{"url":"https://nivawealth.com/firms/kirkoswald-asset-management-298735","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/298735","regulatoryAum":27160891498,"crd":"298735","secFileNumber":"801-114632","legalName":"Kirkoswald Asset Management LLC","displayName":"Kirkoswald Asset Management","website":"http://kirkoswald.com/","linkedinUrl":"https://www.linkedin.com/company/kirkoswaldcapital/","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"520 Madison Avenue, Floor 25","city":"New York","state":"NY","stateName":"New York","country":"United States","postalCode":"10022"},"tradeNames":[],"registration":{"secApproved":"12 February 2019","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":42,"advisory":18,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":27113273259,"discretionaryAccounts":32,"nonDiscretionary":47618239,"nonDiscretionaryAccounts":1,"wrapProgram":null,"nonUsClientsPct":79,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":33,"regulatoryAum":27160891498}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Kirkoswald Asset Management has custody of $26.80B for 32 clients.","otherCustodians":[],"leadership":[{"name":"Joseph Mauro","title":"President","crd":"2443935"},{"name":"David Hassan","title":"Chief Financial Officer","crd":"6680354"},{"name":"Chris Cafagna","title":"Chief Operating Officer","crd":"7998499"},{"name":"David Gilbert","title":"Chief Compliance Officer","crd":"6131577"},{"name":"Gregory Coffey","title":"Chairman and Chief Investment Officer","crd":"6017695"}],"ownership":[{"label":"Kirkoswald Asset Management LP","detail":"Member in the 75% or more ownership band and a control person, since December 2019."},{"label":"GC International Holdings GP LTD","detail":"Indirect owner: general partner of Kirkoswald Asset Management LP and a control person, since December 2019.","parent":"Kirkoswald Asset Management LP"},{"label":"Gregory Coffey","detail":"Indirect owner: a sole shareholder of GC International Holdings GP LTD in the 75% or more band and a control person, since December 2019.","parent":"GC International Holdings GP LTD"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"600 Brickell Avenue","city":"Miami"}]},{"state":"New York","offices":1,"addresses":[{"street":"520 Madison Avenue, Floor 25","city":"New York","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"13322074650","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees","Other"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":null,"assetMix":[],"privateFunds":4},"sources":{"adv1FilingDate":"18 May 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/298735/PDF/298735.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Kirkoswald Asset Management have?","answer":"Kirkoswald Asset Management has 33 clients and manages $27.2 billion for them, as of May 2026.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 18 May 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Kirkoswald Asset Management offer?","answer":"Kirkoswald Asset Management provides portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Kirkoswald Asset Management have?","answer":"Kirkoswald Asset Management has 0 investment adviser representatives registered with state securities authorities, out of 42 employees, and 18 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Kirkoswald Asset Management?","answer":"Kirkoswald Asset Management is owned through a chain of holding companies by Gregory Coffey. Its direct owner is Kirkoswald Asset Management LP (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 18 May 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Kirkoswald Asset Management get paid?","answer":"Kirkoswald Asset Management is paid through a percentage of assets under management, performance-based fees and other arrangements. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":{"url":"https://nivawealth.com/firms/kirkoswald-asset-management-298735/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-08-13","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/1795594/000179559426000006/0001795594-26-000006-index.html","totalValue":1223264800,"positionCount":8,"top10Share":1,"top10":[{"issuer":"AMAZON COM INC","titleOfClass":"COM","cusip":"023135106","value":1030820500,"shares":4325000,"shareType":"SH","putCall":"Call"},{"issuer":"ISHARES TR","titleOfClass":"MSCI EMG MKT ETF","cusip":"464287234","value":99536550,"shares":1455000,"shareType":"SH","putCall":"Call"},{"issuer":"ISHARES TR","titleOfClass":"IBOXX HI YD ETF","cusip":"464288513","value":52780200,"shares":660000,"shareType":"SH","putCall":"Put"},{"issuer":"VANECK ETF TRUST","titleOfClass":"SEMICONDUCTR ETF","cusip":"92189F676","value":13117800,"shares":20000,"shareType":"SH","putCall":"Put"},{"issuer":"GLOBAL X FDS","titleOfClass":"GB MSCI AR ETF","cusip":"37950E259","value":9130000,"shares":100000,"shareType":"SH"},{"issuer":"VISTA ENERGY S.A.B. 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DE C.V.","titleOfClass":"SPONSORED ADS","cusip":"92837L109","value":7656000,"shares":120000,"shareType":"SH","priorValue":4294318,"priorShares":56901},{"issuer":"VANECK ETF TRUST","titleOfClass":"GOLD MINERS ETF","cusip":"92189F106","value":5658750,"shares":75000,"shareType":"SH","putCall":"Call"},{"issuer":"GLOBAL X FDS","titleOfClass":"GB MSCI AR ETF","cusip":"37950E259","value":4565000,"shares":50000,"shareType":"SH","putCall":"Call"}]},"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}