{"url":"https://nivawealth.com/firms/knox-wealth-partners-advisory-288580","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/288580","regulatoryAum":272877382,"crd":"288580","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4151849","suffix":null,"lastName":"ALEXANDER","firstName":"WILLIAM","middleName":"PORTER"},{"crd":"5586449","suffix":null,"lastName":"BARRY","firstName":"KIMBERLY","middleName":null},{"crd":"1824762","suffix":null,"lastName":"BARTLETT","firstName":"BARRY","middleName":"RUSSELL"},{"crd":"5463722","suffix":"JR.","lastName":"CLARK","firstName":"ROBIN","middleName":"AYRES"},{"crd":"2245087","suffix":null,"lastName":"FARMER","firstName":"CHARLES","middleName":"FORD"},{"crd":"5119292","suffix":null,"lastName":"Kughler","firstName":"Kristie","middleName":"Marie"},{"crd":"4266988","suffix":null,"lastName":"TUCKER","firstName":"KRISTEN","middleName":"TERRY"}],"total":7,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-30","regulatoryAum":115100309,"clients":640,"employees":10,"offices":1},{"filedOn":"2022-03-30","regulatoryAum":140992199,"clients":452,"employees":7,"offices":2},{"filedOn":"2023-03-24","regulatoryAum":145331836,"clients":457,"employees":7,"offices":2},{"filedOn":"2024-03-05","regulatoryAum":176934432,"clients":500,"employees":7,"offices":2},{"filedOn":"2025-03-12","regulatoryAum":231274258,"clients":482,"employees":7,"offices":2},{"filedOn":"2026-03-26","regulatoryAum":272877382,"clients":525,"employees":7,"offices":2}],"secFileNumber":"801-110743","legalName":"Knox Wealth Partners Advisory, LLC","displayName":"Knox Wealth Partners Advisory","slug":"knox-wealth-partners-advisory-288580","website":"https://knoxwealthpartners.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Tennessee limited liability company","fiscalYearEnd":"December","headquarters":{"street":"10710 Murdock Drive, Suite 101","city":"Knoxville","state":"TN","stateName":"Tennessee","country":"United States","postalCode":"37932"},"tradeNames":[],"registration":{"secApproved":"5 July 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2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T15:47:06.957101+00:00","documents":[{"name":"KWPA FORM ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1027175","versionId":1027175,"submittedOn":"2026-03-26"},{"name":null,"status":"not_downloaded","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1027174","versionId":1027174,"submittedOn":null}]},"custodians":[{"name":"LPL Financial","shortName":"LPL Financial","location":"Boston, MA","smaAssets":272877382}],"custodyNote":"Knox Wealth Partners Advisory has custody of $95.8M in client assets for 314 clients.","otherCustodians":[],"leadership":[{"name":"William Alexander","title":"Managing Member / Chief Compliance Officer","crd":"4151849"},{"name":"Charles Farmer","title":"Managing Member","crd":"2245087"},{"name":"Kristen Tucker","title":"Managing Member","crd":"4266988"}],"ownership":[{"label":"William Alexander","detail":"Managing member / chief compliance officer in the 25% to 50% ownership band and a control person, since May 2017."},{"label":"Kristen Tucker","detail":"Managing member in the 25% to 50% ownership band and a control person, since May 2017."},{"label":"Charles Farmer","detail":"Managing member in the 25% to 50% ownership band and a control person, since May 2017."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"Tennessee","offices":2,"addresses":[{"street":"10710 Murdock Drive, Suite 101","city":"Knoxville","headquarters":true},{"street":"600 Gladstone Road","city":"Knoxville"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"865-291-2422","stateRegisteredReps":7,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"11-25","assetMix":[{"label":"Exchange-traded equity securities","percent":77},{"label":"U.S. government/agency bonds","percent":1},{"label":"U.S. state and local bonds","percent":1},{"label":"Investment grade corporate bonds","percent":1},{"label":"Derivatives","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":17},{"label":"Cash and cash equivalents","percent":5}],"privateFunds":0},"sources":{"adv1FilingDate":"26 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/288580/PDF/288580.pdf","brochureDate":"26 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1027175","iapdCompiledDate":null,"retrievedDate":"15 October 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They include 456 individual clients and 69 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 26 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Knox Wealth Partners Advisory offer?","answer":"Knox Wealth Partners Advisory provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Knox Wealth Partners Advisory charge?","answer":"Knox Wealth Partners Advisory charges up to 2.50% a year for its Asset Management Services. The fee is billed in advance and is negotiable.","source":"KWPA FORM ADV PART 2A, filed 26 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Knox Wealth Partners Advisory use?","answer":"Knox Wealth Partners Advisory’s separately managed account assets are held at LPL Financial (Boston, MA), with $273M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 26 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Knox Wealth Partners Advisory have?","answer":"Knox Wealth Partners Advisory has 7 investment adviser representatives registered with state securities authorities, out of 7 employees, and 7 perform investment advisory functions. 7 employees are registered representatives of a broker-dealer and 7 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Knox Wealth Partners Advisory invest in?","answer":"At the end of its last fiscal year, Knox Wealth Partners Advisory’s separately managed accounts held 77% exchange-traded equities, 17% registered funds (mutual funds, ETFs, BDCs), 5% cash and equivalents, 1% U.S. government and agency bonds, 1% state and local bonds, 1% investment grade corporate bonds and 1% derivatives.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Knox Wealth Partners Advisory?","answer":"Knox Wealth Partners Advisory’s direct owners are William Alexander, Kristen Tucker and Charles Farmer, each holding 50% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 26 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Knox Wealth Partners Advisory get paid?","answer":"Knox Wealth Partners Advisory is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Knox Wealth Partners Advisory?","answer":"Knox Wealth Partners Advisory’s main office is at 10710 Murdock Drive, Suite 101, Knoxville, TN 37932. Its phone number is 865-291-2422. Its website is knoxwealthpartners.com.","source":"Form ADV Part 1A, Item 1.F, filed 26 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}