{"url":"https://nivawealth.com/firms/kuhn-advisors-117816","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/117816","regulatoryAum":800783297,"crd":"117816","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7853589","suffix":null,"lastName":"Campbell","firstName":"Ryan","middleName":"Pierce"},{"crd":"7744890","suffix":null,"lastName":"Feduccia","firstName":"Kyle","middleName":"John"},{"crd":"4481733","suffix":null,"lastName":"KUHN","firstName":"MARK","middleName":"ANDREW"},{"crd":"6101255","suffix":null,"lastName":"OUTEN","firstName":"ROBERT","middleName":"HUNTER"}],"total":4,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-05-13","regulatoryAum":511395178,"clients":199,"employees":8,"offices":2},{"filedOn":"2022-03-30","regulatoryAum":708980344,"clients":212,"employees":7,"offices":2},{"filedOn":"2023-03-31","regulatoryAum":631882403,"clients":268,"employees":8,"offices":2},{"filedOn":"2024-02-29","regulatoryAum":719937102,"clients":291,"employees":8,"offices":2},{"filedOn":"2025-03-26","regulatoryAum":753733591,"clients":269,"employees":8,"offices":1},{"filedOn":"2026-05-22","regulatoryAum":800783297,"clients":256,"employees":8,"offices":1}],"secFileNumber":"801-44183","legalName":"Kuhn Advisors, Inc.","displayName":"Kuhn Advisors","slug":"kuhn-advisors-117816","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/kuhn-advisors-inc/","founded":"1993","organization":"North Carolina corporation","fiscalYearEnd":"December","headquarters":{"street":"2828 Pickett Road, Suite 170","city":"Durham","state":"NC","stateName":"North Carolina","country":"United States","postalCode":"27705"},"tradeNames":[],"registration":{"secApproved":"21 June 1993","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":3107229.71875,"staff":{"employees":8,"advisory":3,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":800783297,"discretionary":800783297,"discretionaryAccounts":1280,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":79},"clientTypes":[{"label":"Individuals (other than HNW)","clients":56,"regulatoryAum":23415184},{"label":"High-net-worth individuals","clients":200,"regulatoryAum":772035624},{"label":"Charitable organizations","clients":null,"fewerThan5":true,"regulatoryAum":4635728},{"label":"Corporations and other businesses","clients":null,"fewerThan5":true,"regulatoryAum":696761}],"feePrograms":[{"role":"main","program":"Investment Advisory Services","feeBasis":"ceiling","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1046051","versionId":1046051,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-05-22","documentName":"KUHN ADVISORS ADV PART 2A","fee_rate_low":null,"fee_rate_high":1,"fee_negotiable":false,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Consulting Services","summary":"Consulting services are billed at an hourly rate set by the client agreement according to scope of work; these fees are non-negotiable.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1046051","versionId":1046051,"submittedOn":"2026-05-22","documentName":"KUHN ADVISORS ADV PART 2A"},{"role":"other","program":"Financial Planning Services","summary":"Financial planning is a $500 one-time fee for portfolios under $500,000, then $200 a month for single clients or $250 a month for couples; the fee is waived once the portfolio reaches $500,000.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1046051","versionId":1046051,"submittedOn":"2026-05-22","documentName":"KUHN ADVISORS ADV PART 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T06:22:11.200042+00:00","documents":[{"name":"KUHN ADVISORS ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1046051","versionId":1046051,"submittedOn":"2026-05-22"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Orlando, FL","smaAssets":661259739},{"name":"National Financial Services LLC","shortName":"Fidelity","location":"Boston, MA","smaAssets":87912218}],"custodyNote":"Kuhn Advisors has custody of $269M in client assets for 193 clients.","otherCustodians":[],"leadership":[{"name":"Mark Kuhn","title":"President, Chief Compliance Officer","crd":"4481733"},{"name":"Robert Outen","title":"Wealth Advisor","crd":"6101255"},{"name":"Kyle Feduccia","title":"Wealth Analyst","crd":"7744890"}],"ownership":[{"label":"Mark Kuhn","detail":"President, chief compliance officer in the 75% or more ownership band and a control person, since April 1993."},{"label":"Robert Outen","detail":"Wealth advisor in the 5% to 10% ownership band, since April 2026."},{"label":"Kyle Feduccia","detail":"Wealth analyst in the 5% to 10% ownership band, since April 2026."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"North Carolina","offices":1,"addresses":[{"street":"2828 Pickett Road, Suite 170","city":"Durham","headquarters":true}]}],"brochureServices":["education planning","estate planning","insurance"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"919-493-3233","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Educational seminars/workshops"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":8},{"label":"Securities issued by registered investment companies or business development companies","percent":91},{"label":"Cash and cash equivalents","percent":1}],"privateFunds":0},"sources":{"adv1FilingDate":"22 May 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/117816/PDF/117816.pdf","brochureDate":"22 May 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1046051","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Kuhn Advisors have?","answer":"Kuhn Advisors has 256 clients and manages $801 million for them, as of May 2026. They include 200 high-net-worth individuals and 56 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 22 May 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Kuhn Advisors offer?","answer":"Kuhn Advisors provides financial planning, portfolio management for individuals and small businesses, educational seminars, education planning, estate planning, and insurance.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Kuhn Advisors charge?","answer":"Kuhn Advisors charges up to 1.00% a year for its Investment Advisory Services. The fee is billed in advance and is not negotiable.","source":"KUHN ADVISORS ADV PART 2A, filed 22 May 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Kuhn Advisors use?","answer":"Kuhn Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (Orlando, FL), with $661M and National Financial Services LLC (Boston, MA), with $87.9M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 22 May 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Kuhn Advisors have?","answer":"Kuhn Advisors has 3 investment adviser representatives registered with state securities authorities, out of 8 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Kuhn Advisors invest in?","answer":"At the end of its last fiscal year, Kuhn Advisors’ separately managed accounts held 91% registered funds (mutual funds, ETFs, BDCs), 8% exchange-traded equities and 1% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Kuhn Advisors?","answer":"Kuhn Advisors’ direct owners are Mark Kuhn (75% or more), Robert Outen (5% to 10%) and Kyle Feduccia (5% to 10%).","source":"Form ADV Part 1A, Schedules A and B, filed 22 May 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Kuhn Advisors get paid?","answer":"Kuhn Advisors is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Kuhn Advisors?","answer":"Kuhn Advisors’ main office is at 2828 Pickett Road, Suite 170, Durham, NC 27705. Its phone number is 919-493-3233.","source":"Form ADV Part 1A, Item 1.F, filed 22 May 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}