{"url":"https://nivawealth.com/firms/legacy-chief-financial-office-300873","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/300873","regulatoryAum":105079723,"crd":"300873","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6671030","suffix":null,"lastName":"Capriotti","firstName":"Cameron","middleName":"Michael"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-135513","legalName":"Legacy Chief Financial Office, LLC","displayName":"Legacy Chief Financial Office","slug":"legacy-chief-financial-office-300873","website":"https://legacycfo.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/300873/4a2067c19e432bb2-r1.webp","tone":"light","width":1193,"height":200,"sourceUrl":"https://www.legacycfo.com","sourceLabel":"Legacy Chief Financial Office, LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/legacy-cfo","founded":null,"organization":"Texas limited liability company","fiscalYearEnd":"December","headquarters":{"street":"9002 Six Pines DR., Suite 108","city":"Shenandoah","state":"TX","stateName":"Texas","country":"United States","postalCode":"77380"},"tradeNames":[],"registration":{"secApproved":"9 March 2026","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1459440.5972222222,"staff":{"employees":3,"advisory":1,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":105079723,"discretionary":101733369,"discretionaryAccounts":333,"nonDiscretionary":3346354,"nonDiscretionaryAccounts":3,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":29,"regulatoryAum":17471845},{"label":"High-net-worth individuals","clients":43,"regulatoryAum":87607878}],"feePrograms":[{"role":"other","program":"Project-based financial planning","summary":"Billed at $350 an hour for clients who do not need ongoing comprehensive planning, due at completion of the engagement.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1017404","versionId":1017404,"submittedOn":"2026-03-11","documentName":"FORM ADV PART 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T16:18:32.331149+00:00","documents":[{"name":"FORM ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1017404","versionId":1017404,"submittedOn":"2026-03-11"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":88949433}],"custodyNote":"Legacy Chief Financial Office does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Cameron Capriotti","title":"Owner and CCO","crd":"6671030"}],"ownership":[{"label":"Cameron Capriotti","detail":"Owner and cco in the 75% or more ownership band and a control person, since February 2019."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":1},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Texas","offices":1,"addresses":[{"street":"9002 Six Pines DR., Suite 108","city":"Shenandoah","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"832-510-9099","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"51-100","assetMix":[{"label":"Exchange-traded equity securities","percent":3},{"label":"Securities issued by registered investment companies or business development companies","percent":96},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":0},"sources":{"adv1FilingDate":"8 April 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/300873/PDF/300873.pdf","brochureDate":"11 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1017404","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Legacy Chief Financial Office have?","answer":"Legacy Chief Financial Office has 72 clients and manages $105 million for them, as of April 2026. They include 43 high-net-worth individuals and 29 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 8 April 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Legacy Chief Financial Office offer?","answer":"Legacy Chief Financial Office provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Legacy Chief Financial Office use?","answer":"Legacy Chief Financial Office’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $88.9M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 8 April 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Legacy Chief Financial Office have?","answer":"Legacy Chief Financial Office has 1 investment adviser representative registered with state securities authorities, out of 3 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Legacy Chief Financial Office invest in?","answer":"At the end of its last fiscal year, Legacy Chief Financial Office’s separately managed accounts held 96% registered funds (mutual funds, ETFs, BDCs), 3% exchange-traded equities and 2% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Legacy Chief Financial Office?","answer":"Legacy Chief Financial Office’s direct owner is Cameron Capriotti (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 8 April 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Legacy Chief Financial Office get paid?","answer":"Legacy Chief Financial Office is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Legacy Chief Financial Office?","answer":"Legacy Chief Financial Office’s main office is at 9002 Six Pines DR., Suite 108, Shenandoah, TX 77380. Its phone number is 832-510-9099. Its website is legacycfo.com.","source":"Form ADV Part 1A, Item 1.F, filed 8 April 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}