{"url":"https://nivawealth.com/firms/lanx-management-138305","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/138305","regulatoryAum":187712765,"crd":"138305","history":[{"filedOn":"2021-07-12","regulatoryAum":362799000,"clients":6,"employees":4,"offices":2},{"filedOn":"2022-06-29","regulatoryAum":287973000,"clients":8,"employees":4,"offices":2},{"filedOn":"2023-08-08","regulatoryAum":245022000,"clients":12,"employees":4,"offices":3},{"filedOn":"2024-07-10","regulatoryAum":211674002,"clients":15,"employees":3,"offices":3},{"filedOn":"2025-03-31","regulatoryAum":180983835,"clients":15,"employees":2,"offices":2},{"filedOn":"2026-03-31","regulatoryAum":187712765,"clients":15,"employees":2,"offices":2}],"secFileNumber":"801-71650","legalName":"Lanx Management, LLC","displayName":"Lanx Management","slug":"lanx-management-138305","website":"https://lanxpartners.com/","classification":{"segment":"private_funds","segmentLabel":"Private funds","type":"private_fund_manager","typeLabel":null,"feeDisclosure":"payment_only"},"founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"75 South Broadway, Suite 4-747","city":"White Plains","state":"NY","stateName":"New York","country":"United States","postalCode":"10601"},"tradeNames":[],"registration":{"secApproved":"22 July 2010","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":2,"advisory":1,"brokerDealerReps":0,"insuranceAgents":0,"promoters":2},"aum":{"regulatory":187712765,"discretionary":177189616,"discretionaryAccounts":5,"nonDiscretionary":10523149,"nonDiscretionaryAccounts":10,"wrapProgram":null,"nonUsClientsPct":47,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":5,"regulatoryAum":177189616},{"label":"Other","clients":10,"regulatoryAum":10523149}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Lanx Management has custody of $171M in client assets for 5 clients.","otherCustodians":[],"leadership":[{"name":"Dana Maroney","title":"Chief Compliance Officer","crd":"6799515"},{"name":"Howard Friedman","title":"Member Lanx Management, LLC & Lanx Capital, LLC","crd":"5063320"},{"name":"Brian Goldman","title":"Managing Member Lanx Management, LLC & Lanx Capital, LLC, Chief Investment Officer","crd":"2193220"},{"name":"Blake Morrison","title":"Member Lanx Management, LLC & Lanx Capital, LLC","crd":"4555670"},{"name":"Morris Wolfson","title":"Member Lanx Management, LLC & Lanx Capital, LLC","crd":"5063330"},{"name":"Aaron Wolfson","title":"Member Lanx Management, LLC & Lanx Capital, LLC","crd":"5063324"},{"name":"Abraham Wolfson","title":"Member Lanx Management, LLC & Lanx Capital, LLC","crd":"1641370"}],"ownership":[{"label":"Brian Goldman","detail":"Managing member lanx management, llc & lanx capital, llc, chief investment officer in the 25% to 50% ownership band and a control person, since August 2001."},{"label":"Howard Friedman","detail":"Member lanx management, llc & lanx capital, llc in the 10% to 25% ownership band, since August 2001."},{"label":"Aaron Wolfson","detail":"Member lanx management, llc & lanx capital, llc in the 10% to 25% ownership band, since August 2001."},{"label":"Abraham Wolfson","detail":"Member lanx management, llc & lanx capital, llc in the 10% to 25% ownership band, since August 2001."},{"label":"Morris Wolfson","detail":"Member lanx management, llc & lanx capital, llc in the 10% to 25% ownership band, since August 2001."},{"label":"Blake Morrison","detail":"Member lanx management, llc & lanx capital, llc in the 5% to 10% ownership band, since April 2017."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":1},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"New York","offices":1,"addresses":[{"street":"75 South Broadway, Suite 4-747","city":"White Plains","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"212-682-9075","stateRegisteredReps":0,"otherAdviserReps":1,"compensation":["A percentage of assets under management","Performance-based fees","Other"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)","Selection of other advisers (including private fund managers)"],"financialPlanningClients":null,"assetMix":[{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":100}],"privateFunds":4},"sources":{"adv1FilingDate":"31 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/138305/PDF/138305.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Lanx Management have?","answer":"Lanx Management has 15 clients and manages $188 million for them, as of March 2026. They include 10 other clients and 5 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Lanx Management offer?","answer":"Lanx Management provides portfolio management for pooled vehicles and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Lanx Management have?","answer":"Lanx Management has 0 investment adviser representatives registered with state securities authorities, out of 2 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Lanx Management invest in?","answer":"At the end of its last fiscal year, Lanx Management’s separately managed accounts held 100% pooled vehicles (private funds and similar). It advises 4 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Lanx Management?","answer":"Lanx Management’s direct owners are Brian Goldman, Howard Friedman, Aaron Wolfson, Abraham Wolfson, Morris Wolfson and Blake Morrison, each holding 50% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Lanx Management get paid?","answer":"Lanx Management is paid through a percentage of assets under management, performance-based fees and other compensation. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Lanx Management?","answer":"Lanx Management’s main office is at 75 South Broadway, Suite 4-747, White Plains, NY 10601. Its phone number is 212-682-9075. Its website is lanxpartners.com.","source":"Form ADV Part 1A, Item 1.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}