{"url":"https://nivawealth.com/firms/kreitler-financial-309056","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/309056","regulatoryAum":584905886,"crd":"309056","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4923222","suffix":null,"lastName":"KREITLER","firstName":"CHARLES","middleName":"FRANCIS"},{"crd":"5705819","suffix":null,"lastName":"NESS","firstName":"JACOB","middleName":"WILLIAM"},{"crd":"7001946","suffix":null,"lastName":"TYRIL","firstName":"DWAYNE","middleName":"MICHAEL"},{"crd":"5825595","suffix":null,"lastName":"UZARSKI","firstName":"ALYSE","middleName":"ROSE"}],"total":4,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-29","regulatoryAum":423939109,"clients":117,"employees":10,"offices":1},{"filedOn":"2022-03-27","regulatoryAum":483533384,"clients":129,"employees":11,"offices":1},{"filedOn":"2023-07-06","regulatoryAum":435141581,"clients":138,"employees":11,"offices":1},{"filedOn":"2024-03-23","regulatoryAum":476729810,"clients":144,"employees":11,"offices":1},{"filedOn":"2025-03-31","regulatoryAum":514912522,"clients":148,"employees":10,"offices":1},{"filedOn":"2026-03-13","regulatoryAum":584905886,"clients":173,"employees":10,"offices":1}],"secFileNumber":"801-118881","legalName":"Kreitler Financial LLC","displayName":"Kreitler Financial","slug":"kreitler-financial-309056","website":"https://kreitlerfinancial.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/309056/6216de6beb4ab9cf-r1.webp","tone":"light","width":1406,"height":200,"sourceUrl":"https://kreitlerfinancial.com/","sourceLabel":"Kreitler Financial LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/15535533/admin/","founded":"2003","organization":"Connecticut limited liability company","fiscalYearEnd":"December","headquarters":{"street":"265 Church Street, Suite 501","city":"New Haven","state":"CT","stateName":"Connecticut","country":"United States","postalCode":"06510"},"tradeNames":[],"registration":{"secApproved":"9 June 2020","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":3279349.421965318,"staff":{"employees":10,"advisory":5,"brokerDealerReps":0,"insuranceAgents":4,"promoters":0},"aum":{"regulatory":584905886,"discretionary":580723551,"discretionaryAccounts":944,"nonDiscretionary":4182335,"nonDiscretionaryAccounts":6,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":64,"regulatoryAum":24045520},{"label":"High-net-worth individuals","clients":109,"regulatoryAum":543281930},{"label":"Pension and profit-sharing plans","clients":null,"fewerThan5":true,"regulatoryAum":5533319},{"label":"Charitable organizations","clients":null,"fewerThan5":true,"regulatoryAum":12045117}],"feePrograms":[{"role":"other","program":"Financial Planning and Consulting (Stand-Alone)","summary":"Negotiable fixed fees generally from $3,000 to $20,000, or hourly rates from $175 to $400, depending on the scope of the service.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1017347","versionId":1017347,"submittedOn":"2026-03-11","documentName":"ADV PART 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T07:41:12.939472+00:00","documents":[{"name":"ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1017347","versionId":1017347,"submittedOn":"2026-03-11"}]},"custodians":[{"name":"Raymond James & Associates, Inc.","shortName":"Raymond James","location":"St. Petersburg, FL","smaAssets":488549216},{"name":"Tiaa-Cref Individual & Institutional Services, LLC","shortName":"Tiaa-Cref Individual & Institutional Services","location":"New York, NY","smaAssets":96356671}],"custodyNote":"Kreitler Financial has custody of $64.7M for 20 clients.","otherCustodians":[],"leadership":[{"name":"Melissa Taylor","title":"Chief Operating Officer/Integrator","crd":"4770071"},{"name":"Charles Kreitler","title":"Chief Compliance Officer/Managing Member","crd":"4923222"},{"name":"Dwayne Tyril","title":"Director, Investments","crd":"7001946"}],"ownership":[{"label":"Charles Kreitler","detail":"Chief compliance officer/managing member in the 75% or more ownership band and a control person, since April 2020. Also trustee of Robert Kreitler 2021 Trust for the Family of Charles Kreitler and a control person, since April 2021."},{"label":"Robert Kreitler 2021 Trust for the Family of Charles Kreitler","detail":"Trust in the 10% to 25% ownership band, since April 2021."},{"label":"Robert Kreitler 2021 Trust for","detail":"Trust in the 10% to 25% ownership band, since April 2021."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Connecticut","offices":1,"addresses":[{"street":"265 Church Street, Suite 501","city":"New Haven","headquarters":true}]}],"brochureServices":["estate planning","insurance","philanthropic planning","tax planning"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"203-867-4396","stateRegisteredReps":5,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Pension consulting services"],"financialPlanningClients":"101-250","assetMix":[{"label":"Exchange-traded equity securities","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":86},{"label":"Cash and cash equivalents","percent":4},{"label":"Other","percent":9,"detail":"Tiaa Specific"}],"privateFunds":0},"sources":{"adv1FilingDate":"13 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/309056/PDF/309056.pdf","brochureDate":"11 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1017347","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Kreitler Financial have?","answer":"Kreitler Financial has 173 clients and manages $585 million for them, as of March 2026. They include 109 high-net-worth individuals and 64 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 13 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Kreitler Financial offer?","answer":"Kreitler Financial provides financial planning, portfolio management for individuals and small businesses, pension consulting, estate planning, insurance, philanthropic planning, and tax planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Kreitler Financial use?","answer":"Kreitler Financial’s separately managed account assets are held at Raymond James & Associates, Inc. (St. Petersburg, FL), with $489M and Tiaa-Cref Individual & Institutional Services, LLC (New York, NY), with $96.4M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 13 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Kreitler Financial have?","answer":"Kreitler Financial has 5 investment adviser representatives registered with state securities authorities, out of 10 employees, and 5 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 4 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Kreitler Financial invest in?","answer":"At the end of its last fiscal year, Kreitler Financial’s separately managed accounts held 86% registered funds (mutual funds, ETFs, BDCs), 9% other, 4% cash and equivalents and 1% exchange-traded equities. The 9% other category is described as: Tiaa Specific.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Kreitler Financial?","answer":"Kreitler Financial’s direct owners are Charles Kreitler (75% or more), Robert Kreitler 2021 Trust for the Family of Charles Kreitler (10% to 25%) and Robert Kreitler 2021 Trust for (10% to 25%).","source":"Form ADV Part 1A, Schedules A and B, filed 13 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Kreitler Financial get paid?","answer":"Kreitler Financial is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Kreitler Financial?","answer":"Kreitler Financial’s main office is at 265 Church Street, Suite 501, New Haven, CT 06510. Its phone number is 203-867-4396. Its website is kreitlerfinancial.com.","source":"Form ADV Part 1A, Item 1.F, filed 13 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}