{"url":"https://nivawealth.com/firms/latko-wealth-management-282423","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/282423","regulatoryAum":327160399,"crd":"282423","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"1013326","suffix":null,"lastName":"LATKO","firstName":"DAVID","middleName":"WARREN"},{"crd":"6147725","suffix":"JR","lastName":"LATKO","firstName":"DAVID","middleName":"WARREN"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-01-15","regulatoryAum":160050000,"clients":672,"employees":6,"offices":2},{"filedOn":"2022-06-15","regulatoryAum":206625000,"clients":719,"employees":6,"offices":2},{"filedOn":"2023-01-24","regulatoryAum":187500000,"clients":434,"employees":6,"offices":2},{"filedOn":"2024-01-12","regulatoryAum":230977909,"clients":455,"employees":6,"offices":2},{"filedOn":"2025-02-06","regulatoryAum":282669396,"clients":470,"employees":7,"offices":2},{"filedOn":"2026-09-29","regulatoryAum":327160399,"clients":499,"employees":7,"offices":2}],"secFileNumber":"801-113279","legalName":"Latko 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since February 2016."}],"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"Illinois","offices":2,"addresses":[{"street":"45 East Colorado Avenue","city":"Frankfort","headquarters":true},{"street":"45 East Colorado","city":"Frankfort"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"815-469-8887","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Other"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":58},{"label":"U.S. government/agency bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":37},{"label":"Cash and cash 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They include 356 individual clients and 143 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 29 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Latko Wealth Management offer?","answer":"Latko Wealth Management provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Latko Wealth Management charge?","answer":"Latko Wealth Management charges 0.50%–2.00% a year for its Asset Management. The fee is billed in advance and is negotiable.","source":"ADV PART 2A, filed 14 January 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Latko Wealth Management use?","answer":"Latko Wealth Management’s separately managed account assets are held at LPL Financial LLC (Fort Mill, SC), with $327M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 29 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Latko Wealth Management have?","answer":"Latko Wealth Management has 2 investment adviser representatives registered with state securities authorities, out of 7 employees, and 3 perform investment advisory functions. 2 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Latko Wealth Management invest in?","answer":"At the end of its last fiscal year, Latko Wealth Management’s separately managed accounts held 58% exchange-traded equities, 37% registered funds (mutual funds, ETFs, BDCs), 3% cash and equivalents, 1% U.S. government and agency bonds and 1% other. The 1% other category is described as: Variable Annuities.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Latko Wealth Management?","answer":"Latko Wealth Management’s direct owners are David Latko (50% to 75%) and Janice Latko (25% to 50%).","source":"Form ADV Part 1A, Schedules A and B, filed 29 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Latko Wealth Management get paid?","answer":"Latko Wealth Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Latko Wealth Management registered with the SEC?","answer":"Yes, Latko Wealth Management has been registered with the SEC as an investment adviser since 16 May 2018. Its CRD number is 282423 and its SEC file number is 801-113279.","source":"Form ADV Part 1A, Item 1, filed 29 September 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Latko Wealth Management?","answer":"Latko Wealth Management’s main office is at 45 East Colorado Avenue, Frankfort, IL 60423. Its phone number is 815-469-8887. Its website is latkowealth.com.","source":"Form ADV Part 1A, Item 1.F, filed 29 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/latko-wealth-management-282423/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-07-24","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/1937769/000193776926000004/0001937769-26-000004-index.html","totalValue":235574721,"positionCount":37,"top10Share":0.7508009656095486,"top10":[{"issuer":"ISHARES TR","titleOfClass":"CORE S&P500 ETF","cusip":"464287200","value":50555328,"shares":67508,"shareType":"SH","priorValue":44666919,"priorShares":68381},{"issuer":"INVESCO EXCH TRADED FD TR II","titleOfClass":"NASDAQ 100 ETF","cusip":"46138G649","value":31047136,"shares":102476,"shareType":"SH","priorValue":25536703,"priorShares":107469},{"issuer":"SCHWAB STRATEGIC TR","titleOfClass":"FUNDAMENTAL 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}