{"url":"https://nivawealth.com/firms/l-1-global-wealth-337213","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/337213","regulatoryAum":2810167033,"crd":"337213","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6334648","suffix":null,"lastName":"CORTES","firstName":"MIGUEL","middleName":null},{"crd":"5872111","suffix":null,"lastName":"Fomperosa","firstName":"Jesus","middleName":null}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-134149","legalName":"L 1 Global Wealth LLC","displayName":"L 1 Global Wealth","slug":"l-1-global-wealth-337213","website":"https://l1gw.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"2601 S Bayshore DR., Unit 100","city":"Coconut Grove","state":"FL","stateName":"Florida","country":"United States","postalCode":"33133"},"tradeNames":[],"registration":{"secApproved":"13 August 2025","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":165303943.11764705,"staff":{"employees":4,"advisory":3,"brokerDealerReps":4,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":2810167033,"discretionary":300742594,"discretionaryAccounts":18,"nonDiscretionary":2509424439,"nonDiscretionaryAccounts":121,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"High-net-worth individuals","clients":17,"regulatoryAum":2810167033}],"feePrograms":[],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T05:43:11.993102+00:00","documents":[{"name":"L 1 GLOBAL  BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1058880","versionId":1058880,"submittedOn":"2026-09-23"}]},"custodians":[],"custodyNote":"L 1 Global Wealth does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Ignacio Martinez","title":"Chief Operating Officer and Chief Compliance Officer","crd":"5846908"}],"ownership":[{"label":"L1 DM LLC","detail":"Chief investment officer in the 25% to 50% ownership band and a control person, since August 2025."},{"label":"L1 JM LLC","detail":"Chief strategy officer in the 25% to 50% ownership band and a control person, since August 2025."},{"label":"L1 IM LLC","detail":"Owner in the 25% to 50% ownership band and a control person, since August 2025."},{"label":"Diego Mas","detail":"Indirect owner: a managing member of L1 DM LLC in the 75% or more band and a control person, since August 2025.","parent":"L1 DM LLC"},{"label":"Ignacio Martinez","detail":"Indirect owner: a managing member of L1 IM LLC in the 75% or more band and a control person, since August 2025.","parent":"L1 IM LLC"},{"label":"Jesus Fomperosa","detail":"Indirect owner: a managing member of L1 JM LLC in the 75% or more band and a control person, since August 2025.","parent":"L1 JM LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"2601 S Bayshore DR., Unit 100","city":"Coconut Grove","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"305-848-3411","stateRegisteredReps":4,"otherAdviserReps":4,"compensation":["A percentage of assets under management"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":30},{"label":"Investment grade corporate bonds","percent":25},{"label":"Derivatives","percent":1},{"label":"Cash and cash equivalents","percent":10},{"label":"Other","percent":35,"detail":"Alternative Assets, Direct Investment, and Liabilities."}],"privateFunds":0},"sources":{"adv1FilingDate":"23 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/337213/PDF/337213.pdf","brochureDate":"23 September 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1058880","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does L 1 Global Wealth have?","answer":"L 1 Global Wealth has 17 clients and manages $2.81 billion for them, as of September 2026. They include 17 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 23 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does L 1 Global Wealth offer?","answer":"L 1 Global Wealth provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does L 1 Global Wealth have?","answer":"L 1 Global Wealth has 4 investment adviser representatives registered with state securities authorities, out of 4 employees, and 3 perform investment advisory functions. 4 employees are registered representatives of a broker-dealer and 0 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does L 1 Global Wealth invest in?","answer":"At the end of its last fiscal year, L 1 Global Wealth’s separately managed accounts held 35% other, 30% exchange-traded equities, 25% investment grade corporate bonds, 10% cash and equivalents and 1% derivatives. The 35% other category is described as: Alternative Assets, Direct Investment, and Liabilities.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns L 1 Global Wealth?","answer":"L 1 Global Wealth is owned through holding companies by Diego Mas, Ignacio Martinez and Jesus Fomperosa. Its direct owners are L1 DM LLC, L1 JM LLC and L1 IM LLC, each holding 50% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 23 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does L 1 Global Wealth get paid?","answer":"L 1 Global Wealth is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact L 1 Global Wealth?","answer":"L 1 Global Wealth’s main office is at 2601 S Bayshore DR., Unit 100, Coconut Grove, FL 33133. Its phone number is 305-848-3411. Its website is l1gw.com.","source":"Form ADV Part 1A, Item 1.F, filed 23 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}