{"url":"https://nivawealth.com/firms/lattis-management-333629","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/333629","regulatoryAum":367172043,"crd":"333629","history":[{"filedOn":"2025-03-25","regulatoryAum":0,"clients":0,"employees":3,"offices":1},{"filedOn":"2026-09-04","regulatoryAum":367172043,"clients":4,"employees":8,"offices":1}],"secFileNumber":"801-134298","legalName":"Lattis Management LP","displayName":"Lattis Management","slug":"lattis-management-333629","website":"https://lattis.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/333629/aa8c9f68c448f292-r1.webp","tone":"light","width":399,"height":200,"sourceUrl":"https://lattis.com/","sourceLabel":"Lattis Management LP, website"},"classification":{"segment":"private_funds","segmentLabel":"Private funds","type":"private_fund_manager","typeLabel":null,"feeDisclosure":"payment_only"},"linkedinUrl":"https://www.linkedin.com/company/lattislp/","founded":null,"organization":"Delaware limited partnership","fiscalYearEnd":"December","headquarters":{"street":"60 Broad Street, Suite 2411","city":"New York","state":"NY","stateName":"New York","country":"United States","postalCode":"10004"},"tradeNames":[],"registration":{"secApproved":"8 September 2025","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":8,"advisory":5,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":367172043,"discretionary":367172043,"discretionaryAccounts":4,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":75,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":3,"regulatoryAum":343473502},{"label":"Other investment advisers","clients":1,"regulatoryAum":23698541}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"Adm Investor Services, Inc.","shortName":"Adm Investor Services","location":"Chicago, IL","smaAssets":23698541}],"custodyNote":"Lattis Management has custody of $343M in client assets for 3 clients.","otherCustodians":[],"leadership":[{"name":"Sofia Kelly Montoliu","title":"Chief Compliance Officer","crd":"8332389"},{"name":"Charles Dwyer","title":"Managing Partner","crd":"5197441"},{"name":"Arjun Kapoor","title":"Managing Partner","crd":"5355431"}],"ownership":[{"label":"Lattis Management GP LLC","detail":"Partner in the 75% or more ownership band and a control person, since June 2024."},{"label":"Charles Dwyer","detail":"Indirect owner: a managing partner of Lattis Management GP LLC in the 50% to 75% band and a control person, since June 2024.","parent":"Lattis Management GP LLC"},{"label":"Arjun Kapoor","detail":"Indirect owner: a managing partner of Lattis Management GP LLC in the 50% to 75% band and a control person, since June 2024.","parent":"Lattis Management GP LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"New York","offices":1,"addresses":[{"street":"60 Broad Street, Suite 2411","city":"New York","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"12122041688","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"Derivatives","percent":100}],"privateFunds":3},"sources":{"adv1FilingDate":"4 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/333629/PDF/333629.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Lattis Management have?","answer":"Lattis Management has 4 clients and manages $367 million for them, as of September 2026. They include 3 pooled investment vehicles and 1 other investment adviser.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 4 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Lattis Management offer?","answer":"Lattis Management provides portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Lattis Management use?","answer":"Lattis Management’s separately managed account assets are held at Adm Investor Services, Inc. (Chicago, IL), with $23.7M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 4 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Lattis Management have?","answer":"Lattis Management has 0 investment adviser representatives registered with state securities authorities, out of 8 employees, and 5 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Lattis Management invest in?","answer":"At the end of its last fiscal year, Lattis Management’s separately managed accounts held 100% derivatives. It advises 3 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Lattis Management?","answer":"Lattis Management is owned through a holding company by Charles Dwyer and Arjun Kapoor. Its direct owner is Lattis Management GP LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 4 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Lattis Management get paid?","answer":"Lattis Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Lattis Management?","answer":"Lattis Management’s main office is at 60 Broad Street, Suite 2411, New York, NY 10004. Its phone number is 12122041688. Its website is lattis.com.","source":"Form ADV Part 1A, Item 1.F, filed 4 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}