{"url":"https://nivawealth.com/firms/klosters-capital-285582","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/285582","regulatoryAum":495627896,"crd":"285582","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"8243987","suffix":null,"lastName":"BONAECHEA","firstName":"NURIA","middleName":"EVA"},{"crd":"4430291","suffix":null,"lastName":"HALVORSSEN VILLEGAS","firstName":"ERIK","middleName":"LUIS"},{"crd":"6195764","suffix":null,"lastName":"RODRIGUEZ AMBLES","firstName":"JAVIER","middleName":null},{"crd":"5672841","suffix":null,"lastName":"ZUBILLAGA","firstName":"RAUL","middleName":"A"}],"total":4,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-04-15","regulatoryAum":329375001,"clients":19,"employees":4,"offices":1},{"filedOn":"2022-03-02","regulatoryAum":390311329,"clients":27,"employees":5,"offices":1},{"filedOn":"2023-02-17","regulatoryAum":362975065,"clients":29,"employees":5,"offices":1},{"filedOn":"2024-02-16","regulatoryAum":399920955,"clients":41,"employees":7,"offices":1},{"filedOn":"2025-02-28","regulatoryAum":432701634,"clients":45,"employees":8,"offices":1},{"filedOn":"2026-03-19","regulatoryAum":495627896,"clients":49,"employees":7,"offices":1}],"secFileNumber":"801-108620","legalName":"Klosters Capital LLC","displayName":"Klosters Capital","slug":"klosters-capital-285582","website":"https://klosters-capital.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/285582/0d2b31dfeef1965c-r1.webp","tone":"light","width":699,"height":200,"sourceUrl":"https://klosters-capital.com/","sourceLabel":"Klosters Capital, website"},"classification":{"segment":"institutions","segmentLabel":"Institutional","type":"institutional_wealth_manager","typeLabel":"OCIO / institutional wealth","feeDisclosure":"payment_only"},"linkedinUrl":"https://www.linkedin.com/company/klosterscapital/about/","founded":null,"organization":"Florida limited liability company","fiscalYearEnd":"December","headquarters":{"street":"848 Brickell Avenue, Suite 750","city":"Miami","state":"FL","stateName":"Florida","country":"United States","postalCode":"33131"},"tradeNames":[],"registration":{"secApproved":"10 November 2016","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":5929627.486486486,"staff":{"employees":7,"advisory":3,"brokerDealerReps":0,"insuranceAgents":1,"promoters":0},"aum":{"regulatory":495627896,"discretionary":57175314,"discretionaryAccounts":38,"nonDiscretionary":438452582,"nonDiscretionaryAccounts":43,"wrapProgram":null,"nonUsClientsPct":82,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":11,"regulatoryAum":4824171},{"label":"High-net-worth individuals","clients":26,"regulatoryAum":214572046},{"label":"Corporations and other businesses","clients":12,"regulatoryAum":276231679}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"UBS Switzerland A.g.","shortName":"UBS Switzerland A.g.","location":"Geneva","smaAssets":123177337},{"name":"Banco Santander International Sa","shortName":"Banco Santander International Sa","location":"Geneva","smaAssets":184927635},{"name":"Morgan Stanley & Co. LLC","shortName":"Morgan Stanley","location":"New York, NY","smaAssets":37565587}],"custodyNote":"Klosters Capital does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Javier Rodriguez Ambles","title":"Managing Partner and Chief Compliance Officer","crd":"6195764"}],"ownership":[{"label":"Abetos, LLC","detail":"Shareholder in the 50% to 75% ownership band and a control person, since September 2016."},{"label":"2kc Wealth Advisory LLC","detail":"Shareholder in the 50% to 75% ownership band, since September 2016."},{"label":"Javier Rodriguez Ambles","detail":"Indirect owner: a owner and manager of Abetos, LLC in the 75% or more band and a control person, since October 2016.","parent":"Abetos, LLC"},{"label":"Manuel Gomez Sotres","detail":"Indirect owner: a shareholder of 2kc Wealth Advisory LLC in the 75% or more band and a control person, since September 2016.","parent":"2kc Wealth Advisory LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"848 Brickell Avenue, Suite 750","city":"Miami","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"305-907-3421","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Other"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Other"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":42},{"label":"U.S. government/agency bonds","percent":5},{"label":"Sovereign bonds","percent":2},{"label":"Investment grade corporate bonds","percent":2},{"label":"Non-investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":33},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":12},{"label":"Cash and cash equivalents","percent":3}],"privateFunds":0},"sources":{"adv1FilingDate":"19 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/285582/PDF/285582.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Klosters Capital have?","answer":"Klosters Capital has 49 clients and manages $496 million for them, as of March 2026. They include 26 high-net-worth individuals, 12 corporations and other businesses, and 11 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 19 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Klosters Capital offer?","answer":"Klosters Capital provides portfolio management for individuals and small businesses and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Klosters Capital use?","answer":"Klosters Capital’s separately managed account assets are held at Banco Santander International Sa (Geneva), with $185M, UBS Switzerland A.g. (Geneva), with $123M and Morgan Stanley & Co. LLC (New York, NY), with $37.6M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 19 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Klosters Capital have?","answer":"Klosters Capital has 3 investment adviser representatives registered with state securities authorities, out of 7 employees, and 3 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Klosters Capital invest in?","answer":"At the end of its last fiscal year, Klosters Capital’s separately managed accounts held 42% exchange-traded equities, 33% registered funds (mutual funds, ETFs, BDCs), 12% pooled vehicles (private funds and similar), 5% U.S. government and agency bonds, 3% cash and equivalents, 2% sovereign bonds, 2% investment grade corporate bonds and 1% high-yield corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Klosters Capital?","answer":"Klosters Capital is owned through holding companies by Javier Rodriguez Ambles and Manuel Gomez Sotres. Its direct owners are Abetos, LLC (50% to 75%) and 2kc Wealth Advisory LLC (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 19 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Klosters Capital get paid?","answer":"Klosters Capital is paid through a percentage of assets under management and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Klosters Capital?","answer":"Klosters Capital’s main office is at 848 Brickell Avenue, Suite 750, Miami, FL 33131. Its phone number is 305-907-3421. Its website is klosters-capital.com.","source":"Form ADV Part 1A, Item 1.F, filed 19 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}