{"url":"https://nivawealth.com/firms/laidlaw-wealth-management-150040","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/150040","regulatoryAum":108065823,"crd":"150040","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5295758","suffix":null,"lastName":"KUMAR","firstName":"SACHIN","middleName":null},{"crd":"5605196","suffix":null,"lastName":"LUCENA","firstName":"HENRIQUE","middleName":"DAVID"},{"crd":"5709677","suffix":null,"lastName":"MCCORMACK","firstName":"HENRY","middleName":"OLIVER"},{"crd":"6607881","suffix":null,"lastName":"Moschovas","firstName":"Mathew","middleName":"Telly"},{"crd":"2762117","suffix":null,"lastName":"PARKER","firstName":"MATTHEW","middleName":"TERRY"},{"crd":"2077298","suffix":null,"lastName":"SHTAYNBERGER","firstName":"ALEX","middleName":null}],"total":6,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-04-12","regulatoryAum":776306268,"clients":810,"employees":35,"offices":7},{"filedOn":"2022-07-15","regulatoryAum":995309542,"clients":984,"employees":48,"offices":7},{"filedOn":"2023-08-01","regulatoryAum":572995871,"clients":513,"employees":15,"offices":1},{"filedOn":"2024-04-12","regulatoryAum":530409798,"clients":443,"employees":22,"offices":3},{"filedOn":"2025-07-30","regulatoryAum":114764475,"clients":113,"employees":15,"offices":4},{"filedOn":"2026-04-27","regulatoryAum":108065823,"clients":123,"employees":13,"offices":4}],"acquisitions":[{"date":"2020-10-19","datePrecision":"day","name":"Naples 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year.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1019403","versionId":1019403,"submittedOn":"2026-03-16","documentName":"LAIDLAW WEALTH MANAGEMENT FORM ADV PART 2A (MARCH 2, 20256"},{"role":"other","program":"Hourly financial planning and consulting","summary":"Financial planning and consulting is billed at an hourly fee between $150 and $300 per hour.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1019403","versionId":1019403,"submittedOn":"2026-03-16","documentName":"LAIDLAW WEALTH MANAGEMENT FORM ADV PART 2A (MARCH 2, 20256"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T13:55:24.494204+00:00","documents":[{"name":"LAIDLAW WEALTH MANAGEMENT FORM ADV PART 2A (MARCH 2, 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They include 73 individual clients, 27 high-net-worth individuals and 18 other clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 27 April 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Laidlaw Wealth Management offer?","answer":"Laidlaw Wealth Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Laidlaw Wealth Management charge?","answer":"Laidlaw Wealth Management charges up to 2.00% a year for its Investment Management Services. The fee is billed in advance and requires an account of at least $25,000.","source":"LAIDLAW WEALTH MANAGEMENT FORM ADV PART 2A (MARCH 2, 20256, filed 16 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Laidlaw Wealth Management use?","answer":"Laidlaw Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $101M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 27 April 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Laidlaw Wealth Management have?","answer":"Laidlaw Wealth Management has 7 investment adviser representatives registered with state securities authorities, out of 13 employees, and 5 perform investment advisory functions. 13 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Laidlaw Wealth Management invest in?","answer":"At the end of its last fiscal year, Laidlaw Wealth Management’s separately managed accounts held 38% exchange-traded equities, 24% other, 22% cash and equivalents, 8% registered funds (mutual funds, ETFs, BDCs), 4% U.S. government and agency bonds, 2% pooled vehicles (private funds and similar), 1% non-exchange-traded equities and 1% investment grade corporate bonds. The 24% other category is described as: .","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does Laidlaw Wealth Management have a minimum investment?","answer":"Yes, Laidlaw Wealth Management’s minimum account size for its Investment Management Services is $25K.","source":"LAIDLAW WEALTH MANAGEMENT FORM ADV PART 2A (MARCH 2, 20256, filed 16 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns Laidlaw Wealth Management?","answer":"Laidlaw Wealth Management is owned through a holding company by Garnet Trust and Buff Trust. Its direct owner is Laidlaw Holdings, LTD (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 27 April 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Laidlaw Wealth Management get paid?","answer":"Laidlaw Wealth Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Laidlaw Wealth Management?","answer":"Laidlaw Wealth Management’s main office is at 521 Fifth Ave, 12th Floor, New York, NY 10175. Its phone number is 212-953-4910. Its website is laidlawwealthmanagement.com.","source":"Form ADV Part 1A, Item 1.F, filed 27 April 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}