{"url":"https://nivawealth.com/firms/lee-overlay-partners-110822","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/110822","regulatoryAum":23395000000,"crd":"110822","secFileNumber":"801-57009","legalName":"Lee Overlay Partners LTD","displayName":"Lee Overlay Partners","website":null,"founded":null,"organization":"corporation organized in Ireland","fiscalYearEnd":"June","headquarters":{"street":"West Pier Business Campus, Dun Laoghaire","city":"Co Dublin","state":"","stateName":"","country":"Ireland","postalCode":"A96 F8C0"},"tradeNames":["Adrian Lee & Partners"],"registration":{"secApproved":"23 December 1999","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":29,"advisory":17,"brokerDealerReps":0,"insuranceAgents":0,"promoters":1},"aum":{"discretionary":23395000000,"discretionaryAccounts":12,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":25,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":1,"regulatoryAum":34000000},{"label":"Pension and profit-sharing plans","clients":2,"regulatoryAum":1400000000},{"label":"Charitable organizations","clients":2,"regulatoryAum":3400000000},{"label":"State or municipal government entities","clients":6,"regulatoryAum":18561000000}],"fees":[],"feeNotes":[],"custodians":[{"name":"State Street Bank and Trust","shortName":"State Street Bank and Trust","location":"Boston, MA","smaAssets":7017000000},{"name":"The Bank of New York Mellon","shortName":"The Bank of New York Mellon","location":"New York, NY","smaAssets":5060000000},{"name":"JP Morgan Chase N.A.","shortName":"J.P. Morgan","location":"Columbus, IN","smaAssets":10499000000}],"custodyNote":"Lee Overlay Partners does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Adrian Lee","title":"President and Chief Investment Officer","crd":"2104113"},{"name":"Kevin Mahon","title":"Chief Operating Officer","crd":"6401508"},{"name":"Nichola Hogan","title":"Chief Compliance Officer","crd":"7795183"},{"name":"Ciara Flynn","title":"Executive Director","crd":"6254317"},{"name":"Kevin Mahon","title":"Executive Director","crd":"6401508"}],"ownership":[{"label":"Adrian Lee","detail":"President and chief investment officer in the 75% or more ownership band and a control person, since March 1999."},{"label":"Lee Overlay Partners Holding Company Limited","detail":"Shareholder in the 75% or more ownership band and a control person, since February 2006."},{"label":"Adrian Lee Services Limited","detail":"Shareholder in the 75% or more ownership band and a control person, since May 1998."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"35316318500","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":"0","assetMix":[{"label":"Derivatives","percent":100}],"privateFunds":1},"sources":{"adv1FilingDate":"25 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/110822/PDF/110822.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Lee Overlay Partners have?","answer":"Lee Overlay Partners has 11 clients and manages $23.4 billion for them, as of September 2026. They include 6 state or municipal government entities, 2 pension and profit-sharing plans and 2 charitable organizations.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 25 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Lee Overlay Partners offer?","answer":"Lee Overlay Partners provides portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Lee Overlay Partners use?","answer":"Lee Overlay Partners’ separately managed account assets are held at JP Morgan Chase N.A. (Columbus, IN), with $10,499,000,000, State Street Bank and Trust (Boston, MA), with $7,017,000,000 and The Bank of New York Mellon (New York, NY), with $5,060,000,000. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 25 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Lee Overlay Partners have?","answer":"Lee Overlay Partners has 0 investment adviser representatives registered with state securities authorities, out of 29 employees, and 17 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Lee Overlay Partners invest in?","answer":"At the end of its last fiscal year, Lee Overlay Partners’ separately managed accounts held 100% derivatives. It advises 1 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Lee Overlay Partners?","answer":"Lee Overlay Partners’ direct owners are Adrian Lee (75% or more), Lee Overlay Partners Holding Company Limited (75% or more) and Adrian Lee Services Limited (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 25 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Lee Overlay Partners get paid?","answer":"Lee Overlay Partners is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}