{"url":"https://nivawealth.com/firms/legacy-financial-independent-advisors-324258","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/324258","regulatoryAum":484012911,"crd":"324258","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"1437851","suffix":null,"lastName":"BOLLINGER","firstName":"SHEREE","middleName":"LONG"},{"crd":"6962277","suffix":null,"lastName":"FALKNER","firstName":"THOMAS","middleName":"CLIFFORD"},{"crd":"7319751","suffix":null,"lastName":"Gutermuth","firstName":"Zachary","middleName":"Andrew"},{"crd":"874087","suffix":null,"lastName":"MCCREA","firstName":"BRUCE","middleName":"EDWARD"},{"crd":"5830009","suffix":null,"lastName":"MCCREA","firstName":"BRYAN","middleName":"SEAN"},{"crd":"5830477","suffix":null,"lastName":"MCCREA","firstName":"CHRISTOPHER","middleName":"ROBERT"}],"total":6,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2023-04-25","regulatoryAum":306487331,"clients":438,"employees":9,"offices":1},{"filedOn":"2024-03-26","regulatoryAum":428440270,"clients":673,"employees":9,"offices":1},{"filedOn":"2025-03-28","regulatoryAum":450605476,"clients":711,"employees":8,"offices":1},{"filedOn":"2026-03-30","regulatoryAum":484012911,"clients":749,"employees":8,"offices":1}],"secFileNumber":"801-127031","legalName":"Legacy Financial Independent Advisors LLC","displayName":"Legacy Financial Independent Advisors","slug":"legacy-financial-independent-advisors-324258","website":"https://legacyfia.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Kentucky limited liability company","fiscalYearEnd":"December","headquarters":{"street":"100 Mallard Creek RD, Suite 402","city":"Louisville","state":"KY","stateName":"Kentucky","country":"United States","postalCode":"40207"},"tradeNames":[],"registration":{"secApproved":"15 March 2023","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":646625.2159244264,"staff":{"employees":8,"advisory":5,"brokerDealerReps":0,"insuranceAgents":1,"promoters":0},"aum":{"regulatory":484012911,"discretionary":484012911,"discretionaryAccounts":2614,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":585,"regulatoryAum":134936837},{"label":"High-net-worth individuals","clients":156,"regulatoryAum":344212448},{"label":"Charitable organizations","clients":null,"fewerThan5":true,"regulatoryAum":973336},{"label":"Corporations and other businesses","clients":8,"regulatoryAum":3890290}],"feePrograms":[{"role":"main","program":"Wealth Management Services","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1032827","versionId":1032827,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-03-30","documentName":"LFIA DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS","fee_rate_low":0.5,"fee_rate_high":1.25,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial Planning Services","summary":"Financial planning fees are billed at an hourly rate of up to $300 per hour or as a fixed engagement fee.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1032827","versionId":1032827,"submittedOn":"2026-03-30","documentName":"LFIA DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T11:16:19.576326+00:00","documents":[{"name":"LFIA DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1032827","versionId":1032827,"submittedOn":"2026-03-30"}]},"custodians":[{"name":"Raymond James Financial Services, Inc.","shortName":"Raymond James","location":"St. Petersburg, FL","smaAssets":484012911}],"custodyNote":"Legacy Financial Independent Advisors does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Bryan McCrea","title":"Managing Member/Chief Operating Officer","crd":"5830009"},{"name":"Christopher McCrea","title":"Managing Member/Chief Compliance Officer","crd":"5830477"},{"name":"Thomas Falkner","title":"Member","crd":"6962277"},{"name":"Bruce McCrea","title":"Member/Financial Advisor","crd":"874087"}],"ownership":[{"label":"Bruce McCrea","detail":"Member/financial advisor in the 25% to 50% ownership band and a control person, since January 2023."},{"label":"Christopher McCrea","detail":"Managing member/chief compliance officer in the 25% to 50% ownership band and a control person, since January 2023."},{"label":"Bryan McCrea","detail":"Managing member/chief operating officer in the 25% to 50% ownership band and a control person, since January 2023."},{"label":"Thomas Falkner","detail":"Member in the 10% to 25% ownership band and a control person, since January 2025."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Kentucky","offices":1,"addresses":[{"street":"100 Mallard Creek RD, Suite 402","city":"Louisville","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"502-873-0522","stateRegisteredReps":5,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"251-500","assetMix":[{"label":"Exchange-traded equity securities","percent":26},{"label":"U.S. government/agency bonds","percent":1},{"label":"U.S. state and local bonds","percent":1},{"label":"Investment grade corporate bonds","percent":20},{"label":"Securities issued by registered investment companies or business development companies","percent":38},{"label":"Cash and cash equivalents","percent":3},{"label":"Other","percent":11,"detail":"Publicly Traded Reit, Unit Trusts, PFD Stocks"}],"privateFunds":0},"sources":{"adv1FilingDate":"30 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/324258/PDF/324258.pdf","brochureDate":"30 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1032827","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Legacy Financial Independent Advisors have?","answer":"Legacy Financial Independent Advisors has 749 clients and manages $484 million for them, as of March 2026. They include 585 individual clients, 156 high-net-worth individuals, and 8 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Legacy Financial Independent Advisors offer?","answer":"Legacy Financial Independent Advisors provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Legacy Financial Independent Advisors charge?","answer":"Legacy Financial Independent Advisors charges 0.50%–1.25% a year for its Wealth Management Services. The fee is billed in advance and is negotiable.","source":"LFIA DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS, filed 30 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Legacy Financial Independent Advisors use?","answer":"Legacy Financial Independent Advisors’ separately managed account assets are held at Raymond James Financial Services, Inc. (St. Petersburg, FL), with $484M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Legacy Financial Independent Advisors have?","answer":"Legacy Financial Independent Advisors has 5 investment adviser representatives registered with state securities authorities, out of 8 employees, and 5 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Legacy Financial Independent Advisors invest in?","answer":"At the end of its last fiscal year, Legacy Financial Independent Advisors’ separately managed accounts held 38% registered funds (mutual funds, ETFs, BDCs), 26% exchange-traded equities, 20% investment grade corporate bonds, 11% other, 3% cash and equivalents, 1% U.S. government and agency bonds and 1% state and local bonds. The 11% other category is described as: Publicly Traded Reit, Unit Trusts, PFD Stocks.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Legacy Financial Independent Advisors?","answer":"Legacy Financial Independent Advisors’ direct owners are Bruce McCrea, Christopher McCrea, Bryan McCrea and Thomas Falkner, each holding 50% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Legacy Financial Independent Advisors get paid?","answer":"Legacy Financial Independent Advisors is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Legacy Financial Independent Advisors?","answer":"Legacy Financial Independent Advisors’ main office is at 100 Mallard Creek RD, Suite 402, Louisville, KY 40207. Its phone number is 502-873-0522. Its website is legacyfia.com.","source":"Form ADV Part 1A, Item 1.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/legacy-financial-independent-advisors-324258/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-08-10","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/2131510/000213151026000002/0002131510-26-000002-index.html","totalValue":212554903,"positionCount":124,"top10Share":0.3357597683832304,"top10":[{"issuer":"ALERIAN MLP ETF","titleOfClass":"ALERIAN MLP","cusip":"00162Q452","value":12797358,"shares":246815,"shareType":"SH","priorValue":12761357,"priorShares":242427},{"issuer":"GOLDMAN SACHS GROWTH OPPORTUNITIES ETF","titleOfClass":"GROWT OPPOR ETF","cusip":"38149W440","value":10467385,"shares":232435,"shareType":"SH","priorValue":8618188,"priorShares":235715},{"issuer":"APPLE INCORPORATED","titleOfClass":"COM","cusip":"037833100","value":7302868,"shares":25238,"shareType":"SH","priorValue":1718920,"priorShares":6773},{"issuer":"SIMON PROPERTY GROUP INCORPORATED NEW REIT","titleOfClass":"COM","cusip":"828806109","value":6624737,"shares":29621,"shareType":"SH","priorValue":5453391,"priorShares":29236},{"issuer":"VANGUARD TOTAL INTERNATIONAL BOND ETF","titleOfClass":"TOTAL INT BD ETF","cusip":"92203J407","value":6331448,"shares":130734,"shareType":"SH","priorValue":343558,"priorShares":7150},{"issuer":"FIRST TRUST WCM INTERNATIONAL EQUITY ETF","titleOfClass":"WCM INTL EQUITY","cusip":"33733E732","value":5903721,"shares":301672,"shareType":"SH","priorValue":5389727,"priorShares":321391},{"issuer":"MICROSOFT CORPORATION","titleOfClass":"COM","cusip":"594918104","value":5872454,"shares":15743,"shareType":"SH","priorValue":4733364,"priorShares":12787},{"issuer":"ASML HOLDING NV (NETHERLANDS)","titleOfClass":"N Y REGISTRY SHS","cusip":"N07059210","value":5729587,"shares":2880,"shareType":"SH","priorValue":503236,"priorShares":381},{"issuer":"AMERICAN ELEC PWR COMPANY INCORPORATED","titleOfClass":"COM","cusip":"025537101","value":5302345,"shares":38757,"shareType":"SH","priorValue":5958635,"priorShares":45458},{"issuer":"PRINCIPAL INVESTMENT GRADE CORPORATE ETF","titleOfClass":"PRNC INVT GRAD","cusip":"74255Y821","value":5035482,"shares":243672,"shareType":"SH","priorValue":4942339,"priorShares":239466}],"positionsListed":124,"positions":[{"issuer":"ALERIAN MLP ETF","titleOfClass":"ALERIAN MLP","cusip":"00162Q452","value":12797358,"shares":246815,"shareType":"SH","priorValue":12761357,"priorShares":242427},{"issuer":"GOLDMAN SACHS GROWTH OPPORTUNITIES ETF","titleOfClass":"GROWT OPPOR ETF","cusip":"38149W440","value":10467385,"shares":232435,"shareType":"SH","priorValue":8618188,"priorShares":235715},{"issuer":"APPLE INCORPORATED","titleOfClass":"COM","cusip":"037833100","value":7302868,"shares":25238,"shareType":"SH","priorValue":1718920,"priorShares":6773},{"issuer":"SIMON PROPERTY GROUP INCORPORATED NEW REIT","titleOfClass":"COM","cusip":"828806109","value":6624737,"shares":29621,"shareType":"SH","priorValue":5453391,"priorShares":29236},{"issuer":"VANGUARD TOTAL INTERNATIONAL BOND ETF","titleOfClass":"TOTAL INT BD ETF","cusip":"92203J407","value":6331448,"shares":130734,"shareType":"SH","priorValue":343558,"priorShares":7150},{"issuer":"FIRST TRUST WCM INTERNATIONAL EQUITY ETF","titleOfClass":"WCM INTL EQUITY","cusip":"33733E732","value":5903721,"shares":301672,"shareType":"SH","priorValue":5389727,"priorShares":321391},{"issuer":"MICROSOFT CORPORATION","titleOfClass":"COM","cusip":"594918104","value":5872454,"shares":15743,"shareType":"SH","priorValue":4733364,"priorShares":12787},{"issuer":"ASML HOLDING NV (NETHERLANDS)","titleOfClass":"N Y REGISTRY SHS","cusip":"N07059210","value":5729587,"shares":2880,"shareType":"SH","priorValue":503236,"priorShares":381},{"issuer":"AMERICAN ELEC PWR COMPANY INCORPORATED","titleOfClass":"COM","cusip":"025537101","value":5302345,"shares":38757,"shareType":"SH","priorValue":5958635,"priorShares":45458},{"issuer":"PRINCIPAL INVESTMENT GRADE CORPORATE ETF","titleOfClass":"PRNC INVT GRAD","cusip":"74255Y821","value":5035482,"shares":243672,"shareType":"SH","priorValue":4942339,"priorShares":239466},{"issuer":"PPL CORPORATION","titleOfClass":"COM","cusip":"69351T106","value":4992636,"shares":137349,"shareType":"SH","priorValue":5234508,"priorShares":137029},{"issuer":"PUBLIC STORAGE REIT","titleOfClass":"COM","cusip":"74460D109","value":4674064,"shares":14684,"shareType":"SH","priorValue":3865728,"priorShares":14271},{"issuer":"WASTE MGMT INCORPORATED DEL","titleOfClass":"COM","cusip":"94106L109","value":4656855,"shares":20894,"shareType":"SH","priorValue":4291558,"priorShares":18676},{"issuer":"AMERICAN EXPRESS COMPANY","titleOfClass":"COM","cusip":"025816109","value":4550477,"shares":13453,"shareType":"SH","priorValue":4120988,"priorShares":13624},{"issuer":"MID-AMER APT CMNTYS INCORPORATED REIT","titleOfClass":"COM","cusip":"59522J103","value":4468171,"shares":32159,"shareType":"SH","priorValue":3689367,"priorShares":30211},{"issuer":"CONSOLIDATED EDISON INCORPORATED","titleOfClass":"COM","cusip":"209115104","value":4366234,"shares":39467,"shareType":"SH","priorValue":4440391,"priorShares":39233},{"issuer":"FIRST TRUST TACTICAL HIGH YIELD ETF","titleOfClass":"FIRST TR TA HIYL","cusip":"33738D408","value":4106748,"shares":101027,"shareType":"SH","priorValue":3931314,"priorShares":96902},{"issuer":"MARRIOTT INTERNATIONAL INCORPORATED NEW CLASS A","titleOfClass":"CL A","cusip":"571903202","value":4036096,"shares":10891,"shareType":"SH","priorValue":2467089,"priorShares":7543},{"issuer":"ELI LILLY & COMPANY","titleOfClass":"COM","cusip":"532457108","value":3899347,"shares":3251,"shareType":"SH","priorValue":3540195,"priorShares":3849},{"issuer":"AMEREN CORPORATION","titleOfClass":"COM","cusip":"023608102","value":3786162,"shares":33494,"shareType":"SH","priorValue":4152558,"priorShares":37778},{"issuer":"ROCKWELL AUTOMATION INCORPORATED","titleOfClass":"COM","cusip":"773903109","value":3724982,"shares":7524,"shareType":"SH"},{"issuer":"ALPHABET INCORPORATED CAP STK CLASS C","titleOfClass":"CAP STK CL C","cusip":"02079K107","value":3716325,"shares":10518,"shareType":"SH","priorValue":201949,"priorShares":704},{"issuer":"EATON VANCE TAX ADVT DIV INCM","titleOfClass":"COM","cusip":"27828G107","value":3566153,"shares":128835,"shareType":"SH","priorValue":2228723,"priorShares":90783},{"issuer":"MONSTER BEVERAGE CORPORATION NEW","titleOfClass":"COM","cusip":"61174X109","value":3518953,"shares":36610,"shareType":"SH","priorValue":1632959,"priorShares":22536},{"issuer":"DUKE ENERGY CORPORATION NEW COM NEW","titleOfClass":"COM NEW","cusip":"26441C204","value":3138678,"shares":24796,"shareType":"SH","priorValue":6323354,"priorShares":48292},{"issuer":"SOUTHERN COMPANY","titleOfClass":"COM","cusip":"842587107","value":3125601,"shares":32657,"shareType":"SH","priorValue":6227663,"priorShares":64522},{"issuer":"CATERPILLAR INCORPORATED","titleOfClass":"COM","cusip":"149123101","value":3077561,"shares":2890,"shareType":"SH","priorValue":2086415,"priorShares":2945},{"issuer":"CROWDSTRIKE HLDGS INCORPORATED CLASS A","titleOfClass":"CL A","cusip":"22788C105","value":2987693,"shares":3915,"shareType":"SH","priorValue":1578428,"priorShares":4043},{"issuer":"TKO GROUP HOLDINGS INCORPORATED CLASS A","titleOfClass":"CL A","cusip":"87256C101","value":2725737,"shares":13540,"shareType":"SH"},{"issuer":"INVESCO BD FD","titleOfClass":"COM","cusip":"46132L107","value":2608005,"shares":172032,"shareType":"SH","priorValue":2855415,"priorShares":190361},{"issuer":"MCKESSON CORPORATION","titleOfClass":"COM","cusip":"58155Q103","value":2569040,"shares":3400,"shareType":"SH","priorValue":4121710,"priorShares":4763},{"issuer":"CHEVRON CORPORATION","titleOfClass":"COM","cusip":"166764100","value":2461536,"shares":14850,"shareType":"SH","priorValue":3146121,"priorShares":15206},{"issuer":"MARTIN MARIETTA MATLS INCORPORATED","titleOfClass":"COM","cusip":"573284106","value":2448668,"shares":4246,"shareType":"SH"},{"issuer":"CAPITAL ONE FINL CORPORATION","titleOfClass":"COM","cusip":"14040H105","value":2312948,"shares":11529,"shareType":"SH","priorValue":3997771,"priorShares":21914},{"issuer":"LOCKHEED MARTIN CORPORATION","titleOfClass":"COM","cusip":"539830109","value":2023066,"shares":3971,"shareType":"SH","priorValue":2400033,"priorShares":3971},{"issuer":"ABBVIE INCORPORATED","titleOfClass":"COM","cusip":"00287Y109","value":1890571,"shares":7513,"shareType":"SH","priorValue":1396286,"priorShares":6420},{"issuer":"CADENCE DESIGN SYSTEM INCORPORATED","titleOfClass":"COM","cusip":"127387108","value":1829685,"shares":4875,"shareType":"SH","priorValue":4148599,"priorShares":14930},{"issuer":"WALMART INC","titleOfClass":"COM","cusip":"931142103","value":1743071,"shares":15390,"shareType":"SH","priorValue":1110690,"priorShares":8937},{"issuer":"BRIGHTSPRING HEALTH SVCS INCORPORATED","titleOfClass":"COM","cusip":"10950A106","value":1706538,"shares":24470,"shareType":"SH","priorValue":1023407,"priorShares":24018},{"issuer":"WESBANCO INCORPORATED","titleOfClass":"COM","cusip":"950810101","value":1632352,"shares":41823,"shareType":"SH","priorValue":1470102,"priorShares":42624},{"issuer":"CORNING INCORPORATED","titleOfClass":"COM","cusip":"219350105","value":1621981,"shares":6350,"shareType":"SH"},{"issuer":"INTERNATIONAL BUSINESS MACHINES","titleOfClass":"COM","cusip":"459200101","value":1603178,"shares":5701,"shareType":"SH","priorValue":6777467,"priorShares":27961},{"issuer":"JPMORGAN CHASE & COMPANY","titleOfClass":"COM","cusip":"46625H100","value":1403264,"shares":4287,"shareType":"SH","priorValue":1296951,"priorShares":4409},{"issuer":"PNC FINL SVCS GROUP INCORPORATED","titleOfClass":"COM","cusip":"693475105","value":1307921,"shares":5312,"shareType":"SH","priorValue":1110160,"priorShares":5335},{"issuer":"COMFORT SYSTEMS USA INCORPORATED","titleOfClass":"COM","cusip":"199908104","value":1290249,"shares":651,"shareType":"SH","priorValue":853595,"priorShares":619},{"issuer":"AMAZON COM INCORPORATED","titleOfClass":"COM","cusip":"023135106","value":1265109,"shares":5308,"shareType":"SH","priorValue":2839970,"priorShares":13636},{"issuer":"FT ENERGY INCOME PARTNERS ENHANCED INCOME ETF","titleOfClass":"FT ENER INCO ETF","cusip":"33740F276","value":1183073,"shares":54170,"shareType":"SH","priorValue":1378997,"priorShares":61316},{"issuer":"DISNEY WALT COMPANY","titleOfClass":"COM","cusip":"254687106","value":1116115,"shares":11596,"shareType":"SH","priorValue":1083022,"priorShares":11237},{"issuer":"GE AEROSPACE COM NEW","titleOfClass":"COM NEW","cusip":"369604301","value":1047939,"shares":2804,"shareType":"SH","priorValue":765328,"priorShares":2697},{"issuer":"CHURCHILL DOWNS INCORPORATED","titleOfClass":"COM","cusip":"171484108","value":1041796,"shares":11622,"shareType":"SH","priorValue":1104190,"priorShares":12292},{"issuer":"JABIL INCORPORATED","titleOfClass":"COM","cusip":"466313103","value":990684,"shares":2570,"shareType":"SH","priorValue":627152,"priorShares":2361},{"issuer":"CELESTICA INCORPORATED (CANADA)","titleOfClass":"COM","cusip":"15101Q207","value":971098,"shares":2662,"shareType":"SH","priorValue":690398,"priorShares":2451},{"issuer":"PROLOGIS INCORPORATED. REIT","titleOfClass":"COM","cusip":"74340W103","value":960076,"shares":7087,"shareType":"SH","priorValue":1043297,"priorShares":7893},{"issuer":"EXXON MOBIL CORPORATION","titleOfClass":"COM","cusip":"30231G102","value":942411,"shares":6893,"shareType":"SH","priorValue":1228847,"priorShares":7243},{"issuer":"CARPENTER TECHNOLOGY CORPORATION","titleOfClass":"COM","cusip":"144285103","value":888866,"shares":1441,"shareType":"SH"},{"issuer":"CSX CORPORATION","titleOfClass":"COM","cusip":"126408103","value":874932,"shares":18408,"shareType":"SH","priorValue":764638,"priorShares":18627},{"issuer":"CAMECO CORPORATION (CANADA)","titleOfClass":"COM","cusip":"13321L108","value":850022,"shares":8345,"shareType":"SH","priorValue":640039,"priorShares":5893},{"issuer":"STERLING INFRASTRUCTURE INCORPORATED","titleOfClass":"COM","cusip":"859241101","value":843557,"shares":1005,"shareType":"SH","priorValue":833274,"priorShares":2046},{"issuer":"STATE STREET TECHNOLOGY SELECT SECTOR SPDR ETF","titleOfClass":"ST STR TECHN ETF","cusip":"81369Y803","value":821713,"shares":4313,"shareType":"SH","priorValue":415977,"priorShares":3130},{"issuer":"JOHNSON & JOHNSON","titleOfClass":"COM","cusip":"478160104","value":808640,"shares":3184,"shareType":"SH","priorValue":778297,"priorShares":3184},{"issuer":"NRG ENERGY INCORPORATED COM NEW","titleOfClass":"COM NEW","cusip":"629377508","value":770759,"shares":5277,"shareType":"SH","priorValue":2497679,"priorShares":17091},{"issuer":"VANGUARD REAL ESTATE ETF","titleOfClass":"REAL ESTATE ETF","cusip":"922908553","value":728818,"shares":7558,"shareType":"SH","priorValue":679442,"priorShares":7660},{"issuer":"LIVE NATION ENTERTAINMENT INCORPORATED","titleOfClass":"COM","cusip":"538034109","value":702776,"shares":3838,"shareType":"SH"},{"issuer":"VIRTU FINL INCORPORATED CLASS A","titleOfClass":"CL A","cusip":"928254101","value":650564,"shares":10921,"shareType":"SH"},{"issuer":"DOMINION ENERGY INCORPORATED","titleOfClass":"COM","cusip":"25746U109","value":641789,"shares":9398,"shareType":"SH","priorValue":1350767,"priorShares":21850},{"issuer":"CORTEVA INCORPORATED","titleOfClass":"COM","cusip":"22052L104","value":639664,"shares":7553,"shareType":"SH"},{"issuer":"F5 INCORPORATED","titleOfClass":"COM","cusip":"315616102","value":621028,"shares":1493,"shareType":"SH"},{"issuer":"AERCAP HOLDINGS NV SHS (NETHERLANDS)","titleOfClass":"SHS","cusip":"N00985106","value":590409,"shares":4050,"shareType":"SH","priorValue":529515,"priorShares":3860},{"issuer":"L3HARRIS TECHNOLOGIES INCORPORATED","titleOfClass":"COM","cusip":"502431109","value":583795,"shares":2009,"shareType":"SH","priorValue":676149,"priorShares":1959},{"issuer":"HEALTHPEAK PROPERTIES INCORPORATED REIT","titleOfClass":"COM","cusip":"42250P103","value":578827,"shares":27048,"shareType":"SH","priorValue":501887,"priorShares":30547},{"issuer":"ALLIENT INCORPORATED","titleOfClass":"COM","cusip":"019330109","value":568688,"shares":5525,"shareType":"SH","priorValue":312113,"priorShares":5282},{"issuer":"VENTAS INCORPORATED REIT","titleOfClass":"COM","cusip":"92276F100","value":558818,"shares":6293,"shareType":"SH","priorValue":625126,"priorShares":7644},{"issuer":"EQUITY RESIDENTIAL SH BEN INT REIT","titleOfClass":"SH BEN INT","cusip":"29476L107","value":526865,"shares":7756,"shareType":"SH","priorValue":501947,"priorShares":8486},{"issuer":"PROCTER & GAMBLE COMPANY","titleOfClass":"COM","cusip":"742718109","value":519252,"shares":3541,"shareType":"SH","priorValue":525039,"priorShares":3635},{"issuer":"PALANTIR TECHNOLOGIES INC","titleOfClass":"CL A","cusip":"69608A108","value":483947,"shares":4148,"shareType":"SH","priorValue":578391,"priorShares":3954},{"issuer":"ISHARES TR TIPS BD ETF","titleOfClass":"TIPS BD ETF","cusip":"464287176","value":459934,"shares":4203,"shareType":"SH","priorValue":504345,"priorShares":4570},{"issuer":"TJX COMPANIES INCORPORATED NEW","titleOfClass":"COM","cusip":"872540109","value":456621,"shares":3014,"shareType":"SH"},{"issuer":"STATE STREET INDUSTRIAL SELECT SECTOR SPDR ETF","titleOfClass":"ST STR INDL ETF","cusip":"81369Y704","value":424732,"shares":2293,"shareType":"SH","priorValue":264267,"priorShares":1634},{"issuer":"JOHNSON CONTROLS INTERNATION SHS (IRELAND)","titleOfClass":"SHS","cusip":"G51502105","value":422550,"shares":2892,"shareType":"SH","priorValue":395076,"priorShares":3017},{"issuer":"WILLIAMS COMPANIES INCORPORATED","titleOfClass":"COM","cusip":"969457100","value":407904,"shares":5487,"shareType":"SH","priorValue":459606,"priorShares":6315},{"issuer":"UNITED PARCEL SVCS INCORPORATED CLASS B","titleOfClass":"CL B","cusip":"911312106","value":403728,"shares":3756,"shareType":"SH","priorValue":379020,"priorShares":3853},{"issuer":"EVERCORE INCORPORATED CLASS A","titleOfClass":"CLASS A","cusip":"29977A105","value":402216,"shares":1178,"shareType":"SH","priorValue":323585,"priorShares":1084},{"issuer":"BLACKROCK FLOATING RATE INCOME","titleOfClass":"COM","cusip":"09255X100","value":392849,"shares":35746,"shareType":"SH","priorValue":496396,"priorShares":45045},{"issuer":"ALTRIA GROUP INCORPORATED","titleOfClass":"COM","cusip":"02209S103","value":374140,"shares":5200,"shareType":"SH","priorValue":343148,"priorShares":5200},{"issuer":"GOLDMAN SACHS GROUP INCORPORATED","titleOfClass":"COM","cusip":"38141G104","value":372184,"shares":368,"shareType":"SH","priorValue":324860,"priorShares":384},{"issuer":"CISCO SYSTEMS INCORPORATED","titleOfClass":"COM","cusip":"17275R102","value":367063,"shares":3125,"shareType":"SH","priorValue":242469,"priorShares":3125},{"issuer":"SABA CAPITAL INCOME & OPPORTUN COM NEW","titleOfClass":"COM NEW","cusip":"880198205","value":366699,"shares":43916,"shareType":"SH","priorValue":418837,"priorShares":50341},{"issuer":"YUM BRANDS INCORPORATED","titleOfClass":"COM","cusip":"988498101","value":356008,"shares":2227,"shareType":"SH","priorValue":349830,"priorShares":2250},{"issuer":"STATE STREET SPDR S&P 500 ETF TRUST","titleOfClass":"TR UNIT","cusip":"78462F103","value":332313,"shares":445,"shareType":"SH","priorValue":336876,"priorShares":518},{"issuer":"HUMANA INCORPORATED","titleOfClass":"COM","cusip":"444859102","value":310626,"shares":782,"shareType":"SH"},{"issuer":"NEUROCRINE BIOSCIENCES INCORPORATED","titleOfClass":"COM","cusip":"64125C109","value":306060,"shares":1816,"shareType":"SH"},{"issuer":"EBAY INCORPORATED.","titleOfClass":"COM","cusip":"278642103","value":303513,"shares":2716,"shareType":"SH","priorValue":252763,"priorShares":2777},{"issuer":"ASHLAND INCORPORATED","titleOfClass":"COM","cusip":"044186104","value":282668,"shares":4290,"shareType":"SH","priorValue":245407,"priorShares":4413},{"issuer":"DOLLAR GENERAL CORPORATION","titleOfClass":"COM","cusip":"256677105","value":280868,"shares":2440,"shareType":"SH","priorValue":295638,"priorShares":2490},{"issuer":"MCDONALDS CORPORATION","titleOfClass":"COM","cusip":"580135101","value":279771,"shares":1035,"shareType":"SH","priorValue":322289,"priorShares":1037},{"issuer":"COCA COLA COMPANY","titleOfClass":"COM","cusip":"191216100","value":279488,"shares":3439,"shareType":"SH","priorValue":272943,"priorShares":3589},{"issuer":"CHENIERE ENERGY INCORPORATED COM NEW","titleOfClass":"COM NEW","cusip":"16411R208","value":275340,"shares":1152,"shareType":"SH","priorValue":332283,"priorShares":1171},{"issuer":"TESLA INCORPORATED","titleOfClass":"COM","cusip":"88160R101","value":267081,"shares":635,"shareType":"SH","priorValue":364687,"priorShares":981},{"issuer":"FIREFLY AEROSPACE INCORPORATED","titleOfClass":"COM","cusip":"31816X106","value":265600,"shares":9034,"shareType":"SH"},{"issuer":"TEXAS ROADHOUSE INCORPORATED","titleOfClass":"COM","cusip":"882681109","value":258928,"shares":1340,"shareType":"SH","priorValue":701680,"priorShares":4249},{"issuer":"TE CONNECTIVITY PLC ORD SHS (IRELAND)","titleOfClass":"ORD SHS","cusip":"G87052109","value":252013,"shares":1250,"shareType":"SH","priorValue":261275,"priorShares":1250},{"issuer":"STATE STREET FINANCIAL SELECT SECTOR SPDR ETF","titleOfClass":"ST STR FINL ETF","cusip":"81369Y605","value":247785,"shares":4622,"shareType":"SH","priorValue":225572,"priorShares":4569},{"issuer":"AT&T INCORPORATED","titleOfClass":"COM","cusip":"00206R102","value":245957,"shares":11882,"shareType":"SH","priorValue":373826,"priorShares":12895},{"issuer":"PEPSICO INC","titleOfClass":"COM","cusip":"713448108","value":238846,"shares":1764,"shareType":"SH","priorValue":273932,"priorShares":1764},{"issuer":"NORFOLK SOUTHN CORPORATION","titleOfClass":"COM","cusip":"655844108","value":233740,"shares":743,"shareType":"SH","priorValue":213241,"priorShares":743},{"issuer":"TRUIST FINL CORPORATION","titleOfClass":"COM","cusip":"89832Q109","value":231015,"shares":4637,"shareType":"SH","priorValue":213163,"priorShares":4637},{"issuer":"SPDR GOLD SHARES","titleOfClass":"GOLD SHS","cusip":"78463V107","value":229132,"shares":622,"shareType":"SH","priorValue":291306,"priorShares":677},{"issuer":"WELLTOWER INCORPORATED REIT","titleOfClass":"COM","cusip":"95040Q104","value":226970,"shares":1000,"shareType":"SH"},{"issuer":"META PLATFORMS INCORPORATED CLASS A","titleOfClass":"CL A","cusip":"30303M102","value":223626,"shares":397,"shareType":"SH","priorValue":2936743,"priorShares":5133},{"issuer":"REPUBLIC BANCORP INCORPORATED KY CLASS A","titleOfClass":"CL A","cusip":"760281204","value":222187,"shares":2457,"shareType":"SH"},{"issuer":"T-MOBILE US INCORPORATED","titleOfClass":"COM","cusip":"872590104","value":221907,"shares":1323,"shareType":"SH","priorValue":283330,"priorShares":1349},{"issuer":"3M COMPANY","titleOfClass":"COM","cusip":"88579Y101","value":221817,"shares":1370,"shareType":"SH"},{"issuer":"COSTCO WHOLESALE CORPORATION","titleOfClass":"COM","cusip":"22160K105","value":221706,"shares":237,"shareType":"SH","priorValue":240140,"priorShares":241},{"issuer":"BERKSHIRE HATHAWAY INCORPORATED DEL CLASS B NEW","titleOfClass":"CL B NEW","cusip":"084670702","value":221673,"shares":443,"shareType":"SH","priorValue":212286,"priorShares":443},{"issuer":"FRANKLIN FTSE SOUTH KOREA ETF","titleOfClass":"FTSE SOUTH KOREA","cusip":"35473P710","value":211522,"shares":3201,"shareType":"SH"},{"issuer":"STOCK YDS BANCORP INCORPORATED","titleOfClass":"COM","cusip":"861025104","value":211210,"shares":2762,"shareType":"SH"},{"issuer":"BROWN FORMAN CORPORATION CLASS A","titleOfClass":"CL A","cusip":"115637100","value":210207,"shares":7683,"shareType":"SH","priorValue":208265,"priorShares":7774},{"issuer":"ISHARES INCORPORATED MSCI ITALY ETF","titleOfClass":"MSCI ITALY ETF","cusip":"46434G830","value":209650,"shares":3539,"shareType":"SH"},{"issuer":"STATE STREET SPDR BLOOMBERG HIGH YIELD BOND ETF","titleOfClass":"ST BLOO HIGH ETF","cusip":"78468R622","value":206135,"shares":2139,"shareType":"SH","priorValue":204745,"priorShares":2139},{"issuer":"FIRST MERCHANTS CORPORATION","titleOfClass":"COM","cusip":"320817109","value":204251,"shares":4675,"shareType":"SH"},{"issuer":"INTEL CORPORATION","titleOfClass":"COM","cusip":"458140100","value":200928,"shares":1439,"shareType":"SH"},{"issuer":"NVIDIA CORPORATION","titleOfClass":"COM","cusip":"67066G104","value":200090,"shares":1000,"shareType":"SH"},{"issuer":"DNP SELECT INCOME FD INCORPORATED","titleOfClass":"COM","cusip":"23325P104","value":152571,"shares":14140,"shareType":"SH","priorValue":150792,"priorShares":14640},{"issuer":"INVESCO PREFERRED ETF","titleOfClass":"PFD ETF","cusip":"46138E511","value":151120,"shares":13941,"shareType":"SH","priorValue":178660,"priorShares":16421}]},"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}