{"url":"https://nivawealth.com/firms/lane-generational-309619","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/309619","regulatoryAum":139283759,"crd":"309619","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"1469843","suffix":null,"lastName":"LANE","firstName":"FREDERICK","middleName":"CARPENTER"},{"crd":"6648712","suffix":"Jr.","lastName":"Schibli","firstName":"John","middleName":"Mark"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-22","regulatoryAum":146832019,"clients":45,"employees":4,"offices":1},{"filedOn":"2022-06-15","regulatoryAum":142942967,"clients":55,"employees":3,"offices":3},{"filedOn":"2023-06-30","regulatoryAum":95698740,"clients":53,"employees":2,"offices":3},{"filedOn":"2024-02-21","regulatoryAum":110356871,"clients":49,"employees":2,"offices":3},{"filedOn":"2025-02-27","regulatoryAum":118330440,"clients":46,"employees":2,"offices":3},{"filedOn":"2026-05-05","regulatoryAum":139283759,"clients":50,"employees":2,"offices":3}],"secFileNumber":"801-119363","legalName":"Lane Generational LLC","displayName":"Lane Generational","slug":"lane-generational-309619","website":"https://lanegenerational.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/309619/41f961b22590afad-r1.webp","tone":"light","width":540,"height":200,"sourceUrl":"https://lanegenerational.com/","sourceLabel":"Lane Generational LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/lane-generational","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"","city":"","state":"","stateName":"","country":"","postalCode":null},"tradeNames":[],"registration":{"secApproved":"24 August 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negotiable.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1044039","versionId":1044039,"submittedOn":"2026-05-05","documentName":"LANE ADV 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T16:39:02.080238+00:00","documents":[{"name":"LANE ADV 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1044039","versionId":1044039,"submittedOn":"2026-05-05"}]},"custodians":[{"name":"National Financial Services LLC","shortName":"Fidelity","location":"Boston, MA","smaAssets":139283759}],"custodyNote":"Lane Generational has custody of $15.1M for 5 clients.","otherCustodians":[],"leadership":[{"name":"Frederick Lane","title":"Chief Executive Officer & Chief Investment Officer","crd":"1469843"},{"name":"Giselle Casella","title":"Chief Compliance Officer","crd":"4998512"},{"name":"John Schibli","title":"COO and Director of Investment Research","crd":"6648712"}],"ownership":[{"label":"Lane Investment Holdings LLC","detail":"Owner in the 75% or more ownership band and a control person, since December 2021."},{"label":"Frederick Lane","detail":"Indirect owner: a owner of Lane Investment Holdings LLC in the 75% or more band and a control person, since December 2021.","parent":"Lane Investment Holdings LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":2,"privateResidences":2},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"617-865-3949","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)","Performance-based fees"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":77},{"label":"Securities issued by registered investment companies or business development companies","percent":23}],"privateFunds":1},"sources":{"adv1FilingDate":"5 May 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/309619/PDF/309619.pdf","brochureDate":"5 May 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1044039","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Lane Generational have?","answer":"Lane Generational has 50 clients and manages $139 million for them, as of May 2026. They include 32 high-net-worth individuals, 15 individual clients, and 3 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 5 May 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Lane Generational offer?","answer":"Lane Generational provides financial planning, portfolio management for individuals and small businesses, and portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Lane Generational use?","answer":"Lane Generational’s separately managed account assets are held at National Financial Services LLC (Boston, MA), with $139M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 5 May 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Lane Generational have?","answer":"Lane Generational has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Lane Generational invest in?","answer":"At the end of its last fiscal year, Lane Generational’s separately managed accounts held 77% exchange-traded equities and 23% registered funds (mutual funds, ETFs, BDCs). It advises 1 private fund.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Lane Generational?","answer":"Lane Generational is owned through a holding company by Frederick Lane. Its direct owner is Lane Investment Holdings LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 5 May 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Lane Generational get paid?","answer":"Lane Generational is paid through a percentage of assets under management, hourly charges, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Lane Generational?","answer":"Its phone number is 617-865-3949. Its website is lanegenerational.com.","source":"Form ADV Part 1A, Item 1.F, filed 5 May 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/lane-generational-309619/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-08-13","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/1901384/000194104026000589/0001941040-26-000589-index.html","totalValue":113915398,"positionCount":43,"top10Share":0.5052690681904127,"top10":[{"issuer":"SPIRE GLOBAL INC","titleOfClass":"COM CL A NEW","cusip":"848560306","value":11584564,"shares":622826,"shareType":"SH","priorValue":9509247,"priorShares":755902},{"issuer":"CLEARPOINT NEURO INC","titleOfClass":"COM","cusip":"18507C103","value":7935785,"shares":444831,"shareType":"SH","priorValue":4430326,"priorShares":486849},{"issuer":"AGNICO EAGLE MINES 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}