with $238M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 14 May 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Legacy Knight Mfo have?","answer":"Legacy Knight Mfo has 3 investment adviser representatives registered with state securities authorities, out of 21 employees, and 15 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Legacy Knight Mfo invest in?","answer":"At the end of its last fiscal year, Legacy Knight Mfo’s separately managed accounts held 39% exchange-traded equities, 33% cash and equivalents, 18% other, 6% registered funds (mutual funds, ETFs, BDCs), 3% U.S. government and agency bonds and 1% investment grade corporate bonds. The 18% other category is described as: Opco, Real Estate, Royalties. It advises 33 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Legacy Knight Mfo?","answer":"Legacy Knight Mfo is owned through holding companies by Matthew Ogle. Its direct owners are Mro Capital Management, LLC (25% to 50%), LFN Holdings,llc (5% to 10%) and Abdul Minkara (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 14 May 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Legacy Knight Mfo get paid?","answer":"Legacy Knight Mfo is paid through a percentage of assets under management, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Legacy Knight Mfo registered with the SEC?","answer":"Yes, Legacy Knight Mfo has been registered with the SEC as an investment adviser since 30 June 2021. Its CRD number is 305927 and its SEC file number is 801-121664.","source":"Form ADV Part 1A, Item 1, filed 14 May 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Legacy Knight Mfo?","answer":"Legacy Knight Mfo’s main office is at 3001 Maple Avenue, Suite 350, Dallas, TX 75201. Its phone number is 945-536-5580. Its website is legacyknight.com.","source":"Form ADV Part 1A, Item 1.F, filed 14 May 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}