{"url":"https://nivawealth.com/firms/kohlhepp-investment-advisors-113989","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/113989","regulatoryAum":204634160,"crd":"113989","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"273292","suffix":null,"lastName":"KOHLHEPP","firstName":"EDWARD","middleName":"JOHN"},{"crd":"2814743","suffix":"JR","lastName":"KOHLHEPP","firstName":"EDWARD","middleName":"JOSEPH"},{"crd":"5267806","suffix":null,"lastName":"PURRING","firstName":"TODD","middleName":"ROBERT"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-10","regulatoryAum":163157153,"clients":327,"employees":6,"offices":1},{"filedOn":"2022-03-17","regulatoryAum":190424358,"clients":324,"employees":6,"offices":1},{"filedOn":"2023-04-11","regulatoryAum":155995374,"clients":318,"employees":6,"offices":1},{"filedOn":"2024-02-17","regulatoryAum":173210706,"clients":318,"employees":6,"offices":1},{"filedOn":"2025-03-17","regulatoryAum":191033315,"clients":307,"employees":6,"offices":1},{"filedOn":"2026-03-24","regulatoryAum":204634160,"clients":201,"employees":6,"offices":1}],"secFileNumber":"801-60581","legalName":"Kohlhepp Investment Advisors, LTD.","displayName":"Kohlhepp Investment Advisors","slug":"kohlhepp-investment-advisors-113989","website":"https://kohlheppadvisors.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/kohlhepp-investment-advisors-ltd./about/","founded":null,"organization":"Pennsylvania corporation","fiscalYearEnd":"December","headquarters":{"street":"3655 Route 202, Suite 100","city":"Doylestown","state":"PA","stateName":"Pennsylvania","country":"United States","postalCode":"18902"},"tradeNames":[],"registration":{"secApproved":"24 September 2001","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1009440.2039800995,"staff":{"employees":6,"advisory":3,"brokerDealerReps":3,"insuranceAgents":2,"promoters":0},"aum":{"regulatory":204634160,"discretionary":204598780,"discretionaryAccounts":825,"nonDiscretionary":35380,"nonDiscretionaryAccounts":11,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":1},"clientTypes":[{"label":"Individuals (other than HNW)","clients":170,"regulatoryAum":76151413},{"label":"High-net-worth individuals","clients":31,"regulatoryAum":126746068},{"label":"Pension and profit-sharing plans","clients":null,"fewerThan5":true,"regulatoryAum":1736679}],"feePrograms":[{"role":"main","program":"Asset management fee","feeBasis":"ceiling","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1023911","versionId":1023911,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-03-23","documentName":"KOHLHEPP INVESTMENT ADVISORS, LTD. AMENDED FORM ADV, PART 2A.","fee_rate_low":null,"fee_rate_high":2.25,"fee_negotiable":true,"minimum_account":25000,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial analysis and planning","summary":"Financial analysis and non-securities planning advice are billed at up to $450 an hour; the fee is negotiable.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1023911","versionId":1023911,"submittedOn":"2026-03-23","documentName":"KOHLHEPP INVESTMENT ADVISORS, LTD. AMENDED FORM ADV, PART 2A."},{"role":"other","program":"Financial plan percentage fee","summary":"On some occasions a fee based on the percentage of assets in the financial plan is charged, not to exceed 2.5%, with a $1,000 minimum annual fee.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1023911","versionId":1023911,"submittedOn":"2026-03-23","documentName":"KOHLHEPP INVESTMENT ADVISORS, LTD. AMENDED FORM ADV, PART 2A."}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T12:17:17.747876+00:00","documents":[{"name":"KOHLHEPP INVESTMENT ADVISORS, LTD. AMENDED FORM ADV, PART 2A.","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1023911","versionId":1023911,"submittedOn":"2026-03-23"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":186441119}],"custodyNote":"Kohlhepp Investment Advisors has custody of $41.9M for 151 clients.","otherCustodians":[],"leadership":[{"name":"Edward Kohlhepp","title":"President & CEO","crd":"2814743"},{"name":"Todd Purring","title":"Advisor & Chief Compliance Officer","crd":"5267806"},{"name":"Edward Kohlhepp","title":"Founder","crd":"273292"}],"ownership":[{"label":"Edward Kohlhepp","detail":"Founder in the 50% to 75% ownership band and a control person, since September 1998. Also president & ceo in the 50% to 75% ownership band and a control person, since December 2012."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Pennsylvania","offices":1,"addresses":[{"street":"3655 Route 202, Suite 100","city":"Doylestown","headquarters":true}]}],"brochureServices":["education planning","insurance","tax planning"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"215-340-5777","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Pension consulting services","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"101-250","assetMix":[{"label":"Exchange-traded equity securities","percent":11},{"label":"Investment grade corporate bonds","percent":6},{"label":"Derivatives","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":71},{"label":"Cash and cash equivalents","percent":13}],"privateFunds":0},"sources":{"adv1FilingDate":"24 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/113989/PDF/113989.pdf","brochureDate":"23 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1023911","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Kohlhepp Investment Advisors have?","answer":"Kohlhepp Investment Advisors has 201 clients and manages $205 million for them, as of March 2026. They include 170 individual clients and 31 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 24 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Kohlhepp Investment Advisors offer?","answer":"Kohlhepp Investment Advisors provides financial planning, portfolio management for individuals and small businesses, pension consulting, selecting other managers, education planning, insurance, and tax planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Kohlhepp Investment Advisors charge?","answer":"Kohlhepp Investment Advisors charges up to 2.25% a year for its Asset management fee. The fee is billed in advance, is negotiable and requires an account of at least $25,000.","source":"KOHLHEPP INVESTMENT ADVISORS, LTD. AMENDED FORM ADV, PART 2A., filed 23 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Kohlhepp Investment Advisors use?","answer":"Kohlhepp Investment Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $186M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Kohlhepp Investment Advisors have?","answer":"Kohlhepp Investment Advisors has 3 investment adviser representatives registered with state securities authorities, out of 6 employees, and 3 perform investment advisory functions. 3 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Kohlhepp Investment Advisors invest in?","answer":"At the end of its last fiscal year, Kohlhepp Investment Advisors’ separately managed accounts held 71% registered funds (mutual funds, ETFs, BDCs), 13% cash and equivalents, 11% exchange-traded equities, 6% investment grade corporate bonds and 1% derivatives.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does Kohlhepp Investment Advisors have a minimum investment?","answer":"Yes, Kohlhepp Investment Advisors’ minimum account size for its Asset management fee is $25K.","source":"KOHLHEPP INVESTMENT ADVISORS, LTD. AMENDED FORM ADV, PART 2A., filed 23 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns Kohlhepp Investment Advisors?","answer":"Kohlhepp Investment Advisors’ direct owner is Edward Kohlhepp (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 24 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Kohlhepp Investment Advisors get paid?","answer":"Kohlhepp Investment Advisors is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Kohlhepp Investment Advisors?","answer":"Kohlhepp Investment Advisors’ main office is at 3655 Route 202, Suite 100, Doylestown, PA 18902. Its phone number is 215-340-5777. Its website is kohlheppadvisors.com.","source":"Form ADV Part 1A, Item 1.F, filed 24 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}